Vault-13

FIRST TR EXCH TRADED FD III FMNY

NEW YORK MUNI · ETP · CUSIP 33739P822

11 institutional holders +1 vs Q3 2022
364,883364.9k shares reported held*
$9.6mreported value*
5 new 2 added 3 reduced 3 sold out net bought ≈ $2.9m (+109.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.44.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 10Q4 22: 1111Q3 22Q4 22
Numbers
QuarterHolders
Q3 202210
Q4 202211

Biggest buyers

Magnus Financial Group LLC New +161,578+161.6k
OSAIC HOLDINGS, INC. New +22,480+22.5k
Socha Financial Group, LLC New +19,870+19.9k
Platform Technology Partners New +10,662+10.7k
JANE STREET GROUP, LLC Added +10,130+10.1k
BlackDiamond Wealth Management, LLC Added +825+825
HARBOUR INVESTMENTS, INC. New +778+778

Biggest sellers

JPMORGAN CHASE & CO Sold out -45,558-45.6k
CITIGROUP INC Sold out -25,000-25.0k
OGOREK ANTHONY JOSEPH /NY/ /ADV Reduced -19,654-19.7k
FIRST TRUST ADVISORS LP Reduced -14,900-14.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -11,001-11.0k
UBS Group AG Reduced -900-900

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Magnus Financial Group LLC 0.70% of their portfolio NEW YORK, NY 161,578161.6k $4.3m $4.3m 0.70% New
2 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 85,10085.1k $2.2m $2.2m 0.00% Reduced -14.9k -14,900
3 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 31,31631.3k $827.8k $827.8k 0.00% Added +10.1k +10,130
4 OGOREK ANTHONY JOSEPH /NY/ /ADV 0.28% of their portfolio WILLIAMSVILLE, NY 24,06124.1k $636.0k $636.0k 0.28% Reduced -19.7k -19,654
5 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 22,48022.5k $594.3k $594.3k 0.00% New
6 Socha Financial Group, LLC 0.37% of their portfolio CORNING, NY 19,87019.9k $525.3k $525.3k 0.37% New
7 Platform Technology Partners 0.15% of their portfolio NEW YORK, NY 10,66210.7k $281.9k $281.9k 0.15% New
8 BlackDiamond Wealth Management, LLC 0.27% of their portfolio NEW YORK, NY 8,9388.9k $239.6k $239.6k 0.27% Added +825 +825
9 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 778778 $20.6k $20.6k 0.00% New
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 100100 $2.6k $2.6k 0.00% Reduced -900 -900
11 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged