Vault-13

FIRST TR EXCH TRADED FD III FEMB

EME MRK BD ETF · ETP · CUSIP 33739P202

50 institutional holders +2 vs Q3 2023
4,037,3504.0m shares reported held*
$117.7mreported value*
6 new 18 added 16 reduced 8 sold out net bought ≈ $24.5m (+840.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.14.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 46Q1 23: 45Q2 23: 45Q3 23: 48Q4 23: 5050Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202243
Q4 202246
Q1 202345
Q2 202345
Q3 202348
Q4 202350

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 24 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 18 cut or sold outQ3 23Q4 23: 24 bought or addedQ4 23: 24 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221827
Q1 20232625
Q2 20232224
Q3 20232618
Q4 20232424

Biggest buyers

MORGAN STANLEY Added +421,781+421.8k
LPL Financial LLC Added +112,974+113.0k
ENVESTNET ASSET MANAGEMENT INC Added +111,489+111.5k
TRUIST FINANCIAL CORP Added +98,504+98.5k
JANE STREET GROUP, LLC Added +88,248+88.2k
COMMONWEALTH EQUITY SERVICES, LLC New +72,565+72.6k
Federation des caisses Desjardins du Quebec New +37,560+37.6k
WELLS FARGO & COMPANY/MN Added +29,524+29.5k
FIRST TRUST ADVISORS LP New +27,004+27.0k
Csenge Advisory Group New +13,353+13.4k

Biggest sellers

OLD MISSION CAPITAL LLC Sold out -51,984-52.0k
CWM, LLC Reduced -32,436-32.4k
Walkner Condon Financial Advisors LLC Reduced -27,432-27.4k
Geneos Wealth Management Inc. Sold out -11,446-11.4k
Cambridge Investment Research Advisors, Inc. Reduced -11,138-11.1k
Baird Financial Group, Inc. Sold out -10,731-10.7k
Ameritas Advisory Services, LLC Sold out -8,236-8.2k
CITADEL ADVISORS LLC Sold out -7,625-7.6k
Euro Pacific Asset Management, LLC Reduced -5,964-6.0k
Sterling Manor Financial, LLC Reduced -4,172-4.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.5 pts · filed 2026-07-17 23.5% +2.5 pts 2.8m≈ $82.6m 2026-07-17

