Vault-13

FIRST TR EXCH TRADED FD III AFEM

RIVR FRNT DYN · ETP · CUSIP 33739P707

34 institutional holders -3 vs Q1 2025
462,442462.4k shares reported held*
$33.0mreported value*
3 new 13 added 6 reduced 7 sold out net bought ≈ $4.4m (+61.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $71.40.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 31Q4 22: 33Q1 23: 34Q2 23: 34Q3 23: 33Q4 23: 37Q1 24: 34Q2 24: 36Q3 24: 34Q4 24: 38Q1 25: 37Q2 25: 3434Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202231
Q4 202233
Q1 202334
Q2 202334
Q3 202333
Q4 202337
Q1 202434
Q2 202436
Q3 202434
Q4 202438
Q1 202537
Q2 202534

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 9 bought or addedQ3 23: 23 cut or sold outQ4 23: 15 bought or addedQ4 23: 17 cut or sold outQ4 23Q1 24: 11 bought or addedQ1 24: 22 cut or sold outQ2 24: 11 bought or addedQ2 24: 20 cut or sold outQ2 24Q3 24: 13 bought or addedQ3 24: 18 cut or sold outQ4 24: 15 bought or addedQ4 24: 13 cut or sold outQ4 24Q1 25: 16 bought or addedQ1 25: 18 cut or sold outQ2 25: 16 bought or addedQ2 25: 13 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 2023923
Q4 20231517
Q1 20241122
Q2 20241120
Q3 20241318
Q4 20241513
Q1 20251618
Q2 20251613

Biggest buyers

Janney Montgomery Scott LLC New +68,378+68.4k
Cetera Investment Advisers Added +13,350+13.3k
ENVESTNET ASSET MANAGEMENT INC Added +10,731+10.7k
RAYMOND JAMES FINANCIAL INC Added +9,002+9.0k
Coppell Advisory Solutions LLC Added +6,974+7.0k
Farther Finance Advisors, LLC New +6,525+6.5k
Maia Wealth LLC Added +2,284+2.3k
Baird Financial Group, Inc. Added +1,511+1.5k
Prospera Financial Services Inc Added +856+856
TUCKER ASSET MANAGEMENT LLC New +821+821

Biggest sellers

FLOW TRADERS U.S. LLC Sold out -21,997-22.0k
OLD MISSION CAPITAL LLC Reduced -21,303-21.3k
JANE STREET GROUP, LLC Sold out -6,882-6.9k
Capasso Planning Partners LLC Sold out -6,036-6.0k
J.W. COLE ADVISORS, INC. Reduced -1,455-1.5k
RiverFront Investment Group, LLC Reduced -1,215-1.2k
TRUIST FINANCIAL CORP Reduced -340-340
Freedom Investment Management, Inc. Reduced -311-311
ROYAL BANK OF CANADA Sold out -49-49
PSI Advisors, LLC Sold out -28-28

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Robert W. Baird & Co. Inc (4.8%, 2026-08-13)

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 68,37868.4k $4.9m $4.9m 0.01% New
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 56,18756.2k $4.0m $4.0m 0.00% Added +10.7k +10,731
3 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 47,65547.7k $3.4m $3.4m 0.01% Added +1.5k +1,511
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 41,24141.2k $2.9m $2.9m 0.00% Added +119 +119
5 RiverFront Investment Group, LLC 0.05% of their portfolio RICHMOND, VA 37,49937.5k $2.7m $2.7m 0.05% Reduced -1.2k -1,215
6 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 33,69833.7k $2.4m $2.4m 0.04% Added +856 +856
7 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 28,32728.3k $2.0m $2.0m 0.00% Reduced -340 -340
8 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 26,21126.2k $1.9m $1.9m 0.04% Reduced -1.5k -1,455
9 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 22,03322.0k $1.6m $1.6m 0.00% Added +13.3k +13,350
10 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 21,46021.5k $1.5m $1.5m 0.04% Reduced -21.3k -21,303
11 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 16,17316.2k $1.2m $1.2m 0.00% Added +9.0k +9,002
12 Coppell Advisory Solutions LLC 0.08% of their portfolio COPPELL, TX 15,11515.1k $1.1m $1.1m 0.08% Added +7.0k +6,974
13 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,76611.8k $840.0k $840.0k 0.00% Added +114 +114
14 World Investment Advisors 0.02% of their portfolio LINCROFT, NJ 10,37810.4k $741.3k $741.3k 0.02% Added +606 +606
15 Maia Wealth LLC 0.11% of their portfolio DENVER, CO 8,3238.3k $594.5k $594.5k 0.11% Added +2.3k +2,284
16 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,5256.5k $466.1k $466.1k 0.01% New
17 Freedom Investment Management, Inc. 0.02% of their portfolio SOUTH WINDSOR, CT 3,9213.9k $280.1k $280.1k 0.02% Reduced -311 -311
18 GAMMA Investing LLC 0.01% of their portfolio FOSTER CITY, CA 1,8901.9k $135.0k $135.0k 0.01% Unchanged
19 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,1001.1k $78.0k $78.0k 0.01% Unchanged
20 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 943943 $59.7k $59.7k 0.01% Unchanged
21 TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio LITTLETON, CO 821821 $58.6k $58.6k 0.02% New
22 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 805805 $57.5k $57.5k 0.00% Unchanged
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 792792 $56.6k $56.6k 0.00% Unchanged
24 REAP Financial Group, LLC 0.01% of their portfolio AUSTIN, TX 529529 $37.8k $37.8k 0.01% Added +1 +1
25 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 284284 $20.3k $20.3k 0.00% Added +164 +164
26 EVOLUTION WEALTH MANAGEMENT INC. 0.01% of their portfolio FORT MYERS, FL 159159 $11.4k $11.4k 0.01% First filing
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 7575 $5.4k $5.4k 0.00% Unchanged
28 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5252 $3.7k $3.7k 0.00% Unchanged
29 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4848 $3.4k $3.4k 0.00% Unchanged
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3636 $2.6k $2.6k 0.00% Added +1 +1
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1414 $1.0k $1.0k 0.00% Reduced -22 -22
32 AMERIFLEX GROUP, INC. 0.00% of their portfolio LAS VEGAS, NV 33 $214 $214 0.00% Unchanged
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $65 $65 0.00% Unchanged
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged