Vault-13

FIRST TR EXCH TRADED FD III FTLS

LNG/SHT EQUITY · ETP · CUSIP 33739P103

161 institutional holders +18 vs Q3 2023
14,138,29914.1m shares reported held*
$800.2mreported value*
21 new 68 added 55 reduced 10 sold out net bought ≈ $217.9m (+3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $56.60. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 100Q4 22: 119Q1 23: 121Q2 23: 135Q3 23: 143Q4 23: 161161Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022100
Q4 2022119
Q1 2023121
Q2 2023135
Q3 2023143
Q4 2023161

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 59 bought or addedQ1 23: 63 cut or sold outQ1 23Q2 23: 80 bought or addedQ2 23: 46 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 53 cut or sold outQ3 23Q4 23: 89 bought or addedQ4 23: 65 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226542
Q1 20235963
Q2 20238046
Q3 20238553
Q4 20238965

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $594.7kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$594.7k—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +2,852,509+2.9m
FLAGSHIP HARBOR ADVISORS, LLC New +133,806+133.8k
Centric Wealth Management New +129,085+129.1k
CENTRAL TRUST Co Added +120,693+120.7k
JANE STREET GROUP, LLC Added +106,671+106.7k
ROYAL BANK OF CANADA Added +81,286+81.3k
AMERIPRISE FINANCIAL INC New +78,234+78.2k
OSAIC HOLDINGS, INC. Added +69,770+69.8k
RiverTree Advisors, LLC New +68,243+68.2k
Cerity Partners LLC New +65,974+66.0k

