Vault-13

FIRST TR EXCH TRADED FD III FTLS

LNG/SHT EQUITY · ETP · CUSIP 33739P103

143 institutional holders +8 vs Q2 2023
10,004,46910.0m shares reported held*
$534.9mreported value*
18 new 67 added 41 reduced 12 sold out net bought ≈ $25.0m (+478.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.47. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 100Q4 22: 119Q1 23: 121Q2 23: 135Q3 23: 143143Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022100
Q4 2022119
Q1 2023121
Q2 2023135
Q3 2023143

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 59 bought or addedQ1 23: 63 cut or sold outQ1 23Q2 23: 80 bought or addedQ2 23: 46 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 53 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226542
Q1 20235963
Q2 20238046
Q3 20238553

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $594.7kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$594.7k—
Q3 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +171,795+171.8k
Private Advisor Group, LLC Added +118,858+118.9k
TRUIST FINANCIAL CORP Added +87,779+87.8k
ROYAL BANK OF CANADA Added +64,663+64.7k
WealthPLAN Partners, LLC Added +55,036+55.0k
WealthPlan Investment Management, LLC Added +51,291+51.3k
Avestar Capital, LLC New +37,989+38.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +35,458+35.5k
Cetera Advisors LLC Added +32,213+32.2k
LCNB CORP Added +32,038+32.0k

Biggest sellers

LFA - Lugano Financial Advisors SA Reduced -75,142-75.1k
IHT Wealth Management, LLC Reduced -59,623-59.6k
Financial Enhancement Group LLC Reduced -56,852-56.9k
Cerity Partners LLC Sold out -42,260-42.3k
LPL Financial LLC Reduced -31,006-31.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -29,985-30.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -23,121-23.1k
CreativeOne Wealth, LLC Reduced -22,426-22.4k
HighTower Advisors, LLC Reduced -18,829-18.8k
AE Wealth Management LLC Reduced -14,178-14.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,051,6532.1m $109.0m $109.0m 0.01% Added +171.8k +171,795
2 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,606,9891.6m $85.4m $85.4m 0.02% Added +64.7k +64,663
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 852,722852.7k $45.3m $45.3m 0.03% Reduced -31.0k -31,006
4 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 481,772481.8k $25.6m $25.6m 0.04% Added +87.8k +87,779
5 Financial Enhancement Group LLC 2.59% of their portfolio ANDERSON, IN 250,437250.4k $13.5m $13.5m 2.59% Reduced -56.9k -56,852
6 CENTRAL TRUST Co 0.38% of their portfolio JEFFERSON CITY, MO 245,591245.6k $13.1m $13.1m 0.38% Added +5.7k +5,688
7 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 205,288205.3k $10.9m $10.9m 0.10% Added +118.9k +118,858
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 200,458200.5k $10.7m $10.7m 0.00% Reduced -23.1k -23,121
9 WealthPLAN Partners, LLC 1.19% of their portfolio OMAHA, NE 192,751192.8k $10.2m $10.2m 1.19% Added +55.0k +55,036
10 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 179,101179.1k $9.5m $9.5m 0.02% Reduced -18.8k -18,829
11 Sweet Financial Partners, LLC 2.52% of their portfolio FAIRMONT, MN 178,820178.8k $9.5m $9.5m 2.52% Added +4.7k +4,652
12 WealthPlan Investment Management, LLC 1.65% of their portfolio OMAHA, NE 176,028176.0k $9.4m $9.4m 1.65% Added +51.3k +51,291
13 FDx Advisors, Inc. 0.77% of their portfolio BERWYN, PA 175,478175.5k $9.3m $9.3m 0.77% Added +2.4k +2,370
14 Cornerstone Planning Group LLC 2.84% of their portfolio FAIRFIELD, NJ 140,141140.1k $7.4m $7.4m 2.84% Added +21.1k +21,122
15 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 118,500118.5k $6.3m $6.3m 0.02% Reduced -5.5k -5,492
16 IHT Wealth Management, LLC 0.30% of their portfolio Chicago, IL 111,395111.4k $5.9m $5.9m 0.30% Reduced -59.6k -59,623
17 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 98,13498.1k $5.2m $5.2m 0.11% Added +5.6k +5,637
18 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 95,79395.8k $5.1m $5.1m 0.03% Added +15.9k +15,853
19 Brio Consultants, LLC 0.92% of their portfolio SAN FRANCISCO, CA 92,34392.3k $4.9m $4.9m 0.92% Reduced -220 -220
20 Cardinal Point Capital Management ULC 1.24% of their portfolio TORONTO, A6 88,91688.9k $4.7m $4.7m 1.24% Added +6.3k +6,255
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 85,45785.5k $4.5m $4.5m 0.01% Added +5.3k +5,350
22 LCNB CORP 1.94% of their portfolio LEBANON, OH 82,33282.3k $4.4m $4.4m 1.94% Added +32.0k +32,038
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 82,31982.3k $4.4m $4.4m 0.01% Added +4.2k +4,151
24 LFA - Lugano Financial Advisors SA 3.66% of their portfolio LUGANO, V8 80,31980.3k $4.3m $4.3m 3.66% Reduced -75.1k -75,142
25 FOCUS Wealth Advisors, LLC 2.85% of their portfolio HOUSTON, TX 77,29377.3k $4.1m $4.1m 2.85% Reduced -150 -150
26 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 74,40174.4k $4.0m $4.0m 0.01% Added +2.0k +1,996
27 Live Oak Investment Partners 3.17% of their portfolio AUSTIN, TX 69,30869.3k $3.7m $3.7m 3.17% Added +1.4k +1,420
28 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 66,45566.5k $3.5m $3.5m 0.02% Added +8.9k +8,947
29 Sowell Financial Services LLC 0.21% of their portfolio NORTH LITTLE ROCK, AR 62,41962.4k $3.3m $3.3m 0.21% Added +269 +269
30 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 60,53660.5k $3.2m $3.2m 0.04% Reduced -12.8k -12,846
31 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 60,53660.5k $3.2m $3.2m 0.04% Reduced -12.8k -12,846
32 ACAS, LLC 3.94% of their portfolio RANCHO SANTA FE, CA 59,89859.9k $3.2m $3.2m 3.94% Added +2.6k +2,585
33 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 58,25258.3k $3.1m $3.1m 0.02% Reduced -14.2k -14,178
34 Insight Advisors, LLC/ PA 0.68% of their portfolio Newtown, PA 56,25056.2k $3.0m $3.0m 0.68% Added +1.6k +1,632
35 Darwin Wealth Management, LLC 0.73% of their portfolio TAMPA, FL 51,34351.3k $2.7m $2.7m 0.73% Reduced -3.2k -3,180
36 Koshinski Asset Management, Inc. 0.30% of their portfolio DECATUR, IL 49,02149.0k $2.6m $2.6m 0.30% Reduced -2.6k -2,619
37 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 47,95248.0k $2.5m $2.5m 0.04% Added +4.3k +4,287
38 Anfield Capital Management, LLC 1.16% of their portfolio IRVINE, CA 45,83445.8k $2.4m $2.4m 1.16% Reduced -474 -474
39 FIRST CITIZENS BANK & TRUST CO 0.05% of their portfolio RALEIGH, NC 45,22745.2k $2.4m $2.4m 0.05% Added +9.1k +9,062
40 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 44,91844.9k $2.4m $2.4m 0.01% First filing
41 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 43,35343.4k $2.3m $2.3m 0.04% Added +32.2k +32,213
42 Eudaimonia Partners, LLC 0.51% of their portfolio Winchester, TN 39,76639.8k $2.1m $2.1m 0.51% Added +264 +264
43 Ascentis Independent Advisors 0.57% of their portfolio DALLAS, TX 38,39238.4k $2.0m $2.0m 0.57% Added +1.8k +1,773
44 Avestar Capital, LLC 0.31% of their portfolio New York, NY 37,98938.0k $2.0m $2.0m 0.31% New
45 EUDAIMONIA ADVISORS LLC 1.40% of their portfolio Winchester, TN 37,38737.4k $2.0m $2.0m 1.40% Added +1.5k +1,484
46 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 35,45835.5k $1.9m $1.9m 0.01% New
47 Provident Wealth Management, LLC 0.89% of their portfolio BRENTWOOD, TN 34,42434.4k $1.8m $1.8m 0.89% Reduced -2.1k -2,084
48 TAP Consulting, LLC 0.42% of their portfolio KIRKWOOD, MO 30,34430.3k $1.6m $1.6m 0.42% Added +249 +249
49 COLONY GROUP LLC 0.02% of their portfolio Boston, MA 29,81829.8k $1.6m $1.6m 0.02% Reduced -3.6k -3,591
50 OLD NATIONAL BANCORP /IN/ 0.04% of their portfolio EVANSVILLE, IN 28,89728.9k $1.5m $1.5m 0.04% Reduced -818 -818
51 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 28,65028.6k $1.5m $1.5m 0.02% Added +5.6k +5,585
52 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 27,47127.5k $1.5m $1.5m 0.01% Reduced -11.6k -11,596
53 Authentikos Wealth Advisory, LLC 1.38% of their portfolio MORGAN HILL, CA 26,94626.9k $1.4m $1.4m 1.38% Reduced -2.6k -2,564
54 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 26,35926.4k $1.4m $1.4m 0.04% Reduced -965 -965
55 Beacon Financial Advisory LLC 0.71% of their portfolio CLEVELAND, OH 24,22624.2k $1.3m $1.3m 0.71% Added +1.1k +1,091
56 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 23,88523.9k $1.3m $1.3m 0.03% Added +711 +711
57 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 23,45323.5k $1.2m $1.2m 0.01% Added +6.4k +6,383
58 Private Advisory Group LLC 0.23% of their portfolio REDMOND, WA 22,08722.1k $1.2m $1.2m 0.23% Reduced -3.5k -3,488
59 Virtue Capital Management, LLC 0.20% of their portfolio BRENTWOOD, TN 21,99822.0k $1.2m $1.2m 0.20% Unchanged
60 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 21,18121.2k $1.1m $1.1m 0.03% Added +1.2k +1,239
61 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,06421.1k $1.1m $1.1m 0.00% Added +3.4k +3,412
62 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 20,61420.6k $1.1m $1.1m 0.02% Added +1.0k +1,019
63 Patten Group, Inc. 0.33% of their portfolio CHATTANOOGA, TN 20,58820.6k $1.1m $1.1m 0.33% Added +1.1k +1,130
64 SMART Wealth LLC 0.80% of their portfolio Omaha, NE 20,16220.2k $1.1m $1.1m 0.80% Reduced -9.2k -9,165
65 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 19,89719.9k $1.1m $1.1m 0.02% Added +4.4k +4,441
66 Cedar Brook Financial Partners, LLC 0.27% of their portfolio CLEVELAND, OH 19,16319.2k $1.0m $1.0m 0.27% Added +15 +15
67 Cedrus LLC 0.71% of their portfolio Littleton, CO 18,88118.9k $1.0m $1.0m 0.71% Reduced -3.4k -3,398
68 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 18,66118.7k $991.8k $991.8k 0.01% Added +4.2k +4,152
69 Laidlaw Wealth Management LLC 0.32% of their portfolio NEW YORK CITY, NY 18,49018.5k $982.7k $982.7k 0.32% New
70 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 18,37918.4k $976.8k $976.8k 0.03% Added +12.5k +12,459
71 SILVER OAK SECURITIES, INCORPORATED 0.07% of their portfolio JACKSON, TN 18,35418.4k $328.4k $328.4k 0.07% New
72 Cooper Financial Group 0.23% of their portfolio IRVINE, CA 18,23318.2k $969.1k $969.1k 0.23% Reduced -2.0k -2,042
73 CITIZENS FINANCIAL GROUP INC/RI 0.04% of their portfolio PROVIDENCE, RI 17,82017.8k $947.2k $947.2k 0.04% New
74 Compound Planning, Inc. 0.29% of their portfolio NEW YORK, NY 16,07916.1k $854.6k $854.6k 0.29% Added +8.4k +8,408
75 Belpointe Asset Management LLC 0.09% of their portfolio RENO, NV 15,75915.8k $837.6k $837.6k 0.09% Reduced -1.9k -1,934
76 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 15,70515.7k $834.7k $834.7k 0.02% Unchanged
77 CreativeOne Wealth, LLC 0.06% of their portfolio OVERLAND PARK, KS 15,21715.2k $809.0k $809.0k 0.06% Reduced -22.4k -22,426
78 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,80514.8k $786.9k $786.9k 0.00% Reduced -12.4k -12,402
79 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 14,51114.5k $771.0k $771.0k 0.03% Added +5.5k +5,451
80 Global Retirement Partners, LLC 0.04% of their portfolio San Rafael, CA 14,03114.0k $741.5k $741.5k 0.04% Added +3.0k +3,036
81 COMERICA BANK 0.00% of their portfolio DALLAS, TX 13,67413.7k $726.8k $726.8k 0.00% New
82 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,11913.1k $697.0k $697.0k 0.00% Added +451 +451
83 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 13,08913.1k $695.7k $695.7k 0.01% Added +1.8k +1,776
84 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 12,62812.6k $671.2k $671.2k 0.04% Added +4.5k +4,543
85 Capital Planning Advisors, LLC 0.14% of their portfolio Roseville, CA 12,31812.3k $654.7k $654.7k 0.14% Reduced -221 -221
86 Harvest Investment Services, LLC 0.42% of their portfolio Oakbrook Terrace, IL 12,29012.3k $653.2k $653.2k 0.42% New
87 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 12,01612.0k $638.6k $638.6k 0.00% Added +130 +130
88 Stegent Equity Advisors, Inc. 0.74% of their portfolio HOUSTON, TX 11,03211.0k $586.4k $586.4k 0.74% New
89 VIAWEALTH, LLC 0.42% of their portfolio Leawood, KS 10,75410.8k $571.6k $571.6k 0.42% New
90 Cornerstone Wealth Management, LLC 0.05% of their portfolio ST. PETERS, MO 10,34510.3k $549.8k $549.8k 0.05% New
91 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 9,7009.7k $515.6k $515.6k 0.01% Added +8.4k +8,352
92 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 9,4059.4k $500.5k $500.5k 0.02% Added +283 +283
93 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 9,3149.3k $495.1k $495.1k 0.02% Reduced -6.9k -6,922
94 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 9,1369.1k $485.6k $485.6k 0.02% Added +860 +860
95 Bridgeworth, LLC 0.05% of their portfolio BIRMINGHAM, AL 9,0889.1k $483.0k $483.0k 0.05% Unchanged
96 Legacy Capital Wealth Partners, LLC 0.13% of their portfolio LITTLE ROCK, AR 8,8258.8k $469.1k $469.1k 0.13% Added +489 +489
97 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 8,3298.3k $442.7k $442.7k 0.01% Reduced -2.6k -2,638
98 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 8,1848.2k $435.0k $435.0k 0.03% Added +1.6k +1,650
99 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 7,6837.7k $408.4k $408.4k 0.04% Added +568 +568
100 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 7,6677.7k $407.1k $407.1k 0.02% Added +3 +3