Vault-13

FIRST TR EXCH TRADED FD III FTLS

LNG/SHT EQUITY · ETP · CUSIP 33739P103

135 institutional holders +14 vs Q1 2023
9,484,0069.5m shares reported held*
$504.4mreported value*
22 new 58 added 38 reduced 8 sold out net bought ≈ $49.8m (+942.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.18. Options: 1 managers hold calls ($0 notional), 1 hold puts ($594.7k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 100Q4 22: 119Q1 23: 121Q2 23: 135135Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022100
Q4 2022119
Q1 2023121
Q2 2023135

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 59 bought or addedQ1 23: 63 cut or sold outQ1 23Q2 23: 80 bought or addedQ2 23: 46 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226542
Q1 20235963
Q2 20238046

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $594.7kQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$594.7k—

Biggest buyers

MORGAN STANLEY Added +230,037+230.0k
FDx Advisors, Inc. New +173,108+173.1k
IHT Wealth Management, LLC New +171,018+171.0k
CAPTRUST FINANCIAL ADVISORS Added +97,730+97.7k
LPL Financial LLC Added +72,437+72.4k
ROYAL BANK OF CANADA Added +64,228+64.2k
Sowell Financial Services LLC New +62,150+62.1k
Koshinski Asset Management, Inc. New +51,640+51.6k
Cerity Partners LLC New +42,260+42.3k
Provident Wealth Management, LLC New +36,508+36.5k

