Vault-13

FIRST TR EXCH TRADED FD III FSMB

SHRT DUR MNG MUN · ETP · CUSIP 33739P830

109 institutional holders +9 vs Q3 2022
15,079,80915.1m shares reported held*
$295.5mreported value*
18 new 35 added 34 reduced 13 sold out net bought ≈ $40.3m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.60.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 100Q4 22: 109109Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022100
Q4 2022109

Biggest buyers

MORGAN STANLEY Added +556,817+556.8k
ROYAL BANK OF CANADA Added +413,578+413.6k
OGOREK ANTHONY JOSEPH /NY/ /ADV New +383,207+383.2k
Raymond James Financial Services Advisors, Inc. Added +221,610+221.6k
JANE STREET GROUP, LLC New +212,841+212.8k
UBS Group AG Added +198,629+198.6k
HighTower Advisors, LLC Added +185,108+185.1k
Cambridge Investment Research Advisors, Inc. Added +180,709+180.7k
Cetera Advisor Networks LLC Added +135,015+135.0k
Mariner, LLC New +115,715+115.7k

Biggest sellers

LWS Wealth Advisors, Inc. Reduced -406,270-406.3k
Stratos Wealth Partners, LTD. Sold out -195,709-195.7k
Kestra Advisory Services, LLC Reduced -164,015-164.0k
LPL Financial LLC Reduced -92,733-92.7k
Ausdal Financial Partners, Inc. Reduced -74,671-74.7k
Keudell/Morrison Wealth Management Reduced -70,239-70.2k
Hedeker Wealth, LLC Sold out -67,921-67.9k
Janney Montgomery Scott LLC Reduced -62,843-62.8k
Principle Wealth Partners LLC Reduced -53,376-53.4k
Orion Porfolio Solutions, LLC Reduced -41,365-41.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-01-30 5.6% new 1.4m≈ $28.4m 2026-01-30

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,088,3343.1m $61.0m $61.0m 0.01% Added +556.8k +556,817
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,152,1551.2m $22.7m $22.7m 0.02% Reduced -92.7k -92,733
3 LWS Wealth Advisors, Inc. 9.25% of their portfolio BASKING RIDGE, NJ 1,118,5081.1m $22.1m $22.1m 9.25% Reduced -406.3k -406,270
4 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 1,079,2031.1m $21.3m $21.3m 0.04% Added +221.6k +221,610
5 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 914,951915.0k $18.1m $18.1m 0.04% Added +185.1k +185,108
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 603,169603.2k $11.9m $11.9m 0.00% Added +413.6k +413,578
7 TruWealth Advisors, LLC 0.78% of their portfolio Metairie, LA 405,207405.2k $8.0m $8.0m 0.78% Added +93.8k +93,807
8 OGOREK ANTHONY JOSEPH /NY/ /ADV 3.29% of their portfolio WILLIAMSVILLE, NY 383,207383.2k $7.6m $7.6m 3.29% New
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 370,865370.9k $7.3m $7.3m 0.00% Added +198.6k +198,629
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 312,893312.9k $6.2m $6.2m 0.01% Added +9.4k +9,424
11 Per Stirling Capital Management, LLC. 1.10% of their portfolio AUSTIN, TX 306,988307.0k $6.1m $6.1m 1.10% First filing
12 Orion Porfolio Solutions, LLC 0.11% of their portfolio OMAHA, NE 288,801288.8k $5.7m $5.7m 0.11% Reduced -41.4k -41,365
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 267,365267.4k $5.3m $5.3m 0.00% Added +18.2k +18,178
14 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 264,779264.8k $5.2m $5.2m 0.05% Reduced -164.0k -164,015
15 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 264,023264.0k $5.2m $5.2m 0.03% Added +180.7k +180,709
16 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 212,841212.8k $4.2m $4.2m 0.01% New
17 RMR Wealth Builders 0.90% of their portfolio Montclair, NJ 200,268200.3k $4.0m $4.0m 0.90% Reduced -33.3k -33,320
18 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 171,535171.5k $3.4m $3.4m 0.03% Reduced -4.3k -4,332
19 Atria Investments, Inc 0.07% of their portfolio Charlotte, NC 169,461169.5k $3.3m $3.3m 0.07% Added +61.8k +61,758
20 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 164,860164.9k $3.3m $3.3m 0.03% Added +135.0k +135,015
21 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 137,817137.8k $2.8m $2.8m 0.07% Added +21.8k +21,770
22 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 127,482127.5k $343.2k $343.2k 0.01% Added +2.9k +2,895
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 119,227119.2k $2.4m $2.4m 0.00% Added +84.7k +84,658
24 Heck Capital Advisors, LLC 0.45% of their portfolio Rhinelander, WI 118,802118.8k $2.3m $2.3m 0.45% Added +8.3k +8,321
25 Mariner, LLC 0.01% of their portfolio Overland Park, KS 115,715115.7k $2.3m $2.3m 0.01% New
26 Advisory Resource Group 0.67% of their portfolio Tulsa, OK 113,310113.3k $2.2m $2.2m 0.67% Reduced -245 -245
27 CONDOR CAPITAL MANAGEMENT 0.26% of their portfolio MARTINSVILLE, NJ 105,994106.0k $2.1m $2.1m 0.26% Added +55.9k +55,885
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 104,042104.0k $2.1m $2.1m 0.00% Added +21.7k +21,651
29 Principle Wealth Partners LLC 0.22% of their portfolio MADISON, CT 99,52399.5k $2.0m $2.0m 0.22% Reduced -53.4k -53,376
30 Vishria Bird Financial Group, LLC 1.28% of their portfolio MEMPHIS, TN 93,25593.3k $1.8m $1.8m 1.28% New
31 ERn Financial, LLC 0.40% of their portfolio MIDDLETON, WI 88,77388.8k $1.8m $1.8m 0.40% Added +2.6k +2,574
32 Barber Financial Group, Inc. 0.45% of their portfolio LENEXA, KS 82,31582.3k $1.6m $1.6m 0.45% Reduced -3.0k -2,961
33 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 80,68880.7k $1.6m $1.6m 0.07% Added +4.5k +4,540
34 SWMG, LLC 0.96% of their portfolio FORT WORTH, TX 80,27680.3k $1.6m $1.6m 0.96% New
35 FSB PREMIER WEALTH MANAGEMENT, INC. 0.86% of their portfolio WATERLOO, IA 79,61579.6k $1.6m $1.6m 0.86% Reduced -6.9k -6,934
36 Insight Inv LLC 1.56% of their portfolio EL SEGUNDO, CA 78,33078.3k $1.5m $1.5m 1.56% Added +17.2k +17,170
37 Eldridge Investment Advisors, Inc. 0.52% of their portfolio MANCHESTER, NH 75,09375.1k $1.5m $1.5m 0.52% Added +47.1k +47,085
38 StoneX Group Inc. 0.17% of their portfolio NEW YORK, NY 74,22174.2k $1.5m $1.5m 0.17% Added +1.0k +1,000
39 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 70,17670.2k $1.4m $1.4m 0.02% Unchanged
40 Econ Financial Services Corp 1.27% of their portfolio HARRISBURG, PA 63,30863.3k $1.2m $1.2m 1.27% Added +52.8k +52,828
41 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 62,96763.0k $1.2m $1.2m 0.00% Reduced -62.8k -62,843
42 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 62,43162.4k $1.2m $1.2m 0.04% Reduced -3.5k -3,460
43 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 60,34360.3k $1.2m $1.2m 0.04% Reduced -37.5k -37,533
44 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 58,93158.9k $1.2m $1.2m 0.00% Reduced -6.8k -6,782
45 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 51,71751.7k $1.0m $1.0m 0.03% Unchanged
46 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 51,70151.7k $1.0m $1.0m 0.01% Added +50.4k +50,436
47 INSPIRION WEALTH ADVISORS, LLC 0.20% of their portfolio LIBERTYVILLE, IL 48,25048.2k $952.5k $952.5k 0.20% Unchanged
48 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 44,80244.8k $884.4k $884.4k 0.03% Reduced -5.7k -5,742
49 TRUST CO OF OKLAHOMA 0.35% of their portfolio TULSA, OK 44,20844.2k $872.7k $872.7k 0.35% New
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 42,60642.6k $841.0k $841.0k 0.00% New
51 Walkner Condon Financial Advisors LLC 0.25% of their portfolio MADISON, WI 41,81041.8k $825.3k $825.3k 0.25% Added +28.8k +28,754
52 Alta Wealth Advisors LLC 0.55% of their portfolio Woburn, MA 41,19641.2k $813.2k $813.2k 0.55% Reduced -6.6k -6,556
53 PANORAMIC INVESTMENT ADVISORS, LLC 0.81% of their portfolio DENVER, CO 39,96440.0k $788.9k $788.9k 0.81% First filing
54 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 34,32034.3k $677.5k $677.5k 0.03% Reduced -34.2k -34,216
55 ARBOR CAPITAL MANAGEMENT INC /ADV 0.59% of their portfolio ANCHORAGE, AK 33,89933.9k $669.2k $669.2k 0.59% Reduced -1.1k -1,148
56 DHJJ Financial Advisors, Ltd. 0.38% of their portfolio NAPERVILLE, IL 33,50433.5k $661.4k $661.4k 0.38% Reduced -10.1k -10,116
57 Financial Advocates Investment Management 0.05% of their portfolio OLYMPIA, WA 33,49133.5k $661.1k $661.1k 0.05% Reduced -262 -262
58 Ashton Thomas Private Wealth, LLC 0.06% of their portfolio SCOTTSDALE, AZ 31,47231.5k $621.3k $621.3k 0.06% Added +7.1k +7,142
59 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 31,30231.3k $617.9k $617.9k 0.05% Reduced -1.2k -1,250
60 SUTTON PLACE INVESTORS LLC 0.88% of their portfolio ARMONK, NY 31,10031.1k $613.9k $613.9k 0.88% New
61 Security Financial Services, INC. 0.19% of their portfolio Fort Wayne, IN 30,93730.9k $610.7k $610.7k 0.19% Added +16.5k +16,468
62 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 29,68529.7k $586.0k $586.0k 0.01% Added +1.2k +1,217
63 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 28,41628.4k $560.9k $560.9k 0.03% New
64 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 23,18123.2k $463.0k $463.0k 0.02% Added +3.5k +3,519
65 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 22,88822.9k $451.8k $451.8k 0.03% Added +10.2k +10,228
66 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 21,33721.3k $421.2k $421.2k 0.06% Reduced -74.7k -74,671
67 IAMS WEALTH MANAGEMENT, LLC 0.41% of their portfolio OMAHA, NE 20,40020.4k $402.7k $402.7k 0.41% First filing
68 CONTINUUM WEALTH ADVISORS, LLC 0.36% of their portfolio SARATOGA SPRINGS, NY 18,28118.3k $360.9k $360.9k 0.36% First filing
69 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 16,61816.6k $328.0k $328.0k 0.01% Reduced -715 -715
70 Clearwater Capital Advisors, LLC 0.04% of their portfolio HOFFMAN ESTATES, IL 16,20016.2k $319.8k $319.8k 0.04% New
71 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.22% of their portfolio JUPITER, FL 16,19416.2k $319.7k $319.7k 0.22% New
72 LVZ, Inc. 0.05% of their portfolio Holland, MI 15,23515.2k $300.7k $300.7k 0.05% Unchanged
73 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 15,10015.1k $298.0k $298.0k 0.01% Unchanged
74 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,44314.4k $285.1k $285.1k 0.00% Added +1.9k +1,934
75 Meridian Wealth Partners, LLC 0.07% of their portfolio EXTON, PA 14,27414.3k $281.8k $281.8k 0.07% Unchanged
76 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 13,51013.5k $266.7k $266.7k 0.01% Unchanged
77 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 12,86812.9k $254.0k $254.0k 0.00% New
78 Grant/GrossMendelsohn, LLC 0.13% of their portfolio Baltimore, MD 12,73512.7k $252.8k $252.8k 0.13% Reduced -4.8k -4,794
79 Cedar Brook Financial Partners, LLC 0.07% of their portfolio CLEVELAND, OH 12,57012.6k $248.1k $248.1k 0.07% Added +56 +56
80 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 12,51012.5k $246.9k $246.9k 0.03% Reduced -6.9k -6,857
81 CHILTON CAPITAL MANAGEMENT LLC 0.02% of their portfolio HOUSTON, TX 12,45312.5k $245.8k $245.8k 0.02% Unchanged
82 Gateway Wealth Partners, LLC 0.04% of their portfolio APPLETON, WI 12,42912.4k $245.4k $245.4k 0.04% First filing
83 Foster Victor Wealth Advisors, LLC 0.03% of their portfolio GREENVILLE, SC 12,14012.1k $241.0k $241.0k 0.03% New
84 Objective Capital Management, LLC 0.24% of their portfolio Fairlawn, OH 12,01012.0k $237.1k $237.1k 0.24% Reduced -4.1k -4,090
85 Keudell/Morrison Wealth Management 0.08% of their portfolio Salem, OR 12,00012.0k $236.9k $236.9k 0.08% Reduced -70.2k -70,239
86 Teamwork Financial Advisors, LLC 0.05% of their portfolio San Antonio, TX 11,98512.0k $236.6k $236.6k 0.05% New
87 Keystone Wealth Services, LLC 0.10% of their portfolio PALM DESERT, CA 11,50011.5k $227.0k $227.0k 0.10% Reduced -2.5k -2,500
88 Engrave Wealth Partners LLC 0.08% of their portfolio SPRING, TX 11,34711.3k $226.6k $226.6k 0.08% Unchanged
89 Capital Market Strategies LLC 0.24% of their portfolio PALM BEACH GARDENS, FL 11,31511.3k $223.4k $223.4k 0.24% Reduced -1.4k -1,356
90 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,08611.1k $219.0k $219.0k 0.00% New
91 Eudaimonia Partners, LLC 0.05% of their portfolio Winchester, TN 10,85510.9k $214.3k $214.3k 0.05% Added +54 +54
92 Mattern Wealth Management LLC 0.08% of their portfolio LAWRENCE, KS 10,55110.6k $208.3k $208.3k 0.08% Unchanged
93 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 9,4399.4k $186.3k $186.3k 0.01% Added +9.2k +9,248
94 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,2739.3k $183.0k $183.0k 0.01% Reduced -4.2k -4,176
95 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 6,8526.9k $135.0k $135.0k 0.01% Reduced -13.0k -12,960
96 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 5,0155.0k $99.0k $99.0k 0.01% Reduced -26 -26
97 Glen Eagle Advisors, LLC 0.02% of their portfolio KINGSTON, NJ 3,4903.5k $68.9k $68.9k 0.02% Unchanged
98 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 3,3003.3k $65.1k $65.1k 0.00% Added +588 +588
99 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,3562.4k $47.0k $47.0k 0.00% New
100 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 2,0002.0k $39.5k $39.5k 0.00% Unchanged