Vault-13

FIRST TR EXCH TRADED FD III AFEM

RIVR FRNT DYN · ETP · CUSIP 33739P707

41 institutional holders +0 vs Q1 2026
814,945814.9k shares reported held*
$75.0mreported value*
6 new 12 added 12 reduced 5 sold out net bought ≈ $9.3m (+114.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($233.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $92.03.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 31Q4 22: 33Q1 23: 34Q2 23: 34Q3 23: 33Q4 23: 37Q1 24: 34Q2 24: 36Q3 24: 34Q4 24: 38Q1 25: 37Q2 25: 34Q3 25: 33Q4 25: 36Q1 26: 41Q2 26: 4141Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202231
Q4 202233
Q1 202334
Q2 202334
Q3 202333
Q4 202337
Q1 202434
Q2 202436
Q3 202434
Q4 202438
Q1 202537
Q2 202534
Q3 202533
Q4 202536
Q1 202641
Q2 202641

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 13 bought or addedQ3 24: 18 cut or sold outQ4 24: 15 bought or addedQ4 24: 13 cut or sold outQ4 24Q1 25: 16 bought or addedQ1 25: 18 cut or sold outQ2 25: 16 bought or addedQ2 25: 13 cut or sold outQ2 25Q3 25: 18 bought or addedQ3 25: 8 cut or sold outQ4 25: 21 bought or addedQ4 25: 11 cut or sold outQ4 25Q1 26: 21 bought or addedQ1 26: 15 cut or sold outQ2 26: 18 bought or addedQ2 26: 17 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241318
Q4 20241513
Q1 20251618
Q2 20251613
Q3 2025188
Q4 20252111
Q1 20262115
Q2 20261817

Biggest buyers

Janney Montgomery Scott LLC New +79,888+79.9k
J.W. COLE ADVISORS, INC. New +25,184+25.2k
Cambridge Investment Research Advisors, Inc. Added +18,238+18.2k
LPL Financial LLC Added +17,061+17.1k
Coppell Advisory Solutions LLC New +15,114+15.1k
JANE STREET GROUP, LLC Added +2,710+2.7k
OLD MISSION CAPITAL LLC Added +2,223+2.2k
MML INVESTORS SERVICES, LLC Added +1,640+1.6k
Maia Wealth LLC Added +1,592+1.6k
TRUIST FINANCIAL CORP Added +774+774

Biggest sellers

Cetera Investment Advisers Reduced -16,015-16.0k
WELLS FARGO & COMPANY/MN Reduced -9,118-9.1k
Baird Financial Group, Inc. Reduced -4,658-4.7k
Ferguson Shapiro LLC Reduced -4,215-4.2k
MGO ONE SEVEN LLC Sold out -3,869-3.9k
Prospera Financial Services Inc Reduced -3,324-3.3k
RiverFront Investment Group, LLC Reduced -3,105-3.1k
Triad Wealth Partners, LLC Reduced -2,466-2.5k
RAYMOND JAMES FINANCIAL INC Reduced -1,935-1.9k
CITADEL ADVISORS LLC Reduced -817-817

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Robert W. Baird & Co. Inc (4.8%, 2026-08-13)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Ferguson Shapiro LLC 5.94% of their portfolio DECATUR, GA 213,603213.6k $20.1m $20.1m 5.94% Reduced -4.2k -4,215
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 119,247119.2k $11.2m $11.2m 0.00% Added +17.1k +17,061
3 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 79,88879.9k $7.5m $7.5m 0.01% New
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 60,19360.2k $5.7m $5.7m 0.00% Reduced -208 -208
5 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 40,84040.8k $3.8m $3.8m 0.01% Reduced -4.7k -4,658
6 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 35,62635.6k $3.3m $3.3m 0.00% Added +18.2k +18,238
7 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 33,71333.7k $3.2m $3.2m 0.05% Reduced -3.3k -3,324
8 RiverFront Investment Group, LLC 0.04% of their portfolio RICHMOND, VA 33,30233.3k $3.1m $3.1m 0.04% Reduced -3.1k -3,105
9 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 27,17927.2k $2.6m $2.6m 0.00% Added +774 +774
10 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 25,18425.2k $2.4m $2.4m 0.04% New
11 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 23,57323.6k $2.2m $2.2m 0.06% Added +2.2k +2,223
12 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,92517.9k $1.7m $1.7m 0.00% Added +1.6k +1,640
13 Maia Wealth LLC 0.24% of their portfolio DENVER, CO 17,17417.2k $1.6m $1.6m 0.24% Added +1.6k +1,592
14 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 15,11415.1k $9.6k $9.6k 0.00% New
15 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,53912.5k $1.2m $1.2m 0.00% Reduced -16.0k -16,015
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 12,51712.5k $1.2m $1.2m 0.00% Reduced -1.9k -1,935
17 World Investment Advisors 0.02% of their portfolio LINCROFT, NJ 11,16011.2k $916.9k $916.9k 0.02% Unchanged
18 Keystone Wealth Services, LLC 0.14% of their portfolio PALM DESERT, CA 7,9778.0k $749.1k $749.1k 0.14% Added +515 +515
19 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 6,1536.2k $577.9k $577.9k 0.00% Reduced -27 -27
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,3445.3k $501.9k $501.9k 0.00% Added +2.7k +2,710
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,4983.5k $328.6k $328.6k 0.00% Added +298 +298
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,0903.1k $290.2k $290.2k 0.00% Reduced -817 -817
23 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 2,6902.7k $252.6k $252.6k 0.00% Reduced -279 -279
24 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 2,4832.5k $233.2k $233.2k 0.01% Added +110 +110
25 Triad Wealth Partners, LLC 0.01% of their portfolio LAWRENCE, KS 2,4162.4k $226.6k $226.6k 0.01% Reduced -2.5k -2,466
26 GAMMA Investing LLC 0.01% of their portfolio FOSTER CITY, CA 1,8901.9k $177.5k $177.5k 0.01% Unchanged
27 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 853853 $79.2k $79.2k 0.00% Unchanged
28 TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio LITTLETON, CO 804804 $75.5k $75.5k 0.02% Added +9 +9
29 REAP Financial Group, LLC 0.01% of their portfolio AUSTIN, TX 593593 $55.7k $55.7k 0.01% Added +7 +7
30 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 284284 $26.7k $26.7k 0.00% Unchanged
31 EVOLUTION WEALTH MANAGEMENT INC. 0.01% of their portfolio FORT MYERS, FL 159159 $14.9k $14.9k 0.01% Unchanged
32 Elevated Capital Advisors, LLC 0.00% of their portfolio SANDY, UT 112112 $10.5k $10.5k 0.00% Unchanged
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 7575 $7.0k $7.0k 0.00% Unchanged
34 Ascentis Independent Advisors 0.02% of their portfolio DALLAS, TX 6767 $6.3k $6.3k 0.02% Unchanged
35 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5252 $4.9k $4.9k 0.00% Unchanged
36 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4848 $4.5k $4.5k 0.00% Unchanged
37 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 3232 $2.9k $2.9k 0.00% New
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1616 $1.5k $1.5k 0.00% New
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1414 $1.3k $1.3k 0.00% Unchanged
40 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $15 $15 0.00% Reduced -9.1k -9,118
41 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 00 $43 $43 0.00% New