Vault-13

FIRST TR EXCH TRADED FD III FMNY

NEW YORK MUNI · ETP · CUSIP 33739P822

15 institutional holders +0 vs Q1 2024
452,657452.7k shares reported held*
$12.1mreported value*
1 new 7 added 3 reduced 2 sold out net sold ≈ $935.1k (-34.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.79.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 10Q4 22: 11Q1 23: 12Q2 23: 11Q3 23: 8Q4 23: 12Q1 24: 15Q2 24: 1515Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202210
Q4 202211
Q1 202312
Q2 202311
Q3 20238
Q4 202312
Q1 202415
Q2 202415

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 7 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 5 bought or addedQ1 23: 2 cut or sold outQ2 23: 4 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 3 bought or addedQ3 23: 6 cut or sold outQ4 23: 7 bought or addedQ4 23: 3 cut or sold outQ4 23Q1 24: 9 bought or addedQ1 24: 3 cut or sold outQ2 24: 8 bought or addedQ2 24: 5 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202276
Q1 202352
Q2 202346
Q3 202336
Q4 202373
Q1 202493
Q2 202485

Biggest buyers

JANE STREET GROUP, LLC Added +7,247+7.2k
Hennion & Walsh Asset Management, Inc. Added +5,955+6.0k
JPMORGAN CHASE & CO Added +2,822+2.8k
UBS Group AG New +2,361+2.4k
Socha Financial Group, LLC Added +1,035+1.0k
HighTower Advisors, LLC Added +279+279
OGOREK ANTHONY JOSEPH /NY/ /ADV Added +153+153
OSAIC HOLDINGS, INC. Added +119+119

Biggest sellers

FLOW TRADERS U.S. LLC Sold out -34,700-34.7k
FIRST TRUST ADVISORS LP Reduced -7,000-7.0k
Magnus Financial Group LLC Reduced -6,750-6.8k
BANK OF MONTREAL /CAN/ Sold out -6,424-6.4k
MORGAN STANLEY Reduced -2-2

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Magnus Financial Group LLC 0.49% of their portfolio NEW YORK, NY 161,199161.2k $4.3m $4.3m 0.49% Reduced -6.8k -6,750
2 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 61,10061.1k $1.6m $1.6m 0.00% Reduced -7.0k -7,000
3 Hennion & Walsh Asset Management, Inc. 0.07% of their portfolio Parsippany, NJ 49,25849.3k $1.3m $1.3m 0.07% Added +6.0k +5,955
4 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,53336.5k $978.7k $978.7k 0.00% Added +119 +119
5 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 35,10335.1k $940.4k $940.4k 0.00% Added +7.2k +7,247
6 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 31,57531.6k $846.0k $846.0k 0.00% Added +279 +279
7 Socha Financial Group, LLC 0.36% of their portfolio CORNING, NY 28,75128.8k $770.2k $770.2k 0.36% Added +1.0k +1,035
8 OGOREK ANTHONY JOSEPH /NY/ /ADV 0.16% of their portfolio WILLIAMSVILLE, NY 17,20617.2k $460.0k $460.0k 0.16% Added +153 +153
9 Platform Technology Partners 0.10% of their portfolio NEW YORK, NY 10,66210.7k $285.6k $285.6k 0.10% First filing
10 Bouchey Financial Group, Ltd. 0.02% of their portfolio TROY, NY 7,7707.8k $208.0k $208.0k 0.02% Unchanged
11 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 7,4767.5k $200.3k $200.3k 0.00% Unchanged
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,6623.7k $98.1k $98.1k 0.00% Added +2.8k +2,822
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,3612.4k $63.3k $63.3k 0.00% New
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $28 $28 0.00% Reduced -2 -2
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged