Vault-13

FIRST TR EXCH TRADED FD III FTLS

LNG/SHT EQUITY · ETP · CUSIP 33739P103

167 institutional holders +6 vs Q4 2023
20,022,51420.0m shares reported held*
$1.2bnreported value*
26 new 78 added 54 reduced 16 sold out net bought ≈ $364.9m (+5.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $61.60. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 100Q4 22: 119Q1 23: 121Q2 23: 135Q3 23: 143Q4 23: 161Q1 24: 167167Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022100
Q4 2022119
Q1 2023121
Q2 2023135
Q3 2023143
Q4 2023161
Q1 2024167

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 65 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 59 bought or addedQ1 23: 63 cut or sold outQ1 23Q2 23: 80 bought or addedQ2 23: 46 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 53 cut or sold outQ3 23Q4 23: 89 bought or addedQ4 23: 65 cut or sold outQ4 23Q1 24: 104 bought or addedQ1 24: 70 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226542
Q1 20235963
Q2 20238046
Q3 20238553
Q4 20238965
Q1 202410470

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ2 23 calls: $0Q2 23 puts: $594.7kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$594.7k—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +4,959,205+5.0m
LPL Financial LLC Added +335,450+335.4k
ENVESTNET ASSET MANAGEMENT INC Added +285,303+285.3k
Cetera Investment Advisers Added +239,972+240.0k
WORLD EQUITY GROUP, INC. New +146,332+146.3k
Private Advisor Group, LLC Added +123,860+123.9k
Cambridge Investment Research Advisors, Inc. Added +85,576+85.6k
HighTower Advisors, LLC Added +85,569+85.6k
Grant/GrossMendelsohn, LLC New +49,698+49.7k
Sigma Planning Corp New +48,572+48.6k

