Vault-13

FIRST TR EXCH TRADED FD III FTLS

LNG/SHT EQUITY · ETP · CUSIP 33739P103

204 institutional holders +17 vs Q2 2024
19,881,93719.9m shares reported held*
$1.2bnreported value*
23 new 104 added 60 reduced 9 sold out net bought ≈ $165.2m (+2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($107.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $62.54. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 100Q4 22: 119Q1 23: 121Q2 23: 135Q3 23: 143Q4 23: 161Q1 24: 167Q2 24: 187Q3 24: 204204Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022100
Q4 2022119
Q1 2023121
Q2 2023135
Q3 2023143
Q4 2023161
Q1 2024167
Q2 2024187
Q3 2024204

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 65 bought or addedQ4 22: 42 cut or sold outQ1 23: 59 bought or addedQ1 23: 63 cut or sold outQ1 23Q2 23: 80 bought or addedQ2 23: 46 cut or sold outQ3 23: 85 bought or addedQ3 23: 53 cut or sold outQ3 23Q4 23: 89 bought or addedQ4 23: 65 cut or sold outQ1 24: 104 bought or addedQ1 24: 70 cut or sold outQ1 24Q2 24: 127 bought or addedQ2 24: 55 cut or sold outQ3 24: 127 bought or addedQ3 24: 69 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226542
Q1 20235963
Q2 20238046
Q3 20238553
Q4 20238965
Q1 202410470
Q2 202412755
Q3 202412769

Biggest buyers

JPMORGAN CHASE & CO Added +827,958+828.0k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +304,146+304.1k
MORGAN STANLEY Added +253,655+253.7k
AMERIPRISE FINANCIAL INC Added +239,264+239.3k
Mariner, LLC Added +226,481+226.5k
Cetera Investment Advisers Added +163,582+163.6k
LPL Financial LLC Added +150,887+150.9k
TRUIST FINANCIAL CORP Added +86,364+86.4k
ROYAL BANK OF CANADA Added +60,028+60.0k
Baird Financial Group, Inc. New +44,414+44.4k

Biggest sellers

Virtue Capital Management, LLC Sold out -27,997-28.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -25,649-25.6k
IHT Wealth Management, LLC Reduced -24,544-24.5k
Sowell Financial Services LLC Reduced -24,529-24.5k
CENTRAL TRUST Co Reduced -23,502-23.5k
LCNB CORP Reduced -22,409-22.4k
OSAIC HOLDINGS, INC. Reduced -21,873-21.9k
MML INVESTORS SERVICES, LLC Reduced -21,798-21.8k
Grant/GrossMendelsohn, LLC Reduced -19,162-19.2k
WINTRUST INVESTMENTS LLC Reduced -10,574-10.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,701,9044.7m $298.4m $298.4m 0.02% Added +253.7k +253,655
2 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,737,9071.7m $110.3m $110.3m 0.02% Added +60.0k +60,028
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,712,8961.7m $108.7m $108.7m 0.05% Added +150.9k +150,887
4 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,189,5991.2m $75.5m $75.5m 0.02% Added +239.3k +239,264
5 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 847,918847.9k $53.8m $53.8m 0.00% Added +828.0k +827,958
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 535,724535.7k $34.0m $34.0m 0.01% Added +13.1k +13,065
7 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 479,888479.9k $30.5m $30.5m 0.07% Added +163.6k +163,582
8 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 478,741478.7k $30.4m $30.4m 0.05% Added +86.4k +86,364
9 CENTRAL TRUST Co 0.56% of their portfolio JEFFERSON CITY, MO 374,201374.2k $23.8m $23.8m 0.56% Reduced -23.5k -23,502
10 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 338,033338.0k $21.5m $21.5m 0.13% Added +25.2k +25,151
11 Financial Enhancement Group LLC 3.11% of their portfolio ANDERSON, IN 311,985312.0k $16.0m $16.0m 3.11% Added +41.6k +41,617
12 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 310,702310.7k $4.9k $4.9k 0.01% Added +304.1k +304,146
13 Mariner, LLC 0.03% of their portfolio Overland Park, KS 234,461234.5k $14.9m $14.9m 0.03% Added +226.5k +226,481
14 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 206,674206.7k $13.1m $13.1m 0.04% Added +34.0k +34,022
15 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 202,446202.4k $12.9m $12.9m 0.02% Added +5.7k +5,694
16 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 196,516196.5k $12.5m $12.5m 0.03% Reduced -21.9k -21,873
17 Cornerstone Planning Group LLC 3.11% of their portfolio FAIRFIELD, NJ 183,648183.6k $11.8m $11.8m 3.11% Added +10.6k +10,609
18 WealthPLAN Partners, LLC 1.52% of their portfolio OMAHA, NE 178,795178.8k $11.3m $11.3m 1.52% Added +1.7k +1,741
19 Sweet Financial Partners, LLC 2.44% of their portfolio FAIRMONT, MN 177,340177.3k $11.3m $11.3m 2.44% Reduced -3.0k -2,968
20 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 173,103173.1k $11.0m $11.0m 0.01% Added +33.8k +33,782
21 WORLD EQUITY GROUP, INC. 3.28% of their portfolio SCHAUMBURG, IL 143,202143.2k $9.1m $9.1m 3.28% Reduced -6.3k -6,317
22 Modern Wealth Management, LLC 0.55% of their portfolio KANSAS CITY, MO 142,220142.2k $9.0m $9.0m 0.55% Added +6.6k +6,592
23 WealthPlan Investment Management, LLC 0.84% of their portfolio OMAHA, NE 130,539130.5k $8.3m $8.3m 0.84% Added +5.1k +5,122
24 Centric Wealth Management 2.25% of their portfolio CHICAGO, IL 129,642129.6k $8.5m $8.5m 2.25% Added +248 +248
25 Beacon Harbor Wealth Advisors, Inc. 1.88% of their portfolio VIRGINIA BEACH, VA 124,611124.6k $7.9m $7.9m 1.88% Added +3.8k +3,846
26 Cardinal Point Capital Management ULC 1.27% of their portfolio TORONTO, A6 120,174120.2k $7.6m $7.6m 1.27% Added +22.9k +22,915
27 Philip James Wealth Mangement, LLC 0.94% of their portfolio MILTON, GA 120,162120.2k $7.6m $7.6m 0.94% Added +4.2k +4,161
28 Orion Porfolio Solutions, LLC 0.07% of their portfolio OMAHA, NE 107,812107.8k $6.8m $6.8m 0.07% Added +16.3k +16,309
29 Orion Portfolio Solutions, LLC 0.07% of their portfolio Omaha, NE 107,812107.8k $6.8m $6.8m 0.07% Added +16.3k +16,309
30 Richard P Slaughter Associates Inc 1.57% of their portfolio AUSTIN, TX 106,628106.6k $6.8m $6.8m 1.57% Added +27.5k +27,526
31 Compound Planning, Inc. 0.42% of their portfolio NEW YORK, NY 105,870105.9k $6.7m $6.7m 0.42% Added +9.9k +9,915
32 EdgeRock Capital LLC 4.26% of their portfolio DENVER, CO 95,55295.6k $6.1m $6.1m 4.26% Added +7.3k +7,285
33 FOCUS Wealth Advisors, LLC 2.96% of their portfolio HOUSTON, TX 93,60493.6k $5.9m $5.9m 2.96% Reduced -771 -771
34 Brio Consultants, LLC 0.93% of their portfolio SAN FRANCISCO, CA 92,30792.3k $5.9m $5.9m 0.93% Added +3.2k +3,167
35 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 88,09088.1k $5.6m $5.6m 0.02% Reduced -7.6k -7,606
36 LCNB CORP 1.90% of their portfolio LEBANON, OH 84,70384.7k $5.4m $5.4m 1.90% Reduced -22.4k -22,409
37 Belpointe Asset Management LLC 0.32% of their portfolio RENO, NV 84,11284.1k $5.3m $5.3m 0.32% Added +13.9k +13,894
38 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 81,39681.4k $5.2m $5.2m 0.01% Reduced -3.7k -3,683
39 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 80,56180.6k $5.1m $5.1m 0.01% Added +6.4k +6,403
40 FLAGSHIP HARBOR ADVISORS, LLC 0.28% of their portfolio BOSTON, MA 80,51480.5k $5.1m $5.1m 0.28% Added +9.2k +9,248
41 Live Oak Investment Partners 3.68% of their portfolio AUSTIN, TX 74,67774.7k $4.7m $4.7m 3.68% Added +2.4k +2,407
42 Proactive Wealth Strategies LLC 2.46% of their portfolio MARIETTA, GA 69,88269.9k $4.4m $4.4m 2.46% First filing
43 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 66,44366.4k $4.2m $4.2m 0.06% Added +17.3k +17,291
44 American Alpha Advisors, LLC 3.85% of their portfolio NEW YORK, NY 64,67764.7k $4.1m $4.1m 3.85% First filing
45 Prostatis Group LLC 1.34% of their portfolio HANOVER, MD 64,56664.6k $4.1m $4.1m 1.34% Added +5.4k +5,382
46 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 63,82963.8k $4.1m $4.1m 0.01% Added +6.3k +6,258
47 LFA - Lugano Financial Advisors SA 2.73% of their portfolio LUGANO, V8 63,21463.2k $4.0m $4.0m 2.73% Added +11.2k +11,247
48 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 62,90262.9k $4.0m $4.0m 0.01% Added +2.3k +2,278
49 VIAWEALTH, LLC 2.27% of their portfolio Leawood, KS 61,34761.3k $3.9m $3.9m 2.27% Added +5.2k +5,156
50 PERSONAL CFO SOLUTIONS, LLC 0.53% of their portfolio CHESTER, NJ 60,29360.3k $3.8m $3.8m 0.53% Added +307 +307
51 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 59,90859.9k $3.8m $3.8m 0.02% Added +2.6k +2,620
52 CreativeOne Wealth, LLC 0.13% of their portfolio OVERLAND PARK, KS 58,52458.5k $3.7m $3.7m 0.13% Added +35.7k +35,733
53 ACAS, LLC 2.82% of their portfolio RANCHO SANTA FE, CA 53,91953.9k $3.4m $3.4m 2.82% Added +120 +120
54 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 53,85953.9k $3.4m $3.4m 0.01% Reduced -21.8k -21,798
55 Sowell Financial Services LLC 0.16% of their portfolio NORTH LITTLE ROCK, AR 53,45253.5k $3.4m $3.4m 0.16% Reduced -24.5k -24,529
56 RiverTree Advisors, LLC 2.19% of their portfolio WINTER PARK, FL 50,97051.0k $3.2m $3.2m 2.19% Reduced -8.7k -8,681
57 Stegent Equity Advisors, Inc. 3.56% of their portfolio HOUSTON, TX 50,82850.8k $3.2m $3.2m 3.56% Added +5.3k +5,293
58 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 50,09350.1k $3.2m $3.2m 0.01% Added +28.9k +28,909
59 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 47,58947.6k $3.0m $3.0m 0.01% Added +11.6k +11,559
60 Sigma Planning Corp 0.09% of their portfolio ANN ARBOR, MI 46,73746.7k $3.0m $3.0m 0.09% Reduced -693 -693
61 Koshinski Asset Management, Inc. 0.26% of their portfolio DECATUR, IL 46,45846.5k $2.9m $2.9m 0.26% Reduced -11 -11
62 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 46,17046.2k $2.9m $2.9m 0.03% Reduced -7.8k -7,782
63 Ascentis Independent Advisors 0.45% of their portfolio DALLAS, TX 45,21145.2k $2.9m $2.9m 0.45% Added +23.2k +23,211
64 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 44,41444.4k $2.8m $2.8m 0.01% New