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 693,784693.8k $20.2m $20.2m 0.00% Added +421.8k +421,781
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 497,149497.1k $14.5m $14.5m 0.00% Added +29.5k +29,524
3 Sterling Manor Financial, LLC 9.55% of their portfolio Saratoga Springs, NY 387,383387.4k $11.3m $11.3m 9.55% Reduced -4.2k -4,172
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 365,779365.8k $10.7m $10.7m 0.00% Added +111.5k +111,489
5 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 355,773355.8k $10.4m $10.4m 0.02% Added +98.5k +98,504
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 225,930225.9k $6.6m $6.6m 0.01% Added +88.2k +88,248
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 210,133210.1k $6.1m $6.1m 0.00% Added +113.0k +112,974
8 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 124,775124.8k $3.6m $3.6m 0.01% Reduced -1.8k -1,819
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 111,352111.4k $3.2m $3.2m 0.00% Reduced -2.8k -2,827
10 Euro Pacific Asset Management, LLC 0.68% of their portfolio DORADO, PR 107,955108.0k $3.2m $3.2m 0.68% Reduced -6.0k -5,964
11 CWM, LLC 0.02% of their portfolio OMAHA, NE 97,74597.7k $2.8m $2.8m 0.02% Reduced -32.4k -32,436
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 83,29583.3k $2.4m $2.4m 0.01% Reduced -11.1k -11,138
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 72,56572.6k $2.1m $2.1m 0.00% New
14 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 65,29665.3k $1.9m $1.9m 0.00% Reduced -3.3k -3,278
15 Concurrent Investment Advisors, LLC 0.09% of their portfolio Tampa, FL 64,95065.0k $1.9m $1.9m 0.09% First filing
16 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 59,02259.0k $1.7m $1.7m 0.07% Reduced -3.1k -3,101
17 EWG Elevate Inc. 0.62% of their portfolio ROSEVILLE, CA 51,64351.6k $1.5m $1.5m 0.62% Added +3.6k +3,563
18 Pine Valley Investments Ltd Liability Co 0.12% of their portfolio MARLTON, NJ 47,50247.5k $1.4m $1.4m 0.12% Reduced -1.7k -1,722
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 39,65039.6k $1.2m $1.2m 0.00% Reduced -1.5k -1,465
20 Walkner Condon Financial Advisors LLC 0.26% of their portfolio MADISON, WI 39,42039.4k $1.1m $1.1m 0.26% Reduced -27.4k -27,432
21 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 37,56037.6k $1.1m $1.1m 0.01% New
22 COTTONWOOD CAPITAL ADVISORS, LLC 0.85% of their portfolio SALT LAKE CITY, UT 35,61235.6k $1.0m $1.0m 0.85% Reduced -3.3k -3,278
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 33,07833.1k $963.5k $963.5k 0.00% Added +1.8k +1,834
24 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 27,00427.0k $786.6k $786.6k 0.00% New
25 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 25,08125.1k $730.6k $730.6k 0.00% Added +859 +859
26 MGO ONE SEVEN LLC 0.04% of their portfolio Beachwood, OH 24,81724.8k $722.9k $722.9k 0.04% Added +4.7k +4,656
27 Clarus Wealth Advisors 0.36% of their portfolio PEORIA, AZ 21,30721.3k $610.1k $610.1k 0.36% First filing
28 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 19,13419.1k $557.4k $557.4k 0.01% Added +855 +855
29 Synergy Asset Management, LLC 0.09% of their portfolio VANCOUVER, WA 17,33617.3k $505.0k $505.0k 0.09% Added +4.8k +4,772
30 Wagner Wealth Management, LLC 0.15% of their portfolio GREENVILLE, SC 14,88114.9k $433.5k $433.5k 0.15% Added +91 +91
31 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,76914.8k $430.2k $430.2k 0.01% Unchanged
32 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 13,35313.4k $389.0k $389.0k 0.02% New
33 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 12,53012.5k $365.0k $365.0k 0.01% Added +721 +721
34 WINTRUST INVESTMENTS LLC 0.03% of their portfolio CHICAGO, IL 9,8579.9k $287.0k $287.0k 0.03% Added +118 +118
35 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 8,0848.1k $235.5k $235.5k 0.00% Unchanged
36 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,3946.4k $186.3k $186.3k 0.00% Added +2.7k +2,694
37 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 5,6725.7k $165.2k $165.2k 0.01% Added +348 +348
38 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 2,6812.7k $78.0k $78.0k 0.00% Reduced -794 -794
39 PROVENCE WEALTH MANAGEMENT GROUP 0.03% of their portfolio IRVINE, CA 1,8501.9k $53.9k $53.9k 0.03% Unchanged
40 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,2671.3k $36.9k $36.9k 0.00% Reduced -50 -50
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,2261.2k $35.7k $35.7k 0.00% Reduced -3.4k -3,418
42 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,1281.1k $32.9k $32.9k 0.00% First filing
43 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 702702 $20.0k $20.0k 0.00% Added +4 +4
44 Raleigh Capital Management Inc. 0.01% of their portfolio CARY, NC 538538 $15.7k $15.7k 0.01% New
45 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 201201 $5.9k $5.9k 0.00% New
46 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 5959 $1.7k $1.7k 0.00% Unchanged
47 Caitlin John, LLC 0.00% of their portfolio BRIGHTON, MI 5252 $1.5k $1.5k 0.00% First filing
48 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3838 $1.1k $1.1k 0.00% Unchanged
49 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 2323 $670 $670 0.00% Reduced -49 -49
50 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 1515 $437 $437 0.00% Unchanged