Biggest sellers

FDx Advisors, Inc. Sold out -170,121-170.1k
FLAGSHIP HARBOR ADVISORS, LLC Reduced -108,018-108.0k
TRUIST FINANCIAL CORP Reduced -88,146-88.1k
AMERIPRISE FINANCIAL INC Sold out -78,234-78.2k
Stratos Wealth Partners, LTD. Reduced -75,295-75.3k
JANE STREET GROUP, LLC Reduced -61,984-62.0k
AE Wealth Management LLC Reduced -53,996-54.0k
WealthPlan Investment Management, LLC Reduced -51,106-51.1k
Avestar Capital, LLC Sold out -47,758-47.8k
ROYAL BANK OF CANADA Reduced -44,736-44.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 9,863,3679.9m $608.2m $608.2m 0.02% Added +5.0m +4,959,205
2 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,643,5391.6m $101.3m $101.3m 0.02% Reduced -44.7k -44,736
3 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,226,9371.2m $75.7m $75.7m 0.04% Added +335.4k +335,450
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 502,737502.7k $31.0m $31.0m 0.01% Added +285.3k +285,303
5 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 380,270380.3k $23.4m $23.4m 0.04% Reduced -88.1k -88,146
6 CENTRAL TRUST Co 0.57% of their portfolio JEFFERSON CITY, MO 368,659368.7k $22.7m $22.7m 0.57% Added +2.4k +2,375
7 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 302,862302.9k $18.7m $18.7m 0.13% Added +123.9k +123,860
8 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 283,043283.0k $17.5m $17.5m 0.04% Added +240.0k +239,972
9 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 269,248269.2k $16.6m $16.6m 0.03% Added +85.6k +85,569
10 Financial Enhancement Group LLC 2.60% of their portfolio ANDERSON, IN 261,356261.4k $15.8m $15.8m 2.60% Added +7.2k +7,220
11 WealthPLAN Partners, LLC 1.15% of their portfolio OMAHA, NE 179,547179.5k $11.1m $11.1m 1.15% Reduced -10.8k -10,759
12 Sweet Financial Partners, LLC 2.53% of their portfolio FAIRMONT, MN 177,923177.9k $11.0m $11.0m 2.53% Added +428 +428
13 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 174,110174.1k $10.7m $10.7m 0.02% Added +29.9k +29,939
14 Cornerstone Planning Group LLC 3.02% of their portfolio FAIRFIELD, NJ 161,564161.6k $9.7m $9.7m 3.02% Added +11.6k +11,615
15 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 151,756151.8k $9.4m $9.4m 0.04% Added +85.6k +85,576
16 WORLD EQUITY GROUP, INC. 1.85% of their portfolio SCHAUMBURG, IL 146,332146.3k $9.0m $9.0m 1.85% New
17 Modern Wealth Management, LLC 0.75% of their portfolio KANSAS CITY, MO 131,566131.6k $8.1m $8.1m 0.75% Added +9.8k +9,806
18 WealthPlan Investment Management, LLC 1.21% of their portfolio OMAHA, NE 128,639128.6k $7.9m $7.9m 1.21% Reduced -51.1k -51,106
19 Centric Wealth Management 2.39% of their portfolio CHICAGO, IL 126,798126.8k $7.5m $7.5m 2.39% Reduced -2.3k -2,287
20 Philip James Wealth Mangement, LLC 4.49% of their portfolio MILTON, GA 102,707102.7k $6.3m $6.3m 4.49% Added +6.6k +6,554
21 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 99,69199.7k $6.1m $6.1m 0.02% Reduced -4.0k -4,040
22 Cardinal Point Capital Management ULC 1.13% of their portfolio TORONTO, A6 95,98496.0k $5.9m $5.9m 1.13% Added +4.2k +4,185
23 LCNB CORP 2.14% of their portfolio LEBANON, OH 95,73695.7k $5.9m $5.9m 2.14% Added +7.2k +7,195
24 Brio Consultants, LLC 0.94% of their portfolio SAN FRANCISCO, CA 90,36090.4k $5.6m $5.6m 0.94% Reduced -125 -125
25 FOCUS Wealth Advisors, LLC 2.94% of their portfolio HOUSTON, TX 89,12289.1k $5.5m $5.5m 2.94% Added +11.0k +11,037
26 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 88,83088.8k $5.5m $5.5m 0.06% Added +32.2k +32,196
27 Orion Portfolio Solutions, LLC 0.06% of their portfolio Omaha, NE 88,83088.8k $5.5m $5.5m 0.06% Added +32.2k +32,196
28 RiverTree Advisors, LLC 3.66% of their portfolio WINTER PARK, FL 88,42088.4k $5.5m $5.5m 3.66% Added +20.2k +20,177
29 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 79,39679.4k $4.9m $4.9m 0.01% Reduced -956 -956
30 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 78,64278.6k $4.8m $4.8m 0.02% Reduced -7.3k -7,320