65 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 44,41044.4k $2.8m $2.8m 0.03% Added +10.5k +10,490
66 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 42,16142.2k $2.7m $2.7m 0.08% Added +28.4k +28,379
67 KINGSWOOD WEALTH ADVISORS, LLC 0.19% of their portfolio SAN DIEGO, CA 40,90040.9k $2.6m $2.6m 0.19% New
68 Authentikos Wealth Advisory, LLC 2.49% of their portfolio MORGAN HILL, CA 40,77140.8k $2.6m $2.6m 2.49% Reduced -83 -83
69 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 36,68736.7k $2.3m $2.3m 0.00% New
70 CITIZENS FINANCIAL GROUP INC/RI 0.05% of their portfolio PROVIDENCE, RI 36,55636.6k $2.3m $2.3m 0.05% Added +39 +39
71 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 36,40836.4k $2.3m $2.3m 0.07% Reduced -24.5k -24,544
72 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 36,17336.2k $2.3m $2.3m 0.00% Added +7.2k +7,241
73 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 35,88235.9k $2.3m $2.3m 0.01% Added +1.1k +1,052
74 UBS Group AG 0.00% of their portfolio ZURICH, V8 35,47535.5k $2.3m $2.3m 0.00% Added +23.3k +23,336
75 Darwin Wealth Management, LLC 0.61% of their portfolio TAMPA, FL 34,90234.9k $2.2m $2.2m 0.61% Reduced -6.6k -6,599
76 OLD NATIONAL BANCORP /IN/ 0.05% of their portfolio EVANSVILLE, IN 33,80633.8k $2.1m $2.1m 0.05% Added +6.7k +6,704
77 TAP Consulting, LLC 0.42% of their portfolio KIRKWOOD, MO 33,62733.6k $2.1m $2.1m 0.42% Added +938 +938
78 Owen LaRue, LLC 1.11% of their portfolio ELIZABETHTOWN, KY 32,94532.9k $2.1m $2.1m 1.11% Reduced -4.7k -4,692
79 KLINGENSTEIN FIELDS & CO LP 0.08% of their portfolio NEW YORK, NY 32,21532.2k $2.0m $2.0m 0.08% New
80 Patten Group, Inc. 0.45% of their portfolio CHATTANOOGA, TN 32,15032.1k $2.0m $2.0m 0.45% Added +2.2k +2,151
81 Onyx Bridge Wealth Group LLC 0.30% of their portfolio TARRYTOWN, NY 31,14131.1k $2.0m $2.0m 0.30% Reduced -622 -622
82 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 30,30030.3k $1.9m $1.9m 0.01% Reduced -1.3k -1,315
83 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 30,02330.0k $1.9m $1.9m 0.00% Reduced -327 -327
84 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 29,97330.0k $1.9m $1.9m 0.05% Reduced -339 -339
85 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 29,30129.3k $1.9m $1.9m 0.01% Reduced -3.8k -3,812
86 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 28,93228.9k $1.8m $1.8m 0.03% Added +3.9k +3,885
87 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 28,78928.8k $1.8m $1.8m 0.02% Added +1.6k +1,570
88 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 28,60328.6k $1.8m $1.8m 0.02% Added +8.6k +8,579
89 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 28,55628.6k $1.8m $1.8m 0.01% Added +2.4k +2,426
90 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 27,59627.6k $1.8m $1.8m 0.05% Added +18.6k +18,554
91 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 25,62925.6k $1.6m $1.6m 0.02% Added +2.5k +2,474
92 Stratos Wealth Advisors, LLC 0.07% of their portfolio BEACHWOOD, OH 25,24225.2k $1.6m $1.6m 0.07% Added +2.4k +2,438
93 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 24,85324.9k $1.6m $1.6m 0.03% Reduced -242 -242
94 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 24,53124.5k $1.6m $1.6m 0.05% Reduced -51 -51
95 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.03% of their portfolio LOS ANGELES, CA 23,60523.6k $1.5m $1.5m 0.03% Added +689 +689
96 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 23,34923.3k $1.5m $1.5m 0.05% Added +6.7k +6,650
97 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 23,07523.1k $1.5m $1.5m 0.00% Reduced -789 -789
98 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 23,05923.1k $1.5m $1.5m 0.02% Added +22.8k +22,800
99 KMG FIDUCIARY PARTNERS, LLC 0.12% of their portfolio TOLEDO, OH 21,67021.7k $1.4m $1.4m 0.12% New
100 Laidlaw Wealth Management LLC 0.67% of their portfolio NEW YORK CITY, NY 21,42821.4k $1.4m $1.4m 0.67% Added +718 +718