Biggest sellers

IHT Wealth Management, LLC Reduced -57,469-57.5k
Koshinski Asset Management, Inc. Sold out -49,021-49.0k
LFA - Lugano Financial Advisors SA Reduced -32,746-32.7k
Private Advisor Group, LLC Reduced -26,286-26.3k
Cetera Advisors LLC Reduced -26,070-26.1k
Virtue Capital Management, LLC Sold out -21,998-22.0k
Anfield Capital Management, LLC Reduced -20,066-20.1k
CAPTRUST FINANCIAL ADVISORS Reduced -14,769-14.8k
Ascentis Independent Advisors Reduced -13,844-13.8k
TRUIST FINANCIAL CORP Reduced -13,356-13.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,904,1624.9m $275.9m $275.9m 0.01% Added +2.9m +2,852,509
2 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,688,2751.7m $95.0m $95.0m 0.02% Added +81.3k +81,286
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 891,487891.5k $50.2m $50.2m 0.03% Added +38.8k +38,765
4 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 468,416468.4k $26.4m $26.4m 0.04% Reduced -13.4k -13,356
5 CENTRAL TRUST Co 0.55% of their portfolio JEFFERSON CITY, MO 366,284366.3k $20.6m $20.6m 0.55% Added +120.7k +120,693
6 Financial Enhancement Group LLC 2.57% of their portfolio ANDERSON, IN 254,136254.1k $14.6m $14.6m 2.57% Added +3.7k +3,699
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 217,434217.4k $12.2m $12.2m 0.01% Added +17.0k +16,976
8 WealthPLAN Partners, LLC 1.10% of their portfolio OMAHA, NE 190,306190.3k $10.7m $10.7m 1.10% Reduced -2.4k -2,445
9 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 183,679183.7k $10.3m $10.3m 0.02% Added +4.6k +4,578
10 WealthPlan Investment Management, LLC 1.62% of their portfolio OMAHA, NE 179,745179.7k $10.1m $10.1m 1.62% Added +3.7k +3,717
11 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 179,002179.0k $10.1m $10.1m 0.08% Reduced -26.3k -26,286
12 Sweet Financial Partners, LLC 2.37% of their portfolio FAIRMONT, MN 177,495177.5k $10.0m $10.0m 2.37% Reduced -1.3k -1,325
13 FDx Advisors, Inc. 0.74% of their portfolio BERWYN, PA 170,121170.1k $9.6m $9.6m 0.74% Reduced -5.4k -5,357
14 Cornerstone Planning Group LLC 2.79% of their portfolio FAIRFIELD, NJ 149,949149.9k $8.4m $8.4m 2.79% Added +9.8k +9,808
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 144,171144.2k $8.1m $8.1m 0.01% Added +69.8k +69,770
16 FLAGSHIP HARBOR ADVISORS, LLC 0.55% of their portfolio BOSTON, MA 133,806133.8k $7.5m $7.5m 0.55% New
17 Centric Wealth Management 2.51% of their portfolio CHICAGO, IL 129,085129.1k $7.6m $7.6m 2.51% New
18 Modern Wealth Management, LLC 0.86% of their portfolio KANSAS CITY, MO 121,760121.8k $6.9m $6.9m 0.86% First filing
19 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 121,476121.5k $6.8m $6.8m 0.01% Added +106.7k +106,671
20 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 106,735106.7k $6.0m $6.0m 0.11% Added +8.6k +8,601
21 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 103,731103.7k $5.8m $5.8m 0.02% Reduced -14.8k -14,769
22 Philip James Wealth Mangement, LLC 4.19% of their portfolio MILTON, GA 96,15396.2k $5.4m $5.4m 4.19% First filing
23 Cardinal Point Capital Management ULC 1.25% of their portfolio TORONTO, A6 91,79991.8k $5.2m $5.2m 1.25% Added +2.9k +2,883
24 Brio Consultants, LLC 0.90% of their portfolio SAN FRANCISCO, CA 90,48590.5k $5.1m $5.1m 0.90% Reduced -1.9k -1,858
25 LCNB CORP 1.96% of their portfolio LEBANON, OH 88,54188.5k $5.0m $5.0m 1.96% Added +6.2k +6,209
26 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 85,96286.0k $4.8m $4.8m 0.02% Reduced -9.8k -9,831
27 Sowell Financial Services LLC 0.26% of their portfolio NORTH LITTLE ROCK, AR 84,15884.2k $4.7m $4.7m 0.26% Added +21.7k +21,739
28 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 80,35280.4k $4.5m $4.5m 0.01% Reduced -2.0k -1,967
29 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 78,23478.2k $4.4m $4.4m 0.00% New
30 FOCUS Wealth Advisors, LLC 2.78% of their portfolio HOUSTON, TX 78,08578.1k $4.4m $4.4m 2.78% Added +792 +792
31 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 77,84877.8k $4.4m $4.4m 0.01% Reduced -7.6k -7,609
32 RiverTree Advisors, LLC 2.61% of their portfolio WINTER PARK, FL 68,24368.2k $3.8m $3.8m 2.61% New
33 Live Oak Investment Partners 3.50% of their portfolio AUSTIN, TX 68,19468.2k $3.8m $3.8m 3.50% Reduced -1.1k -1,114
34 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 66,32866.3k $3.9m $3.9m 0.02% Added +8.1k +8,076
35 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 66,18066.2k $3.7m $3.7m 0.02% Reduced -275 -275
36 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 65,97466.0k $3.7m $3.7m 0.01% New
37 ACAS, LLC 3.72% of their portfolio RANCHO SANTA FE, CA 58,10858.1k $3.3m $3.3m 3.72% Reduced -1.8k -1,790
38 FIRST CITIZENS BANK & TRUST CO 0.06% of their portfolio RALEIGH, NC 58,06558.1k $3.3m $3.3m 0.06% Added +12.8k +12,838
39 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 56,63456.6k $3.2m $3.2m 0.04% Reduced -3.9k -3,902
40 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 56,63456.6k $3.2m $3.2m 0.04% Reduced -3.9k -3,902
41 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 55,36555.4k $3.1m $3.1m 0.01% Added +10.4k +10,447
42 IHT Wealth Management, LLC 0.14% of their portfolio Chicago, IL 53,92653.9k $3.0m $3.0m 0.14% Reduced -57.5k -57,469
43 Insight Advisors, LLC/ PA 0.58% of their portfolio Newtown, PA 48,77548.8k $2.7m $2.7m 0.58% Reduced -7.5k -7,475
44 Avestar Capital, LLC 0.33% of their portfolio New York, NY 47,75847.8k $2.7m $2.7m 0.33% Added +9.8k +9,769
45 LFA - Lugano Financial Advisors SA 2.10% of their portfolio LUGANO, V8 47,57347.6k $2.7m $2.7m 2.10% Reduced -32.7k -32,746
46 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 47,32547.3k $2.7m $2.7m 0.03% Reduced -627 -627
47 Darwin Wealth Management, LLC 0.70% of their portfolio TAMPA, FL 46,65646.7k $2.6m $2.6m 0.70% Reduced -4.7k -4,687
48 Stegent Equity Advisors, Inc. 3.02% of their portfolio HOUSTON, TX 45,44345.4k $2.6m $2.6m 3.02% Added +34.4k +34,411
49 Richard P Slaughter Associates Inc 0.62% of their portfolio AUSTIN, TX 44,51644.5k $2.5m $2.5m 0.62% Added +39.7k +39,696
50 Eudaimonia Partners, LLC 0.65% of their portfolio Winchester, TN 43,86443.9k $2.5m $2.5m 0.65% Added +4.1k +4,098
51 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 43,07143.1k $2.4m $2.4m 0.02% Added +19.6k +19,618
52 EUDAIMONIA ADVISORS LLC 1.40% of their portfolio Winchester, TN 38,56938.6k $2.2m $2.2m 1.40% Added +1.2k +1,182
53 CITIZENS FINANCIAL GROUP INC/RI 0.07% of their portfolio PROVIDENCE, RI 38,35338.4k $2.2m $2.2m 0.07% Added +20.5k +20,533
54 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 36,85436.9k $2.1m $2.1m 0.02% Added +8.2k +8,204
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 35,25035.2k $2.0m $2.0m 0.00% Added +33.5k +33,503
56 Provident Wealth Management, LLC 0.84% of their portfolio BRENTWOOD, TN 33,96234.0k $1.9m $1.9m 0.84% Reduced -462 -462
57 Authentikos Wealth Advisory, LLC 2.00% of their portfolio MORGAN HILL, CA 33,58233.6k $1.9m $1.9m 2.00% Added +6.6k +6,636
58 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 32,61732.6k $1.8m $1.8m 0.01% Reduced -2.8k -2,841
59 TAP Consulting, LLC 0.41% of their portfolio KIRKWOOD, MO 30,53030.5k $1.7m $1.7m 0.41% Added +186 +186
60 Belpointe Asset Management LLC 0.15% of their portfolio RENO, NV 30,48730.5k $1.7m $1.7m 0.15% Added +14.7k +14,728
61 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 29,69129.7k $1.7m $1.7m 0.02% First filing
62 OLD NATIONAL BANCORP /IN/ 0.04% of their portfolio EVANSVILLE, IN 28,84628.8k $1.6m $1.6m 0.04% Reduced -51 -51
63 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 28,51528.5k $1.6m $1.6m 0.01% Added +9.9k +9,854
64 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 27,45027.4k $1.5m $1.5m 0.01% Reduced -21 -21
65 SMART Wealth LLC 0.81% of their portfolio Omaha, NE 26,39726.4k $1.5m $1.5m 0.81% Added +6.2k +6,235
66 Anfield Capital Management, LLC 0.78% of their portfolio IRVINE, CA 25,76825.8k $1.4m $1.4m 0.78% Reduced -20.1k -20,066
67 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 25,06325.1k $1.4m $1.4m 0.04% Added +6.7k +6,684
68 Ascentis Independent Advisors 0.34% of their portfolio DALLAS, TX 24,54824.5k $1.4m $1.4m 0.34% Reduced -13.8k -13,844
69 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 24,14124.1k $1.4m $1.4m 0.04% Added +3.0k +2,960
70 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 23,93623.9k $1.3m $1.3m 0.02% Added +51 +51
71 SILVER OAK SECURITIES, INCORPORATED 0.18% of their portfolio JACKSON, TN 23,88723.9k $1.3m $1.3m 0.18% Added +5.5k +5,533
72 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 23,49023.5k $1.3m $1.3m 0.02% Added +3.6k +3,593
73 Compound Planning, Inc. 0.18% of their portfolio NEW YORK, NY 23,18523.2k $1.3m $1.3m 0.18% Added +7.1k +7,106
74 Cedar Brook Financial Partners, LLC 0.29% of their portfolio CLEVELAND, OH 22,47022.5k $1.3m $1.3m 0.29% Added +3.3k +3,307
75 Patten Group, Inc. 0.33% of their portfolio CHATTANOOGA, TN 21,51021.5k $1.2m $1.2m 0.33% Added +922 +922
76 Beacon Financial Advisory LLC 0.58% of their portfolio CLEVELAND, OH 21,33821.3k $1.2m $1.2m 0.58% Reduced -2.9k -2,888
77 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 21,28921.3k $1.2m $1.2m 0.00% New
78 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 20,57820.6k $1.2m $1.2m 0.00% Reduced -486 -486
79 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 19,96520.0k $1.1m $1.1m 0.02% Reduced -649 -649
80 Owen LaRue, LLC 1.05% of their portfolio ELIZABETHTOWN, KY 19,69419.7k $1.1m $1.1m 1.05% New
81 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 18,89318.9k $1.1m $1.1m 0.05% Added +4.9k +4,862
82 UBS Group AG 0.00% of their portfolio ZURICH, V8 18,61518.6k $1.0m $1.0m 0.00% Added +18.6k +18,594
83 Private Advisory Group LLC 0.18% of their portfolio REDMOND, WA 17,95017.9k $1.0m $1.0m 0.18% Reduced -4.1k -4,137
84 Laidlaw Wealth Management LLC 0.36% of their portfolio NEW YORK CITY, NY 17,83217.8k $1.0m $1.0m 0.36% Reduced -658 -658
85 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 17,58317.6k $989.2k $989.2k 0.02% Reduced -8.8k -8,776
86 CreativeOne Wealth, LLC 0.06% of their portfolio OVERLAND PARK, KS 17,32617.3k $974.0k $974.0k 0.06% Added +2.1k +2,109
87 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 17,28317.3k $972.3k $972.3k 0.01% Reduced -26.1k -26,070
88 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,17117.2k $966.0k $966.0k 0.00% New
89 Cooper Financial Group 0.17% of their portfolio IRVINE, CA 16,77816.8k $943.9k $943.9k 0.17% Reduced -1.5k -1,455
90 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 16,73316.7k $941.4k $941.4k 0.00% Added +10.2k +10,174
91 Cedrus LLC 0.57% of their portfolio Littleton, CO 16,27216.3k $915.5k $915.5k 0.57% Reduced -2.6k -2,609
92 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 15,70515.7k $883.6k $883.6k 0.02% Unchanged
93 Meadow Creek Wealth Advisors LLC 0.85% of their portfolio ATLANTA, GA 15,47015.5k $870.3k $870.3k 0.85% First filing
94 VIAWEALTH, LLC 0.59% of their portfolio Leawood, KS 15,36315.4k $864.3k $864.3k 0.59% Added +4.6k +4,609
95 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 15,21715.2k $856.0k $856.0k 0.02% Added +706 +706
96 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 13,89013.9k $781.5k $781.5k 0.01% Added +801 +801
97 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 13,80213.8k $776.5k $776.5k 0.04% Added +1.2k +1,174
98 COMERICA BANK 0.00% of their portfolio DALLAS, TX 13,69913.7k $770.7k $770.7k 0.00% Added +25 +25
99 Harvest Investment Services, LLC 0.32% of their portfolio Oakbrook Terrace, IL 12,29312.3k $691.6k $691.6k 0.32% Added +3 +3
100 Fairway Wealth LLC 0.49% of their portfolio INDEPENDENCE, OH 11,32611.3k $637.2k $637.2k 0.49% First filing