Vault-13

FIRST TR EXCH TRADED FD III FEMB

EME MRK BD ETF · ETP · CUSIP 33739P202

66 institutional holders +1 vs Q2 2024
4,242,2274.2m shares reported held*
$123.0mreported value*
9 new 31 added 21 reduced 7 sold out net sold ≈ $10.7m (-370.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.98.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 43Q4 22: 46Q1 23: 45Q2 23: 45Q3 23: 48Q4 23: 50Q1 24: 57Q2 24: 65Q3 24: 6666Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202243
Q4 202246
Q1 202345
Q2 202345
Q3 202348
Q4 202350
Q1 202457
Q2 202465
Q3 202466

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 27 cut or sold outQ1 23: 26 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 24 cut or sold outQ3 23: 26 bought or addedQ3 23: 18 cut or sold outQ3 23Q4 23: 24 bought or addedQ4 23: 24 cut or sold outQ1 24: 34 bought or addedQ1 24: 18 cut or sold outQ1 24Q2 24: 39 bought or addedQ2 24: 24 cut or sold outQ3 24: 40 bought or addedQ3 24: 28 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221827
Q1 20232625
Q2 20232224
Q3 20232618
Q4 20232424
Q1 20243418
Q2 20243924
Q3 20244028

Biggest buyers

MORGAN STANLEY Added +249,486+249.5k
LPL Financial LLC Added +151,907+151.9k
Concurrent Investment Advisors, LLC New +109,438+109.4k
CWM, LLC Added +56,086+56.1k
FLOW TRADERS U.S. LLC Added +50,160+50.2k
NewEdge Advisors, LLC Added +32,921+32.9k
Rareview Capital LLC Added +32,862+32.9k
RAYMOND JAMES & ASSOCIATES Added +31,047+31.0k
D.A. DAVIDSON & CO. New +28,059+28.1k
TAP Consulting, LLC New +18,376+18.4k

Biggest sellers

TRUIST FINANCIAL CORP Sold out -414,581-414.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -401,151-401.2k
Private Advisory Group LLC Sold out -104,300-104.3k
Cambridge Investment Research Advisors, Inc. Reduced -68,732-68.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -58,821-58.8k
WELLS FARGO & COMPANY/MN Reduced -57,094-57.1k
HARBOUR INVESTMENTS, INC. Reduced -54,604-54.6k
Csenge Advisory Group Sold out -38,247-38.2k
FIRST TRUST ADVISORS LP Reduced -15,972-16.0k
WINTRUST INVESTMENTS LLC Reduced -9,089-9.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.5 pts · filed 2026-07-17 23.5% +2.5 pts 2.8m≈ $82.6m 2026-07-17

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,098,3561.1m $31.8m $31.8m 0.00% Added +249.5k +249,486
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 740,048740.0k $21.4m $21.4m 0.01% Added +151.9k +151,907
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 451,449451.4k $13.1m $13.1m 0.00% Reduced -57.1k -57,094
4 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 189,593189.6k $5.5m $5.5m 0.01% Reduced -16.0k -15,972
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 131,987132.0k $3.8m $3.8m 0.00% Reduced -401.2k -401,151
6 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 127,480127.5k $3.7m $3.7m 0.01% Reduced -851 -851
7 Euro Pacific Asset Management, LLC 0.63% of their portfolio DORADO, PR 116,432116.4k $3.4m $3.4m 0.63% Reduced -693 -693
8 Concurrent Investment Advisors, LLC 0.09% of their portfolio Tampa, FL 109,438109.4k $3.2m $3.2m 0.09% New
9 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 91,29291.3k $2.6m $2.6m 0.00% Added +6.2k +6,213
10 Bridge Advisory, LLC 1.09% of their portfolio PASADENA, CA 79,34179.3k $2.3m $2.3m 1.09% Added +188 +188
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 79,21479.2k $2.3m $2.3m 0.00% Added +12.6k +12,627
12 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 78,55278.6k $2.3m $2.3m 0.00% Added +7.1k +7,083
13 FLOW TRADERS U.S. LLC 0.09% of their portfolio NEW YORK, NY 60,16060.2k $1.7m $1.7m 0.09% Added +50.2k +50,160
14 EWG Elevate Inc. 0.69% of their portfolio ROSEVILLE, CA 59,34159.3k $1.7m $1.7m 0.69% Added +599 +599
15 Rareview Capital LLC 1.26% of their portfolio LAS VEGAS, NV 58,44158.4k $1.7m $1.7m 1.26% Added +32.9k +32,862
16 CWM, LLC 0.01% of their portfolio OMAHA, NE 56,30056.3k $1.6m $1.6m 0.01% Added +56.1k +56,086
17 Belpointe Asset Management LLC 0.09% of their portfolio RENO, NV 51,89051.9k $1.5m $1.5m 0.09% Reduced -599 -599
18 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 47,33847.3k $1.4m $1.4m 0.01% Added +3.7k +3,745
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 46,10746.1k $1.3m $1.3m 0.00% Added +31.0k +31,047
20 Pine Valley Investments Ltd Liability Co 0.09% of their portfolio MARLTON, NJ 45,56445.6k $1.3m $1.3m 0.09% Added +141 +141
21 Walkner Condon Financial Advisors LLC 0.25% of their portfolio MADISON, WI 41,45541.5k $1.2m $1.2m 0.25% Added +2.4k +2,446
22 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 40,51640.5k $1.2m $1.2m 0.01% Added +32.9k +32,921
23 Visionary Wealth Advisors 0.07% of their portfolio O'FALLON, IL 37,96338.0k $1.1m $1.1m 0.07% Added +9.8k +9,845
24 COTTONWOOD CAPITAL ADVISORS, LLC 0.67% of their portfolio SALT LAKE CITY, UT 31,37231.4k $909.2k $909.2k 0.67% Reduced -1.7k -1,697
25 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 28,05928.1k $813.1k $813.1k 0.01% New
26 COMERICA BANK 0.00% of their portfolio DALLAS, TX 27,24027.2k $789.4k $789.4k 0.00% Added +1.4k +1,359
27 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 26,59526.6k $770.6k $770.6k 0.02% Added +2.3k +2,282
28 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 26,51626.5k $768.4k $768.4k 0.00% Reduced -382 -382
29 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 25,25825.3k $732.0k $732.0k 0.00% Added +5.6k +5,599
30 Clarus Wealth Advisors 0.30% of their portfolio PEORIA, AZ 20,93320.9k $589.3k $589.3k 0.30% Reduced -151 -151
31 TAP Consulting, LLC 0.10% of their portfolio KIRKWOOD, MO 18,37618.4k $532.5k $532.5k 0.10% New
32 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 17,81017.8k $516.1k $516.1k 0.00% New
33 Vestmark Advisory Solutions, Inc. 0.02% of their portfolio Wakefield, MA 16,84116.8k $488.1k $488.1k 0.02% Added +5.9k +5,897
34 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,27815.3k $443.0k $443.0k 0.00% Reduced -58.8k -58,821
35 Wagner Wealth Management, LLC 0.10% of their portfolio GREENVILLE, SC 13,01013.0k $377.0k $377.0k 0.10% Added +101 +101
36 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 12,77012.8k $370.1k $370.1k 0.00% Added +2.8k +2,833
37 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 12,04012.0k $348.9k $348.9k 0.00% Reduced -1.2k -1,212
38 KKM Financial LLC 0.17% of their portfolio CHICAGO, IL 11,71311.7k $339.4k $339.4k 0.17% Added +2.9k +2,928
39 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 10,72910.7k $310.9k $310.9k 0.00% New
40 IAMS WEALTH MANAGEMENT, LLC 0.14% of their portfolio OMAHA, NE 9,7109.7k $281.4k $281.4k 0.14% Added +541 +541
41 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 9,6839.7k $280.6k $280.6k 0.01% Reduced -54.6k -54,604
42 Synergy Asset Management, LLC 0.04% of their portfolio VANCOUVER, WA 9,6189.6k $278.7k $278.7k 0.04% Added +337 +337
43 FSB PREMIER WEALTH MANAGEMENT, INC. 0.11% of their portfolio WATERLOO, IA 9,2559.3k $268.2k $268.2k 0.11% New
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,9498.9k $259.4k $259.4k 0.00% Reduced -3.2k -3,245
45 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 8,8768.9k $257.2k $257.2k 0.01% New
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 8,2848.3k $240.1k $240.1k 0.01% Reduced -543 -543
47 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 8,1338.1k $236.0k $236.0k 0.00% Reduced -68.7k -68,732
48 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 5,6665.7k $164.2k $164.2k 0.01% Reduced -431 -431
49 Coppell Advisory Solutions LLC 0.02% of their portfolio COPPELL, TX 3,8293.8k $111.3k $111.3k 0.02% Added +466 +466
50 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,2781.3k $37.0k $37.0k 0.00% Added +81 +81
51 Raleigh Capital Management Inc. 0.01% of their portfolio CARY, NC 1,1011.1k $31.9k $31.9k 0.01% Added +8 +8
52 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,0671.1k $30.9k $30.9k 0.00% Unchanged
53 WINTRUST INVESTMENTS LLC 0.02% of their portfolio CHICAGO, IL 1,0241.0k $29.0k $29.0k 0.02% Reduced -9.1k -9,089
54 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 854854 $25.0k $25.0k 0.00% Reduced -168 -168
55 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 705705 $20.0k $20.0k 0.00% Added +3 +3
56 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 523523 $15.2k $15.2k 0.00% Added +176 +176
57 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 331331 $9.6k $9.6k 0.00% Added +203 +203
58 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 172172 $5.0k $5.0k 0.00% New
59 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 110110 $3.2k $3.2k 0.00% Reduced -2 -2
60 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 7373 $2.1k $2.1k 0.00% New
61 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 6363 $1.8k $1.8k 0.00% Unchanged
62 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 5959 $1.7k $1.7k 0.00% Unchanged
63 Caitlin John, LLC 0.00% of their portfolio BRIGHTON, MI 5252 $1.4k $1.4k 0.00% Unchanged
64 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1212 $348 $348 0.00% Reduced -11 -11
65 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 22 $58 $58 0.00% Reduced -8 -8
66 UBS Group AG 0.00% of their portfolio ZURICH, V8 11 $29 $29 0.00% Unchanged