Vault-13

FIRST TR EXCH TRADED FD III FMHI

MUNI HI INCM ETF · ETP · CUSIP 33739P301

119 institutional holders +5 vs Q1 2023
5,156,0005.2m shares reported held*
$242.9mreported value*
15 new 47 added 37 reduced 10 sold out net bought ≈ $16.0m (+339.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($90.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.11.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 102Q4 22: 105Q1 23: 114Q2 23: 119119Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022102
Q4 2022105
Q1 2023114
Q2 2023119

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 57 bought or addedQ4 22: 51 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 43 cut or sold outQ1 23Q2 23: 62 bought or addedQ2 23: 47 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225751
Q1 20236743
Q2 20236247

Biggest buyers

WELLS FARGO & COMPANY/MN Added +104,363+104.4k
Atlas Private Wealth Advisors Added +64,671+64.7k
Visionary Wealth Advisors New +51,078+51.1k
Crumly & Associates Inc. Added +45,266+45.3k
UBS Group AG Added +37,287+37.3k
CITIGROUP INC Added +32,907+32.9k
STEPHENS INC /AR/ New +30,600+30.6k
CAPTRUST FINANCIAL ADVISORS New +26,392+26.4k
SlateStone Wealth, LLC Added +24,294+24.3k
IFP Advisors, Inc Added +20,673+20.7k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -155,545-155.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -20,954-21.0k
ROCKLAND TRUST CO Reduced -18,992-19.0k
LPL Financial LLC Reduced -17,388-17.4k
Boyd Wealth Management, LLC Sold out -16,052-16.1k
ShoreHaven Wealth Partners, LLC Sold out -15,899-15.9k
WCG Wealth Advisors LLC Sold out -13,864-13.9k
Stratos Wealth Advisors, LLC Sold out -12,501-12.5k
Raymond James Financial Services Advisors, Inc. Reduced -12,335-12.3k
Ameritas Advisory Services, LLC Sold out -7,502-7.5k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 495,185495.2k $23.3m $23.3m 0.02% Reduced -17.4k -17,388
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 413,874413.9k $19.5m $19.5m 0.00% Added +15.9k +15,874
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 406,523406.5k $19.1m $19.1m 0.00% Reduced -155.5k -155,545
4 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 321,991322.0k $15.2m $15.2m 0.02% Added +32.9k +32,907
5 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 297,830297.8k $14.0m $14.0m 0.02% Reduced -12.3k -12,335
6 RFG Advisory, LLC 0.57% of their portfolio BIRMINGHAM, AL 272,719272.7k $12.8m $12.8m 0.57% Added +1.8k +1,778
7 ROCKLAND TRUST CO 0.54% of their portfolio HANOVER, MA 192,039192.0k $9.0m $9.0m 0.54% Reduced -19.0k -18,992
8 Manhattan West Asset Management, LLC 2.41% of their portfolio Los Angeles, CA 136,934136.9k $6.4m $6.4m 2.41% Added +12.8k +12,845
9 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 126,178126.2k $5.9m $5.9m 0.02% First filing
10 Atlas Private Wealth Advisors 1.16% of their portfolio RED BANK, NJ 121,320121.3k $5.7m $5.7m 1.16% Added +64.7k +64,671
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 114,445114.4k $5.4m $5.4m 0.00% Added +104.4k +104,363
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 113,292113.3k $5.3m $5.3m 0.01% Reduced -7.5k -7,477
13 SlateStone Wealth, LLC 0.93% of their portfolio JUPITER, FL 105,112105.1k $5.0m $5.0m 0.93% Added +24.3k +24,294
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 95,99996.0k $4.5m $4.5m 0.00% Added +10.6k +10,639
15 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 92,95893.0k $4.4m $4.4m 0.04% Added +10.8k +10,794
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 83,84283.8k $3.9m $3.9m 0.00% Reduced -156 -156
17 Financial Advocates Investment Management 0.26% of their portfolio OLYMPIA, WA 76,44876.4k $3.6m $3.6m 0.26% Added +18.6k +18,556
18 HARBOUR INVESTMENTS, INC. 0.17% of their portfolio MADISON, WI 73,04273.0k $3.4m $3.4m 0.17% Added +20.7k +20,659
19 AJ Advisors, LLC 2.33% of their portfolio NASHVILLE, TN 71,05571.1k $3.3m $3.3m 2.33% Reduced -1.4k -1,392
20 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 61,80661.8k $3.0m $3.0m 0.07% Added +20.7k +20,673
21 Platform Technology Partners 1.26% of their portfolio NEW YORK, NY 57,02057.0k $2.7m $2.7m 1.26% Added +182 +182
22 Crumly & Associates Inc. 1.06% of their portfolio SPRINGFIELD, IL 56,04456.0k $2.6m $2.6m 1.06% Added +45.3k +45,266
23 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 55,75555.8k $2.6m $2.6m 0.01% Reduced -6.4k -6,375
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 55,07655.1k $2.6m $2.6m 0.00% Added +37.3k +37,287
25 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 54,99155.0k $2.6m $2.6m 0.01% Added +3.3k +3,320
26 Visionary Wealth Advisors 0.19% of their portfolio O'FALLON, IL 51,07851.1k $2.4m $2.4m 0.19% New
27 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 44,75244.8k $2.1m $2.1m 0.03% Reduced -5.5k -5,541
28 Advisory Resource Group 0.56% of their portfolio Tulsa, OK 44,11044.1k $2.1m $2.1m 0.56% Reduced -1.8k -1,756
29 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 37,51437.5k $1.8m $1.8m 0.07% Reduced -3.2k -3,190
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 35,32535.3k $1.7m $1.7m 0.00% Reduced -5.8k -5,827
31 Triton Wealth Management, PLLC 0.87% of their portfolio SUN CITY, AZ 33,19733.2k $1.6m $1.6m 0.87% Reduced -29 -29
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 31,15731.2k $1.5m $1.5m 0.00% Reduced -4.4k -4,380
33 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 30,60030.6k $1.4m $1.4m 0.03% New
34 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 29,49229.5k $1.4m $1.4m 0.01% Added +11.9k +11,860
35 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 29,49229.5k $1.4m $1.4m 0.01% Added +11.9k +11,860
36 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 28,51728.5k $1.3m $1.3m 0.00% Added +11.0k +10,994
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 26,43726.4k $1.2m $1.2m 0.00% Reduced -2.1k -2,059
38 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 26,39226.4k $1.2m $1.2m 0.00% New
39 FLAGSTAR SECURITIES, INC 0.47% of their portfolio New York, NY 26,28726.3k $1.2m $1.2m 0.47% Reduced -891 -891
40 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 26,06426.1k $1.2m $1.2m 0.01% Added +6.2k +6,219
41 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,34625.3k $1.2m $1.2m 0.00% Added +2.3k +2,280
42 Atlas Private Wealth Management, LLC 0.63% of their portfolio ALBANY, NY 25,28425.3k $1.2m $1.2m 0.63% Reduced -635 -635
43 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 24,56524.6k $1.2m $1.2m 0.01% Added +4.5k +4,515
44 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 22,28122.3k $1.0m $1.0m 0.02% Added +9.7k +9,665
45 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 21,83521.8k $1.0m $1.0m 0.04% Added +5.7k +5,739
46 Capital Investment Advisory Services, LLC 0.10% of their portfolio RALEIGH, NC 21,35021.4k $1.0m $1.0m 0.10% Reduced -250 -250
47 Gladstone Institutional Advisory LLC 0.06% of their portfolio Bedminster, NJ 20,51920.5k $966.4k $966.4k 0.06% Reduced -747 -747
48 Comprehensive Wealth Management, LLC 0.82% of their portfolio LYNNWOOD, WA 20,11320.1k $947.3k $947.3k 0.82% New
49 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 20,01820.0k $942.9k $942.9k 0.02% Added +3.0k +3,037
50 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 19,36719.4k $912.2k $912.2k 0.01% Reduced -2.1k -2,117
51 High Net Worth Advisory Group LLC 0.33% of their portfolio NAPLES, FL 17,79517.8k $838.1k $838.1k 0.33% Unchanged
52 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 17,53517.5k $825.9k $825.9k 0.03% Reduced -2.9k -2,906
53 Socha Financial Group, LLC 0.43% of their portfolio CORNING, NY 17,44717.4k $821.8k $821.8k 0.43% Added +47 +47
54 Clearwater Capital Advisors, LLC 0.10% of their portfolio HOFFMAN ESTATES, IL 17,23217.2k $811.6k $811.6k 0.10% Added +117 +117
55 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 16,76816.8k $790.0k $790.0k 0.03% New
56 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 16,64816.6k $784.1k $784.1k 0.01% Added +6.2k +6,178
57 Financial Partners Group, Inc 0.14% of their portfolio Overland Park, KS 14,66314.7k $685.4k $685.4k 0.14% Added +8.9k +8,892
58 ARBOR CAPITAL MANAGEMENT INC /ADV 0.53% of their portfolio ANCHORAGE, AK 14,55714.6k $686.0k $686.0k 0.53% Added +718 +718
59 Cyndeo Wealth Partners, LLC 0.07% of their portfolio ST. PETERSBURG, FL 13,95514.0k $657.3k $657.3k 0.07% Reduced -3.4k -3,387
60 IFG Advisory, LLC 0.06% of their portfolio ATLANTA, GA 13,24813.2k $624.0k $624.0k 0.06% Added +2.7k +2,703
61 MRA Advisory Group 0.43% of their portfolio PARSIPPANY, NJ 13,23413.2k $623.3k $623.3k 0.43% Added +4.6k +4,611
62 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 12,26112.3k $577.5k $577.5k 0.00% Reduced -1.1k -1,102
63 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 12,16412.2k $572.9k $572.9k 0.02% Reduced -294 -294
64 Landmark Wealth Management, LLC 0.48% of their portfolio MELVILLE, NY 11,50311.5k $542.0k $542.0k 0.48% Reduced -273 -273
65 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 11,27111.3k $530.9k $530.9k 0.01% New
66 Hedeker Wealth, LLC 0.17% of their portfolio Lincolnshire, IL 10,66410.7k $502.3k $502.3k 0.17% Unchanged
67 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 10,53110.5k $496.0k $496.0k 0.02% New
68 Insight Wealth Strategies, LLC 0.09% of their portfolio SAN RAMON, CA 10,47110.5k $493.2k $493.2k 0.09% Added +60 +60
69 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.03% of their portfolio RICHMOND, VA 10,45310.5k $492.3k $492.3k 0.03% New
70 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 10,18110.2k $479.5k $479.5k 0.01% Reduced -914 -914
71 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,00110.0k $471.0k $471.0k 0.00% Unchanged
72 COUNTRY TRUST BANK 0.01% of their portfolio Bloomington, IL 9,8579.9k $464.3k $464.3k 0.01% Added +378 +378
73 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 9,3559.4k $440.6k $440.6k 0.01% Unchanged
74 DHJJ Financial Advisors, Ltd. 0.22% of their portfolio NAPERVILLE, IL 8,8328.8k $416.0k $416.0k 0.22% Added +264 +264
75 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 8,8208.8k $415.4k $415.4k 0.02% Added +1.1k +1,050
76 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 8,4368.4k $397.3k $397.3k 0.02% Added +2.8k +2,768
77 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 7,8947.9k $371.8k $371.8k 0.00% Added +780 +780
78 Blue Chip Partners, LLC 0.04% of their portfolio FARMINGTON HILLS, MI 7,7087.7k $363.0k $363.0k 0.04% Unchanged
79 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 7,4387.4k $350.0k $350.0k 0.01% Reduced -687 -687
80 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 7,3907.4k $348.1k $348.1k 0.00% Reduced -3.4k -3,400
81 Genesee Capital Advisors, LLC 0.23% of their portfolio AUBURN, NY 7,1947.2k $338.8k $338.8k 0.23% Added +70 +70
82 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 7,1817.2k $338.2k $338.2k 0.01% Added +700 +700
83 MBL Wealth, LLC 0.05% of their portfolio CHARLOTTE, NC 7,1007.1k $334.4k $334.4k 0.05% New
84 Main Line Retirement Advisors, LLC 0.31% of their portfolio WHITEFISH, MT 7,0007.0k $329.7k $329.7k 0.31% First filing
85 Ignite Planners, LLC 0.12% of their portfolio SAN CLEMENTE, CA 6,5976.6k $309.5k $309.5k 0.12% Unchanged
86 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 6,5306.5k $307.6k $307.6k 0.03% Added +1.2k +1,175
87 WADDELL & ASSOCIATES, LLC 0.05% of their portfolio MEMPHIS, TN 6,5206.5k $307.1k $307.1k 0.05% Reduced -290 -290
88 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 6,3126.3k $295.5k $295.5k 0.02% Added +195 +195
89 KCS Wealth Advisory 0.10% of their portfolio LOS ANGELES, CA 6,2676.3k $295.2k $295.2k 0.10% Added +154 +154
90 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 6,2466.2k $294.2k $294.2k 0.02% Added +34 +34
91 First Heartland Consultants, Inc. 0.04% of their portfolio LAKE ST. LOUIS, MO 6,0226.0k $283.6k $283.6k 0.04% Reduced -86 -86
92 G&S Capital LLC 0.13% of their portfolio DENVER, CO 5,7705.8k $271.8k $271.8k 0.13% Reduced -1.9k -1,910
93 FSB PREMIER WEALTH MANAGEMENT, INC. 0.14% of their portfolio WATERLOO, IA 5,2935.3k $249.3k $249.3k 0.14% Unchanged
94 Kowal Investment Group, LLC 0.06% of their portfolio BROOKFIELD, WI 5,1585.2k $243.0k $243.0k 0.06% Reduced -346 -346
95 Altus Wealth Group LLC 0.15% of their portfolio COLORADO SPRINGS, CO 5,1395.1k $242.1k $242.1k 0.15% Added +40 +40
96 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 4,8744.9k $229.6k $229.6k 0.02% Added +43 +43
97 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,8074.8k $226.4k $226.4k 0.00% Reduced -2.6k -2,644
98 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 4,4254.4k $208.5k $208.5k 0.01% Added +17 +17
99 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 4,3004.3k $202.5k $202.5k 0.00% Reduced -1.1k -1,075
100 Stephens Consulting, LLC 0.05% of their portfolio FLINT, MI 2,4702.5k $116.3k $116.3k 0.05% Reduced -4.1k -4,101