FIRST TR EXCH TRADED FD III AFEM
RIVR FRNT DYN · ETP · CUSIP 33739P707
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.28.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 31 |
| Q4 2022 | 33 |
| Q1 2023 | 34 |
| Q2 2023 | 34 |
| Q3 2023 | 33 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 16 | 14 |
| Q1 2023 | 19 | 18 |
| Q2 2023 | 15 | 20 |
| Q3 2023 | 9 | 23 |
Biggest buyers
| Kesler, Norman & Wride, LLC | New | +31.5k |
| Prospera Financial Services Inc | Added | +14.0k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +1.6k |
| BANK OF MONTREAL /CAN/ | Added | +329 |
| J.W. COLE ADVISORS, INC. | Added | +132 |
| JPMORGAN CHASE & CO | Added | +68 |
| Baird Financial Group, Inc. | Added | +10 |
| Sunbelt Securities, Inc. | Added | +5 |
| Wagner Wealth Management, LLC | Added | +3 |
Biggest sellers
| JANE STREET GROUP, LLC | Reduced | -15.1k |
| FLOW TRADERS U.S. LLC | Reduced | -10.1k |
| NewEdge Advisors, LLC | Reduced | -9.1k |
| OLD MISSION CAPITAL LLC | Reduced | -8.5k |
| OSAIC HOLDINGS, INC. | Reduced | -7.5k |
| Truadvice, LLC | Sold out | -5.1k |
| LPL Financial LLC | Sold out | -3.7k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -2.8k |
| RiverFront Investment Group, LLC | Reduced | -1.9k |
| UBS Group AG | Reduced | -1.9k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
No one currently above 5% in the filings since 19 Dec 2024.
Fell to 5% or below in the last year: Robert W. Baird & Co. Inc (4.8%, 2026-08-13)
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| RiverFront Investment Group, LLC 0.18% of their portfolio | 95.3k $5.1m | Reduced -1.9k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 64.9k $3.5m | Reduced -2.8k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 46.5k $2.5m | Reduced -15.1k |
| Baird Financial Group, Inc. 0.01% of their portfolio | 40.9k $2.2m | Added +10 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 40.6k $2.2m | Added +1.6k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 33.4k $1.8m | Reduced -370 |
| Prospera Financial Services Inc 0.07% of their portfolio | 32.4k $1.7m | Added +14.0k |
| Kesler, Norman & Wride, LLC 0.42% of their portfolio | 31.5k $1.7m | New |
| FLOW TRADERS U.S. LLC 0.07% of their portfolio | 27.7k $1.5m | Reduced -10.1k |
| J.W. COLE ADVISORS, INC. 0.10% of their portfolio | 25.9k $1.4m | Added +132 |
| OLD MISSION CAPITAL LLC 0.04% of their portfolio | 23.8k $1.3m | Reduced -8.5k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 21.2k $1.1m | Reduced -9.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 13.3k $706.0k | Reduced -1.2k |
| Hilltop Holdings Inc. 0.07% of their portfolio | 10.7k $568.5k | Reduced -1.1k |
| Elevated Capital Advisors, LLC 0.15% of their portfolio | 8.2k $434.0k | Reduced -239 |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 5.0k $287.1k | Added +329 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 4.7k $250.0k | Reduced -579 |
| OneDigital Investment Advisors LLC 0.01% of their portfolio | 4.7k $248.0k | Reduced -1.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 3.8k $204.0k | Reduced -79 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 2.2k $117.0k | Reduced -7.5k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.9k $103.0k | Reduced -457 |
| Sunbelt Securities, Inc. 0.01% of their portfolio | 1.4k $74.1k | Added +5 |
| LANARK FINANCIAL, INC. 0.01% of their portfolio | 1.1k $58.0k | First filing |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 976 $52.0k | Unchanged |
| Raleigh Capital Management Inc. 0.02% of their portfolio | 908 $48.3k | Reduced -213 |
| Coppell Advisory Solutions LLC 0.01% of their portfolio | 823 $41.7k | Reduced -135 |
| MORGAN STANLEY 0.00% of their portfolio | 140 $7.5k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 105 $5.6k | Added +68 |
| UBS Group AG 0.00% of their portfolio | 66 $3.5k | Reduced -1.9k |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 50 $2.7k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 28 $1.5k | Reduced -30 |
| Wagner Wealth Management, LLC 0.00% of their portfolio | 12 $639 | Added +3 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 2 $90 | Reduced -464 |