Vault-13

FIRST TR EXCH TRADED FD III FMNY

NEW YORK MUNI · ETP · CUSIP 33739P822

14 institutional holders +1 vs Q1 2025
498,168498.2k shares reported held*
$12.9mreported value*
2 new 5 added 3 reduced 1 sold out net bought ≈ $1.1m (+42.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.97.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 10Q4 22: 11Q1 23: 12Q2 23: 11Q3 23: 8Q4 23: 12Q1 24: 15Q2 24: 15Q3 24: 14Q4 24: 15Q1 25: 13Q2 25: 1414Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202210
Q4 202211
Q1 202312
Q2 202311
Q3 20238
Q4 202312
Q1 202415
Q2 202415
Q3 202414
Q4 202415
Q1 202513
Q2 202514

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q3 23: 3 bought or addedQ3 23: 6 cut or sold outQ4 23: 7 bought or addedQ4 23: 3 cut or sold outQ4 23Q1 24: 9 bought or addedQ1 24: 3 cut or sold outQ2 24: 8 bought or addedQ2 24: 5 cut or sold outQ2 24Q3 24: 8 bought or addedQ3 24: 5 cut or sold outQ4 24: 8 bought or addedQ4 24: 5 cut or sold outQ4 24Q1 25: 6 bought or addedQ1 25: 7 cut or sold outQ2 25: 7 bought or addedQ2 25: 4 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202336
Q4 202373
Q1 202493
Q2 202485
Q3 202485
Q4 202485
Q1 202567
Q2 202574

Biggest buyers

JANE STREET GROUP, LLC Added +34,704+34.7k
COMMONWEALTH EQUITY SERVICES, LLC New +14,473+14.5k
Magnus Financial Group LLC Added +8,340+8.3k
Hennion & Walsh Asset Management, Inc. Added +6,501+6.5k
HighTower Advisors, LLC Added +2,764+2.8k
UBS Group AG New +662+662
OGOREK ANTHONY JOSEPH /NY/ /ADV Added +166+166

Biggest sellers

OLD MISSION CAPITAL LLC Sold out -13,803-13.8k
OSAIC HOLDINGS, INC. Reduced -9,783-9.8k
Platform Technology Partners Reduced -1,183-1.2k
JPMORGAN CHASE & CO Reduced -550-550

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Magnus Financial Group LLC 0.40% of their portfolio NEW YORK, NY 175,749175.7k $4.6m $4.6m 0.40% Added +8.3k +8,340
2 Hennion & Walsh Asset Management, Inc. 0.11% of their portfolio Parsippany, NJ 105,100105.1k $2.7m $2.7m 0.11% Added +6.5k +6,501
3 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 49,37949.4k $1.3m $1.3m 0.00% Added +34.7k +34,704
4 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 39,10039.1k $1.0m $1.0m 0.00% Unchanged
5 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 35,19835.2k $914.1k $914.1k 0.00% Added +2.8k +2,764
6 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 30,13930.1k $782.4k $782.4k 0.00% Reduced -9.8k -9,783
7 OGOREK ANTHONY JOSEPH /NY/ /ADV 0.14% of their portfolio WILLIAMSVILLE, NY 17,83917.8k $463.0k $463.0k 0.14% Added +166 +166
8 NAPLES GLOBAL ADVISORS, LLC 0.04% of their portfolio NAPLES, FL 16,20016.2k $420.7k $420.7k 0.04% Unchanged
9 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,47314.5k $376.0k $376.0k 0.00% New
10 Platform Technology Partners 0.08% of their portfolio NEW YORK, NY 11,23211.2k $291.7k $291.7k 0.08% Reduced -1.2k -1,183
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,8421.8k $47.8k $47.8k 0.00% Reduced -550 -550
12 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,2551.3k $32.6k $32.6k 0.00% Unchanged
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 662662 $17.2k $17.2k 0.00% New
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged