Vault-13

FIRST TR EXCH TRADED FD III FMNY

NEW YORK MUNI · ETP · CUSIP 33739P822

11 institutional holders -1 vs Q1 2023
364,824364.8k shares reported held*
$9.7mreported value*
1 new 3 added 4 reduced 2 sold out net sold ≈ $1.9m (-70.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.57.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 10Q4 22: 11Q1 23: 12Q2 23: 1111Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202210
Q4 202211
Q1 202312
Q2 202311

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 7 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 5 bought or addedQ1 23: 2 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 6 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202276
Q1 202352
Q2 202346

Biggest buyers

FLOW TRADERS U.S. LLC New +10,182+10.2k
Socha Financial Group, LLC Added +1,647+1.6k
BlackDiamond Wealth Management, LLC Added +73+73
UBS Group AG Added +10+10

Biggest sellers

JANE STREET GROUP, LLC Reduced -58,144-58.1k
BANK OF MONTREAL /CAN/ Sold out -11,558-11.6k
Magnus Financial Group LLC Reduced -5,559-5.6k
FIRST TRUST ADVISORS LP Reduced -5,000-5.0k
OSAIC HOLDINGS, INC. Reduced -1,391-1.4k
HARBOUR INVESTMENTS, INC. Sold out -778-778

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Magnus Financial Group LLC 0.58% of their portfolio NEW YORK, NY 153,765153.8k $4.1m $4.1m 0.58% Reduced -5.6k -5,559
2 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 80,10080.1k $2.1m $2.1m 0.00% Reduced -5.0k -5,000
3 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 33,70733.7k $895.6k $895.6k 0.00% Reduced -1.4k -1,391
4 Socha Financial Group, LLC 0.37% of their portfolio CORNING, NY 26,37526.4k $700.8k $700.8k 0.37% Added +1.6k +1,647
5 OGOREK ANTHONY JOSEPH /NY/ /ADV 0.24% of their portfolio WILLIAMSVILLE, NY 24,06124.1k $639.0k $639.0k 0.24% Unchanged
6 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,87116.9k $448.3k $448.3k 0.00% Reduced -58.1k -58,144
7 Platform Technology Partners 0.13% of their portfolio NEW YORK, NY 10,66210.7k $282.8k $282.8k 0.13% Unchanged
8 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 10,18210.2k $271.0k $271.0k 0.01% New
9 BlackDiamond Wealth Management, LLC 0.21% of their portfolio NEW YORK, NY 9,0819.1k $242.9k $242.9k 0.21% Added +73 +73
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 2020 $531 $531 0.00% Added +10 +10
11 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged