Vault-13

FIRST TR EXCH TRADED FD III FTLS

LNG/SHT EQUITY · ETP · CUSIP 33739P103

236 institutional holders +32 vs Q3 2024
21,356,30021.4m shares reported held*
$1.4bnreported value*
34 new 100 added 70 reduced 13 sold out net bought ≈ $113.2m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($111.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $66.07. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 100Q4 22: 119Q1 23: 121Q2 23: 135Q3 23: 143Q4 23: 161Q1 24: 167Q2 24: 187Q3 24: 204Q4 24: 236236Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022100
Q4 2022119
Q1 2023121
Q2 2023135
Q3 2023143
Q4 2023161
Q1 2024167
Q2 2024187
Q3 2024204
Q4 2024236

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 59 bought or addedQ1 23: 63 cut or sold outQ2 23: 80 bought or addedQ2 23: 46 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 53 cut or sold outQ4 23: 89 bought or addedQ4 23: 65 cut or sold outQ4 23Q1 24: 104 bought or addedQ1 24: 70 cut or sold outQ2 24: 127 bought or addedQ2 24: 55 cut or sold outQ2 24Q3 24: 127 bought or addedQ3 24: 69 cut or sold outQ4 24: 134 bought or addedQ4 24: 83 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235963
Q2 20238046
Q3 20238553
Q4 20238965
Q1 202410470
Q2 202412755
Q3 202412769
Q4 202413483

Biggest buyers

MORGAN STANLEY Added +827,844+827.8k
AMERIPRISE FINANCIAL INC Added +473,092+473.1k
LPL Financial LLC Added +194,659+194.7k
CWM, LLC Added +162,132+162.1k
Ethos Financial Group, LLC Added +152,745+152.7k
WORLD EQUITY GROUP, INC. Added +73,426+73.4k
Cetera Investment Advisers Added +61,503+61.5k
Compound Planning, Inc. Added +47,282+47.3k
Kingsview Wealth Management, LLC New +46,160+46.2k
Steward Partners Investment Advisory, LLC Added +42,031+42.0k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -305,059-305.1k
Mariner, LLC Reduced -225,938-225.9k
Financial Enhancement Group LLC Reduced -162,624-162.6k
JPMORGAN CHASE & CO Reduced -79,536-79.5k
Cerity Partners LLC Reduced -68,813-68.8k
PERSONAL CFO SOLUTIONS, LLC Sold out -60,293-60.3k
Private Advisor Group, LLC Reduced -52,701-52.7k
TRUIST FINANCIAL CORP Reduced -52,465-52.5k
LCNB CORP Reduced -41,204-41.2k
KLINGENSTEIN FIELDS & CO LP Sold out -32,215-32.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 5,529,7485.5m $363.9m $363.9m 0.03% Added +827.8k +827,844
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,907,5551.9m $125.5m $125.5m 0.05% Added +194.7k +194,659
3 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,774,1011.8m $116.8m $116.8m 0.03% Added +36.2k +36,194
4 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,662,6911.7m $109.4m $109.4m 0.03% Added +473.1k +473,092
5 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 768,382768.4k $50.6m $50.6m 0.00% Reduced -79.5k -79,536
6 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 541,391541.4k $35.6m $35.6m 0.07% Added +61.5k +61,503
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 509,536509.5k $33.5m $33.5m 0.01% Reduced -26.2k -26,188
8 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 426,276426.3k $28.1m $28.1m 0.04% Reduced -52.5k -52,465
9 CENTRAL TRUST Co 0.60% of their portfolio JEFFERSON CITY, MO 369,449369.4k $24.3m $24.3m 0.60% Reduced -4.8k -4,752
10 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 285,332285.3k $18.8m $18.8m 0.11% Reduced -52.7k -52,701
11 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 254,805254.8k $16.8m $16.8m 0.01% First filing
12 WORLD EQUITY GROUP, INC. 3.06% of their portfolio SCHAUMBURG, IL 216,628216.6k $14.3m $14.3m 3.06% Added +73.4k +73,426
13 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 204,004204.0k $13.4m $13.4m 0.02% Added +1.6k +1,558
14 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 188,979189.0k $12.4m $12.4m 0.04% Reduced -17.7k -17,695
15 Cornerstone Planning Group LLC 3.11% of their portfolio FAIRFIELD, NJ 188,711188.7k $12.6m $12.6m 3.11% Added +5.1k +5,063
16 CWM, LLC 0.05% of their portfolio OMAHA, NE 181,726181.7k $12.0m $12.0m 0.05% Added +162.1k +162,132
17 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 179,266179.3k $11.8m $11.8m 0.03% Reduced -17.2k -17,250
18 WealthPLAN Partners, LLC 1.55% of their portfolio OMAHA, NE 166,263166.3k $10.9m $10.9m 1.55% Reduced -12.5k -12,532
19 Ethos Financial Group, LLC 1.34% of their portfolio KING OF PRUSSIA, PA 156,299156.3k $10.3m $10.3m 1.34% Added +152.7k +152,745
20 Compound Planning, Inc. 0.51% of their portfolio NEW YORK, NY 153,152153.2k $10.1m $10.1m 0.51% Added +47.3k +47,282
21 Financial Enhancement Group LLC 1.51% of their portfolio ANDERSON, IN 149,361149.4k $9.9m $9.9m 1.51% Reduced -162.6k -162,624
22 WealthPlan Investment Management, LLC 0.96% of their portfolio OMAHA, NE 148,114148.1k $9.7m $9.7m 0.96% Added +17.6k +17,575
23 Modern Wealth Management, LLC 0.34% of their portfolio KANSAS CITY, MO 139,230139.2k $9.2m $9.2m 0.34% Reduced -3.0k -2,990
24 Beacon Harbor Wealth Advisors, Inc. 2.03% of their portfolio VIRGINIA BEACH, VA 132,513132.5k $8.7m $8.7m 2.03% Added +7.9k +7,902
25 Centric Wealth Management 2.33% of their portfolio CHICAGO, IL 130,937130.9k $8.6m $8.6m 2.33% Added +1.3k +1,295
26 Cardinal Point Capital Management ULC 1.31% of their portfolio TORONTO, A6 125,184125.2k $8.2m $8.2m 1.31% Added +5.0k +5,010
27 Philip James Wealth Mangement, LLC 1.03% of their portfolio MILTON, GA 120,944120.9k $8.0m $8.0m 1.03% Added +782 +782
28 Richard P Slaughter Associates Inc 1.64% of their portfolio AUSTIN, TX 111,236111.2k $7.3m $7.3m 1.64% Added +4.6k +4,608
29 EdgeRock Capital LLC 4.56% of their portfolio DENVER, CO 105,735105.7k $7.0m $7.0m 4.56% Added +10.2k +10,183
30 Orion Porfolio Solutions, LLC 0.07% of their portfolio OMAHA, NE 102,884102.9k $6.8m $6.8m 0.07% Reduced -4.9k -4,928
31 Orion Portfolio Solutions, LLC 0.07% of their portfolio Omaha, NE 102,884102.9k $6.8m $6.8m 0.07% Reduced -4.9k -4,928
32 FLAGSHIP HARBOR ADVISORS, LLC 0.32% of their portfolio BOSTON, MA 93,75393.8k $6.2m $6.2m 0.32% Added +13.2k +13,239
33 FOCUS Wealth Advisors, LLC 3.25% of their portfolio HOUSTON, TX 93,16093.2k $6.1m $6.1m 3.25% Reduced -444 -444
34 Brio Consultants, LLC 0.92% of their portfolio SAN FRANCISCO, CA 89,66689.7k $5.9m $5.9m 0.92% Reduced -2.6k -2,641
35 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 88,37188.4k $5.8m $5.8m 0.02% Added +40.8k +40,782
36 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 86,84086.8k $5.7m $5.7m 0.02% Reduced -1.2k -1,250
37 Belpointe Asset Management LLC 0.32% of their portfolio RENO, NV 82,17482.2k $5.3m $5.3m 0.32% Reduced -1.9k -1,938
38 Proactive Wealth Strategies LLC 2.66% of their portfolio MARIETTA, GA 77,47477.5k $5.1m $5.1m 2.66% Added +7.6k +7,592
39 Live Oak Investment Partners 3.83% of their portfolio AUSTIN, TX 76,23876.2k $5.0m $5.0m 3.83% Added +1.6k +1,561
40 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 75,44875.4k $5.0m $5.0m 0.01% Added +11.6k +11,619
41 Bison Wealth, LLC 0.60% of their portfolio ATLANTA, GA 75,04775.0k $4.9m $4.9m 0.60% First filing
42 Stratos Wealth Partners, LTD. 0.07% of their portfolio BEACHWOOD, OH 71,55171.6k $4.7m $4.7m 0.07% Added +5.1k +5,108
43 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 70,63470.6k $4.6m $4.6m 0.04% Added +42.0k +42,031
44 VIAWEALTH, LLC 2.77% of their portfolio Leawood, KS 69,70969.7k $4.6m $4.6m 2.77% Added +8.4k +8,362
45 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 69,62469.6k $4.6m $4.6m 0.00% Reduced -11.8k -11,772
46 Prostatis Group LLC 1.32% of their portfolio HANOVER, MD 68,79768.8k $4.5m $4.5m 1.32% Added +4.2k +4,231
47 Golden State Wealth Management, LLC 0.68% of their portfolio SANTA ANA, CA 68,65968.7k $4.5m $4.5m 0.68% First filing
48 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 67,56067.6k $4.4m $4.4m 0.02% Added +13.7k +13,701
49 Stegent Equity Advisors, Inc. 4.47% of their portfolio HOUSTON, TX 66,95367.0k $4.4m $4.4m 4.47% Added +16.1k +16,125
50 Sigma Planning Corp 0.13% of their portfolio ANN ARBOR, MI 64,70064.7k $4.3m $4.3m 0.13% Added +18.0k +17,963
51 Sowell Financial Services LLC 0.22% of their portfolio NORTH LITTLE ROCK, AR 64,69964.7k $4.3m $4.3m 0.22% Added +11.2k +11,247
52 American Alpha Advisors, LLC 3.87% of their portfolio NEW YORK, NY 64,67764.7k $4.3m $4.3m 3.87% Unchanged
53 LFA - Lugano Financial Advisors SA 2.68% of their portfolio LUGANO, V8 62,32962.3k $4.1m $4.1m 2.68% Reduced -885 -885
54 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 62,09762.1k $4.1m $4.1m 0.03% Added +2.2k +2,189
55 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 61,77561.8k $4.1m $4.1m 0.01% Reduced -1.1k -1,127
56 IMG Wealth Management, Inc. 3.60% of their portfolio JACKSONVILLE, FL 59,06859.1k $3.9m $3.9m 3.60% First filing
57 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 54,33354.3k $3.6m $3.6m 0.01% Added +4.2k +4,240
58 ACAS, LLC 2.63% of their portfolio RANCHO SANTA FE, CA 52,55052.5k $3.6m $3.6m 2.63% Reduced -1.4k -1,369
59 UBS Group AG 0.00% of their portfolio ZURICH, V8 50,73050.7k $3.3m $3.3m 0.00% Added +15.3k +15,255
60 COMERICA BANK 0.01% of their portfolio DALLAS, TX 50,27450.3k $3.3m $3.3m 0.01% Added +33.2k +33,233
61 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 49,03749.0k $3.2m $3.2m 0.03% Added +4.6k +4,627
62 CreativeOne Wealth, LLC 0.10% of their portfolio OVERLAND PARK, KS 48,24448.2k $3.2m $3.2m 0.10% Reduced -10.3k -10,280
63 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 46,68446.7k $3.1m $3.1m 0.09% Added +4.5k +4,523
64 KINGSWOOD WEALTH ADVISORS, LLC 0.23% of their portfolio SAN DIEGO, CA 46,54846.5k $3.1m $3.1m 0.23% Added +5.6k +5,648
65 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 46,16046.2k $3.0m $3.0m 0.06% New
66 Koshinski Asset Management, Inc. 0.26% of their portfolio DECATUR, IL 45,49345.5k $3.0m $3.0m 0.26% Reduced -965 -965
67 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 45,11445.1k $3.0m $3.0m 0.00% Added +8.9k +8,941
68 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 44,34744.3k $3.0m $3.0m 0.00% Added +15.8k +15,791
69 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 43,60643.6k $2.9m $2.9m 0.01% Reduced -808 -808
70 LCNB CORP 1.04% of their portfolio LEBANON, OH 43,49943.5k $2.9m $2.9m 1.04% Reduced -41.2k -41,204
71 CITIZENS FINANCIAL GROUP INC/RI 0.05% of their portfolio PROVIDENCE, RI 39,50239.5k $2.6m $2.6m 0.05% Added +2.9k +2,946
72 Authentikos Wealth Advisory, LLC 2.52% of their portfolio MORGAN HILL, CA 38,77938.8k $2.6m $2.6m 2.52% Reduced -2.0k -1,992
73 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 38,68938.7k $2.5m $2.5m 0.01% Added +2.8k +2,807
74 OLD NATIONAL BANCORP /IN/ 0.06% of their portfolio EVANSVILLE, IN 35,89635.9k $2.4m $2.4m 0.06% Added +2.1k +2,090
75 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 35,51335.5k $2.3m $2.3m 0.00% Reduced -1.2k -1,174
76 TAP Consulting, LLC 0.48% of their portfolio KIRKWOOD, MO 35,38935.4k $2.3m $2.3m 0.48% Added +1.8k +1,762
77 Independent Advisor Alliance 0.03% of their portfolio CHARLOTTE, NC 34,46734.5k $2.3m $2.3m 0.03% New
78 Patten Group, Inc. 0.48% of their portfolio CHATTANOOGA, TN 32,85432.9k $2.2m $2.2m 0.48% Added +704 +704
79 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 32,22032.2k $2.1m $2.1m 0.07% Reduced -4.2k -4,188
80 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 31,36831.4k $2.1m $2.1m 0.01% Added +1.1k +1,068
81 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 31,09931.1k $2.0m $2.0m 0.03% Added +2.2k +2,167
82 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 30,42130.4k $2.0m $2.0m 0.07% Added +448 +448
83 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 29,17429.2k $1.9m $1.9m 0.02% Added +385 +385
84 Darwin Wealth Management, LLC 0.64% of their portfolio TAMPA, FL 29,12629.1k $1.9m $1.9m 0.64% Reduced -5.8k -5,776
85 BENJAMIN EDWARDS INC 0.03% of their portfolio Clayton, MO 28,87228.9k $1.9m $1.9m 0.03% Added +5.8k +5,813
86 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 28,77828.8k $1.9m $1.9m 0.02% Added +24.2k +24,229
87 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 28,69428.7k $1.9m $1.9m 0.04% Added +1.1k +1,098
88 Oregon Pacific Wealth Management, LLC 1.79% of their portfolio Medford, OR 27,78627.8k $1.8m $1.8m 1.79% First filing
89 Owen LaRue, LLC 0.94% of their portfolio ELIZABETHTOWN, KY 27,21627.2k $1.8m $1.8m 0.94% Reduced -5.7k -5,729
90 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 26,31526.3k $1.7m $1.7m 0.06% Added +3.0k +2,966
91 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.04% of their portfolio LOS ANGELES, CA 25,84225.8k $1.7m $1.7m 0.04% Added +2.2k +2,237
92 Stratos Wealth Advisors, LLC 0.08% of their portfolio BEACHWOOD, OH 25,75225.8k $1.7m $1.7m 0.08% Added +510 +510
93 World Investment Advisors 0.05% of their portfolio LINCROFT, NJ 25,07825.1k $1.7m $1.7m 0.05% Added +5.2k +5,232
94 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 24,79324.8k $1.7m $1.7m 0.01% Reduced -4.5k -4,508
95 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 24,35524.4k $1.6m $1.6m 0.05% Reduced -176 -176
96 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 24,21724.2k $1.6m $1.6m 0.05% Added +3.2k +3,210
97 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 24,15424.2k $1.6m $1.6m 0.03% Reduced -699 -699
98 LaSalle St. Investment Advisors, LLC 0.48% of their portfolio ELMHURST, IL 23,43023.4k $1.5m $1.5m 0.48% New
99 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 23,16123.2k $1.5m $1.5m 0.00% Reduced -6.9k -6,862
100 Fairway Wealth LLC 0.68% of their portfolio INDEPENDENCE, OH 23,09423.1k $1.5m $1.5m 0.68% Added +12.1k +12,065