Vault-13

FIRST TR EXCH TRADED FD III FEMB

EME MRK BD ETF · ETP · CUSIP 33739P202

57 institutional holders +7 vs Q4 2023
5,024,1635.0m shares reported held*
$141.6mreported value*
12 new 22 added 15 reduced 3 sold out net bought ≈ $27.9m (+988.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.18.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 46Q1 23: 45Q2 23: 45Q3 23: 48Q4 23: 50Q1 24: 5757Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202243
Q4 202246
Q1 202345
Q2 202345
Q3 202348
Q4 202350
Q1 202457

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 24 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 18 cut or sold outQ3 23Q4 23: 24 bought or addedQ4 23: 24 cut or sold outQ4 23Q1 24: 34 bought or addedQ1 24: 18 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221827
Q1 20232625
Q2 20232224
Q3 20232618
Q4 20232424
Q1 20243418

Biggest buyers

MORGAN STANLEY Added +738,773+738.8k
Private Advisory Group LLC New +89,850+89.8k
Cetera Investment Advisers New +84,651+84.7k
Bridge Advisory, LLC New +80,397+80.4k
LPL Financial LLC Added +77,516+77.5k
ENVESTNET ASSET MANAGEMENT INC Added +63,923+63.9k
TRUIST FINANCIAL CORP Added +63,499+63.5k
Private Advisor Group, LLC New +40,936+40.9k
Belpointe Asset Management LLC New +35,318+35.3k
Visionary Wealth Advisors New +26,669+26.7k

Biggest sellers

JANE STREET GROUP, LLC Reduced -179,488-179.5k
Sterling Manor Financial, LLC Reduced -88,672-88.7k
ROYAL BANK OF CANADA Reduced -43,709-43.7k
Federation des caisses Desjardins du Quebec Sold out -37,560-37.6k
CWM, LLC Reduced -29,661-29.7k
Cetera Advisor Networks LLC Sold out -25,081-25.1k
MGO ONE SEVEN LLC Sold out -24,817-24.8k
OSAIC HOLDINGS, INC. Reduced -16,443-16.4k
Walkner Condon Financial Advisors LLC Reduced -4,175-4.2k
Prospera Financial Services Inc Reduced -2,552-2.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.5 pts · filed 2026-07-17 23.5% +2.5 pts 2.8m≈ $82.6m 2026-07-17

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,432,5571.4m $40.4m $40.4m 0.00% Added +738.8k +738,773
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 502,459502.5k $14.2m $14.2m 0.00% Added +5.3k +5,310
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 429,702429.7k $12.1m $12.1m 0.00% Added +63.9k +63,923
4 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 419,272419.3k $11.8m $11.8m 0.02% Added +63.5k +63,499
5 Sterling Manor Financial, LLC 6.32% of their portfolio Saratoga Springs, NY 298,711298.7k $8.4m $8.4m 6.32% Reduced -88.7k -88,672
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 287,649287.6k $8.1m $8.1m 0.00% Added +77.5k +77,516
7 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 127,124127.1k $3.6m $3.6m 0.01% Added +2.3k +2,349
8 Euro Pacific Asset Management, LLC 0.67% of their portfolio DORADO, PR 114,450114.5k $3.3m $3.3m 0.67% Added +6.5k +6,495
9 Concurrent Investment Advisors, LLC 0.10% of their portfolio Tampa, FL 90,18490.2k $2.5m $2.5m 0.10% Added +25.2k +25,234
10 Private Advisory Group LLC 0.36% of their portfolio REDMOND, WA 89,85089.8k $2.5m $2.5m 0.36% New
11 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 88,08088.1k $2.5m $2.5m 0.01% Added +4.8k +4,785
12 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 84,65184.7k $2.4m $2.4m 0.01% New
13 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 83,48883.5k $2.4m $2.4m 0.00% Added +18.2k +18,192
14 Bridge Advisory, LLC 1.12% of their portfolio PASADENA, CA 80,39780.4k $2.3m $2.3m 1.12% New
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 73,62573.6k $2.1m $2.1m 0.00% Added +1.1k +1,060
16 CWM, LLC 0.01% of their portfolio OMAHA, NE 68,08468.1k $1.9m $1.9m 0.01% Reduced -29.7k -29,661
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 67,64367.6k $1.9m $1.9m 0.00% Reduced -43.7k -43,709
18 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 59,77859.8k $1.7m $1.7m 0.06% Added +756 +756
19 EWG Elevate Inc. 0.59% of their portfolio ROSEVILLE, CA 54,78254.8k $1.5m $1.5m 0.59% Added +3.1k +3,139
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 53,42653.4k $1.5m $1.5m 0.00% Added +13.8k +13,776
21 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 46,44246.4k $1.3m $1.3m 0.00% Reduced -179.5k -179,488
22 Pine Valley Investments Ltd Liability Co 0.10% of their portfolio MARLTON, NJ 46,13846.1k $1.3m $1.3m 0.10% Reduced -1.4k -1,364
23 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 40,93640.9k $1.2m $1.2m 0.01% New
24 Csenge Advisory Group 0.06% of their portfolio CLEARWATER, FL 35,44235.4k $998.4k $998.4k 0.06% Added +22.1k +22,089
25 Belpointe Asset Management LLC 0.07% of their portfolio RENO, NV 35,31835.3k $994.9k $994.9k 0.07% New
26 Walkner Condon Financial Advisors LLC 0.21% of their portfolio MADISON, WI 35,24535.2k $992.9k $992.9k 0.21% Reduced -4.2k -4,175
27 COTTONWOOD CAPITAL ADVISORS, LLC 0.77% of their portfolio SALT LAKE CITY, UT 35,09635.1k $970.1k $970.1k 0.77% Reduced -516 -516
28 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 29,55629.6k $832.6k $832.6k 0.00% Added +2.6k +2,552
29 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 26,66926.7k $751.3k $751.3k 0.05% New
30 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 25,84525.8k $728.1k $728.1k 0.01% Added +6.7k +6,711
31 Clarus Wealth Advisors 0.34% of their portfolio PEORIA, AZ 21,26721.3k $598.7k $598.7k 0.34% Reduced -40 -40
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 16,63516.6k $468.7k $468.7k 0.00% Reduced -16.4k -16,443
33 Synergy Asset Management, LLC 0.08% of their portfolio VANCOUVER, WA 15,85715.9k $446.7k $446.7k 0.08% Reduced -1.5k -1,479
34 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,76914.8k $416.0k $416.0k 0.01% Unchanged
35 Wagner Wealth Management, LLC 0.11% of their portfolio GREENVILLE, SC 13,08613.1k $368.6k $368.6k 0.11% Reduced -1.8k -1,795
36 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 10,00010.0k $282.0k $282.0k 0.02% New
37 WINTRUST INVESTMENTS LLC 0.03% of their portfolio CHICAGO, IL 9,98110.0k $281.0k $281.0k 0.03% Added +124 +124
38 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 9,97810.0k $281.1k $281.1k 0.01% Reduced -2.6k -2,552
39 KKM Financial LLC 0.11% of their portfolio CHICAGO, IL 8,1278.1k $228.9k $228.9k 0.11% New
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 7,8737.9k $221.8k $221.8k 0.01% Added +2.2k +2,201
41 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 7,4147.4k $208.9k $208.9k 0.00% Reduced -670 -670
42 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,2037.2k $202.9k $202.9k 0.00% Added +809 +809
43 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 6,7956.8k $191.4k $191.4k 0.00% New
44 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 4,2594.3k $120.0k $120.0k 0.00% New
45 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 3,0873.1k $87.0k $87.0k 0.01% Added +2.9k +2,886
46 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,2671.3k $35.7k $35.7k 0.00% Unchanged
47 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,1281.1k $31.8k $31.8k 0.00% Unchanged
48 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,0221.0k $29.0k $29.0k 0.00% Reduced -1.7k -1,659
49 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 702702 $19.0k $19.0k 0.00% Unchanged
50 Raleigh Capital Management Inc. 0.01% of their portfolio CARY, NC 545545 $15.3k $15.3k 0.01% Added +7 +7
51 UBS Group AG 0.00% of their portfolio ZURICH, V8 311311 $8.8k $8.8k 0.00% Reduced -915 -915
52 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 6363 $1.8k $1.8k 0.00% New
53 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 5959 $1.7k $1.7k 0.00% Unchanged
54 Caitlin John, LLC 0.00% of their portfolio BRIGHTON, MI 5252 $1.5k $1.5k 0.00% Unchanged
55 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3838 $1.1k $1.1k 0.00% Unchanged
56 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 2323 $648 $648 0.00% Unchanged
57 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 2323 $648 $648 0.00% New