31 Richard P Slaughter Associates Inc 1.09% of their portfolio AUSTIN, TX 72,77172.8k $4.5m $4.5m 1.09% Added +28.3k +28,255
32 Sowell Financial Services LLC 0.19% of their portfolio NORTH LITTLE ROCK, AR 65,64065.6k $4.0m $4.0m 0.19% Reduced -18.5k -18,518
33 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 65,56065.6k $4.0m $4.0m 0.01% Reduced -414 -414
34 Compound Planning, Inc. 0.37% of their portfolio NEW YORK, NY 64,27164.3k $4.0m $4.0m 0.37% Added +41.1k +41,086
35 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 59,49259.5k $3.7m $3.7m 0.00% Reduced -62.0k -61,984
36 Belpointe Asset Management LLC 0.27% of their portfolio RENO, NV 59,26359.3k $3.7m $3.7m 0.27% Added +28.8k +28,776
37 ACAS, LLC 3.44% of their portfolio RANCHO SANTA FE, CA 57,58557.6k $3.6m $3.6m 3.44% Reduced -523 -523
38 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 55,41355.4k $3.4m $3.4m 0.01% Reduced -22.4k -22,435
39 IHT Wealth Management, LLC 0.14% of their portfolio Chicago, IL 55,37055.4k $3.4m $3.4m 0.14% Added +1.4k +1,444
40 VIAWEALTH, LLC 1.95% of their portfolio Leawood, KS 50,64550.6k $3.1m $3.1m 1.95% Added +35.3k +35,282
41 Grant/GrossMendelsohn, LLC 1.42% of their portfolio Baltimore, MD 49,69849.7k $3.0m $3.0m 1.42% New
42 LFA - Lugano Financial Advisors SA 2.23% of their portfolio LUGANO, V8 49,62249.6k $3.1m $3.1m 2.23% Added +2.0k +2,049
43 Sigma Planning Corp 0.09% of their portfolio ANN ARBOR, MI 48,57248.6k $3.0m $3.0m 0.09% New
44 Koshinski Asset Management, Inc. 0.30% of their portfolio DECATUR, IL 46,94646.9k $2.9m $2.9m 0.30% New
45 Eudaimonia Partners, LLC 0.68% of their portfolio Winchester, TN 46,07446.1k $2.8m $2.8m 0.68% Added +2.2k +2,210
46 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 45,97446.0k $2.8m $2.8m 0.03% Reduced -1.4k -1,351
47 Stegent Equity Advisors, Inc. 2.77% of their portfolio HOUSTON, TX 44,23844.2k $2.7m $2.7m 2.77% Reduced -1.2k -1,205
48 EUDAIMONIA ADVISORS LLC 1.40% of their portfolio Winchester, TN 42,79642.8k $2.6m $2.6m 1.40% Added +4.2k +4,227
49 Darwin Wealth Management, LLC 0.72% of their portfolio TAMPA, FL 41,66441.7k $2.6m $2.6m 0.72% Reduced -5.0k -4,992
50 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 37,23237.2k $2.3m $2.3m 0.02% Added +378 +378
51 CITIZENS FINANCIAL GROUP INC/RI 0.08% of their portfolio PROVIDENCE, RI 36,51736.5k $2.3m $2.3m 0.08% Reduced -1.8k -1,836
52 Authentikos Wealth Advisory, LLC 2.15% of their portfolio MORGAN HILL, CA 34,75434.8k $2.1m $2.1m 2.15% Added +1.2k +1,172
53 Provident Wealth Management, LLC 0.77% of their portfolio BRENTWOOD, TN 33,14933.1k $2.0m $2.0m 0.77% Reduced -813 -813
54 Insight Advisors, LLC/ PA 0.40% of their portfolio Newtown, PA 33,12833.1k $2.0m $2.0m 0.40% Reduced -15.6k -15,647
55 Onyx Bridge Wealth Group LLC 0.36% of their portfolio TARRYTOWN, NY 33,11533.1k $2.0m $2.0m 0.36% New
56 UBS Group AG 0.00% of their portfolio ZURICH, V8 32,95033.0k $2.0m $2.0m 0.00% Added +14.3k +14,335
57 CreativeOne Wealth, LLC 0.08% of their portfolio OVERLAND PARK, KS 32,80132.8k $2.0m $2.0m 0.08% Added +15.5k +15,475
58 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 32,09032.1k $2.0m $2.0m 0.00% New
59 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 32,04232.0k $2.0m $2.0m 0.01% Added +11.5k +11,464
60 TAP Consulting, LLC 0.43% of their portfolio KIRKWOOD, MO 31,97932.0k $2.0m $2.0m 0.43% Added +1.4k +1,449
61 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 31,44031.4k $1.9m $1.9m 0.03% Reduced -75.3k -75,295
62 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 31,08631.1k $1.9m $1.9m 0.01% Added +3.6k +3,636
63 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 31,06531.1k $1.9m $1.9m 0.01% Reduced -24.3k -24,300
64 Anfield Capital Management, LLC 0.82% of their portfolio IRVINE, CA 27,66427.7k $1.7m $1.7m 0.82% Added +1.9k +1,896
65 Virtue Capital Management, LLC 0.30% of their portfolio BRENTWOOD, TN 27,45727.5k $1.7m $1.7m 0.30% New
66 OLD NATIONAL BANCORP /IN/ 0.04% of their portfolio EVANSVILLE, IN 27,15127.2k $1.7m $1.7m 0.04% Reduced -1.7k -1,695
67 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 26,85226.9k $1.7m $1.7m 0.01% Reduced -2.8k -2,839
68 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 26,39326.4k $1.6m $1.6m 0.03% Added +2.5k +2,457
69 FLAGSHIP HARBOR ADVISORS, LLC 0.10% of their portfolio BOSTON, MA 25,78825.8k $1.6m $1.6m 0.10% Reduced -108.0k -108,018
70 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 25,57225.6k $1.6m $1.6m 0.02% Added +2.1k +2,082
71 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 24,93524.9k $1.5m $1.5m 0.03% Reduced -128 -128
72 Patten Group, Inc. 0.37% of their portfolio CHATTANOOGA, TN 24,10724.1k $1.5m $1.5m 0.37% Added +2.6k +2,597
73 Owen LaRue, LLC 0.91% of their portfolio ELIZABETHTOWN, KY 23,69423.7k $1.5m $1.5m 0.91% Added +4.0k +4,000
74 Cedar Brook Financial Partners, LLC 0.28% of their portfolio CLEVELAND, OH 22,88422.9k $1.4m $1.4m 0.28% Added +414 +414
75 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 22,77422.8k $1.4m $1.4m 0.00% Added +1.5k +1,485
76 CWM, LLC 0.01% of their portfolio OMAHA, NE 21,99922.0k $1.4m $1.4m 0.01% Added +17.8k +17,792
77 Stratos Wealth Advisors, LLC 0.08% of their portfolio BEACHWOOD, OH 21,24121.2k $1.3m $1.3m 0.08% Added +11.6k +11,560
78 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 21,18121.2k $1.1m $1.1m 0.03% Reduced -3.0k -2,960
79 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 20,86120.9k $1.3m $1.3m 0.02% Added +5.6k +5,644
80 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 20,79020.8k $1.3m $1.3m 0.02% Added +825 +825
81 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 20,64820.6k $1.3m $1.3m 0.05% Added +1.8k +1,755
82 Laidlaw Wealth Management LLC 0.68% of their portfolio NEW YORK CITY, NY 19,81719.8k $1.2m $1.2m 0.68% Added +2.0k +1,985
83 FIRST CITIZENS BANK & TRUST CO 0.02% of their portfolio RALEIGH, NC 19,12419.1k $1.2m $1.2m 0.02% Reduced -38.9k -38,941
84 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 18,28818.3k $1.1m $1.1m 0.00% Added +12.6k +12,618
85 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 18,02618.0k $1.1m $1.1m 0.00% Added +1.3k +1,293
86 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,98418.0k $1.1m $1.1m 0.00% Added +813 +813
87 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 17,65417.7k $1.1m $1.1m 0.01% New
88 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 17,63517.6k $1.1m $1.1m 0.02% Added +52 +52
89 SMART Wealth LLC 0.48% of their portfolio Omaha, NE 17,25017.2k $1.1m $1.1m 0.48% Reduced -9.1k -9,147
90 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 17,19417.2k $1.1m $1.1m 0.05% Added +3.4k +3,392
91 SILVER OAK SECURITIES, INCORPORATED 0.16% of their portfolio JACKSON, TN 17,14717.1k $1.1m $1.1m 0.16% Reduced -6.7k -6,740
92 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 17,01517.0k $1.0m $1.0m 0.01% Added +3.1k +3,125
93 Cooper Financial Group 0.17% of their portfolio IRVINE, CA 16,41316.4k $1.0m $1.0m 0.17% Reduced -365 -365
94 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 15,70515.7k $968.4k $968.4k 0.02% Unchanged
95 Meadow Creek Wealth Advisors LLC 0.63% of their portfolio ATLANTA, GA 14,70214.7k $906.5k $906.5k 0.63% Reduced -768 -768
96 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 14,48314.5k $893.0k $893.0k 0.00% Added +5.1k +5,121
97 Cedrus LLC 0.46% of their portfolio Littleton, CO 13,57413.6k $837.0k $837.0k 0.46% Reduced -2.7k -2,698
98 Simplicity Wealth,LLC 0.02% of their portfolio SUMMIT, NJ 13,14113.1k $810.3k $810.3k 0.02% New
99 GeoWealth Management, LLC 0.03% of their portfolio CHICAGO, IL 13,13713.1k $810.0k $810.0k 0.03% Added +4.8k +4,772
100 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 12,36012.4k $762.1k $762.1k 0.00% Reduced -20.3k -20,257