Biggest sellers

FIRST CITIZENS BANK & TRUST CO Reduced -67,574-67.6k
WealthPLAN Partners, LLC Reduced -66,043-66.0k
WealthPlan Investment Management, LLC Reduced -57,272-57.3k
One Capital Management, LLC Sold out -55,912-55.9k
Atria Investments, Inc Sold out -42,006-42.0k
Stratos Wealth Advisors, LLC Sold out -37,851-37.9k
Kestra Advisory Services, LLC Reduced -21,499-21.5k
OSAIC HOLDINGS, INC. Reduced -20,449-20.4k
TRUIST FINANCIAL CORP Reduced -16,217-16.2k
Darwin Wealth Management, LLC Reduced -8,169-8.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $594.7k11.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,879,8581.9m $99.2m $99.2m 0.01% Added +230.0k +230,037
2 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,542,3261.5m $81.4m $81.4m 0.02% Added +64.2k +64,228
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 883,728883.7k $46.7m $46.7m 0.03% Added +72.4k +72,437
4 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 393,993394.0k $20.8m $20.8m 0.03% Reduced -16.2k -16,217
5 Financial Enhancement Group LLC 3.05% of their portfolio ANDERSON, IN 307,289307.3k $16.5m $16.5m 3.05% Reduced -4.7k -4,696
6 CENTRAL TRUST Co 0.35% of their portfolio JEFFERSON CITY, MO 239,903239.9k $12.7m $12.7m 0.35% Added +22.2k +22,151
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 223,579223.6k $11.8m $11.8m 0.01% Added +13.6k +13,643
8 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 197,930197.9k $10.4m $10.4m 0.02% Added +18.4k +18,363
9 Sweet Financial Partners, LLC 2.40% of their portfolio FAIRMONT, MN 174,168174.2k $9.2m $9.2m 2.40% Reduced -2.3k -2,265
10 FDx Advisors, Inc. 0.50% of their portfolio BERWYN, PA 173,108173.1k $9.1m $9.1m 0.50% New
11 IHT Wealth Management, LLC 0.47% of their portfolio Chicago, IL 171,018171.0k $9.0m $9.0m 0.47% New
12 LFA - Lugano Financial Advisors SA 5.46% of their portfolio LUGANO, V8 155,461155.5k $8.2m $8.2m 5.46% Reduced -4.6k -4,643
13 WealthPLAN Partners, LLC 1.03% of their portfolio OMAHA, NE 137,715137.7k $7.3m $7.3m 1.03% Reduced -66.0k -66,043
14 WealthPlan Investment Management, LLC 1.96% of their portfolio OMAHA, NE 124,737124.7k $6.6m $6.6m 1.96% Reduced -57.3k -57,272
15 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 123,992124.0k $6.5m $6.5m 0.03% Added +97.7k +97,730
16 Cornerstone Planning Group LLC 2.48% of their portfolio FAIRFIELD, NJ 119,019119.0k $6.3m $6.3m 2.48% First filing
17 Brio Consultants, LLC 0.88% of their portfolio SAN FRANCISCO, CA 92,56392.6k $4.9m $4.9m 0.88% Reduced -5.2k -5,170
18 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 92,49792.5k $4.9m $4.9m 0.11% Added +29.3k +29,337
19 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 86,43086.4k $4.6m $4.6m 0.04% Reduced -5.5k -5,450
20 Cardinal Point Capital Management ULC 1.31% of their portfolio TORONTO, A6 82,66182.7k $4.4m $4.4m 1.31% Reduced -779 -779
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 80,10780.1k $4.2m $4.2m 0.01% Added +30.9k +30,948
22 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 79,94079.9k $4.2m $4.2m 0.02% Added +3.0k +3,036
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 78,16878.2k $4.1m $4.1m 0.01% Added +18.1k +18,075
24 FOCUS Wealth Advisors, LLC 2.77% of their portfolio HOUSTON, TX 77,44377.4k $4.1m $4.1m 2.77% Reduced -6.4k -6,418
25 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 73,38273.4k $3.9m $3.9m 0.04% Added +8.7k +8,651
26 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 73,38273.4k $3.9m $3.9m 0.04% Added +8.7k +8,651
27 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 72,43072.4k $3.8m $3.8m 0.02% Added +605 +605
28 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 72,40572.4k $3.8m $3.8m 0.01% Reduced -20.4k -20,449
29 Live Oak Investment Partners 2.99% of their portfolio AUSTIN, TX 67,88867.9k $3.6m $3.6m 2.99% Added +1.5k +1,490
30 Sowell Financial Services LLC 0.18% of their portfolio NORTH LITTLE ROCK, AR 62,15062.1k $3.3m $3.3m 0.18% New
31 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 57,50857.5k $3.0m $3.0m 0.01% Added +3.6k +3,613
32 ACAS, LLC 4.07% of their portfolio RANCHO SANTA FE, CA 57,31357.3k $3.0m $3.0m 4.07% Reduced -1.5k -1,537
33 Insight Advisors, LLC/ PA 0.64% of their portfolio Newtown, PA 54,61854.6k $2.9m $2.9m 0.64% Reduced -1.3k -1,251
34 Darwin Wealth Management, LLC 0.74% of their portfolio TAMPA, FL 54,52354.5k $2.9m $2.9m 0.74% Reduced -8.2k -8,169
35 Koshinski Asset Management, Inc. 0.29% of their portfolio DECATUR, IL 51,64051.6k $2.7m $2.7m 0.29% New
36 LCNB CORP 1.13% of their portfolio LEBANON, OH 50,29450.3k $2.7m $2.7m 1.13% Added +20.2k +20,157
37 Anfield Capital Management, LLC 1.07% of their portfolio IRVINE, CA 46,30846.3k $2.4m $2.4m 1.07% Added +4.4k +4,424
38 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 43,66543.7k $2.3m $2.3m 0.03% Added +3.7k +3,694
39 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 42,26042.3k $2.2m $2.2m 0.01% New
40 Eudaimonia Partners, LLC 0.47% of their portfolio Winchester, TN 39,50239.5k $2.1m $2.1m 0.47% Added +18.7k +18,726
41 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 39,06739.1k $2.1m $2.1m 0.02% Reduced -21.5k -21,499
42 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 37,64337.6k $1.9m $1.9m 0.05% Added +22.6k +22,596
43 Ascentis Independent Advisors 0.54% of their portfolio DALLAS, TX 36,61936.6k $1.9m $1.9m 0.54% Added +21.0k +20,967
44 Provident Wealth Management, LLC 0.95% of their portfolio BRENTWOOD, TN 36,50836.5k $1.9m $1.9m 0.95% New
45 FIRST CITIZENS BANK & TRUST CO 0.04% of their portfolio RALEIGH, NC 36,16536.2k $1.9m $1.9m 0.04% Reduced -67.6k -67,574
46 EUDAIMONIA ADVISORS LLC 1.27% of their portfolio Winchester, TN 35,90335.9k $1.9m $1.9m 1.27% Added +774 +774
47 COLONY GROUP LLC 0.03% of their portfolio Boston, MA 33,40933.4k $1.8m $1.8m 0.03% Reduced -3.9k -3,902
48 TAP Consulting, LLC 0.39% of their portfolio KIRKWOOD, MO 30,09530.1k $1.6m $1.6m 0.39% Added +388 +388
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,98530.0k $1.6m $1.6m 0.00% Reduced -1.6k -1,616
50 OLD NATIONAL BANCORP /IN/ 0.04% of their portfolio EVANSVILLE, IN 29,71529.7k $1.6m $1.6m 0.04% Added +3.0k +3,012
51 Authentikos Wealth Advisory, LLC 1.47% of their portfolio MORGAN HILL, CA 29,51029.5k $1.6m $1.6m 1.47% Reduced -1.5k -1,499
52 SMART Wealth LLC 1.17% of their portfolio Omaha, NE 29,32729.3k $1.5m $1.5m 1.17% Added +2.9k +2,871
53 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 27,32427.3k $1.4m $1.4m 0.04% Added +2.3k +2,303
54 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 27,20727.2k $1.4m $1.4m 0.00% Added +94 +94
55 Private Advisory Group LLC 0.27% of their portfolio REDMOND, WA 25,57525.6k $1.4m $1.4m 0.27% New
56 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 23,17423.2k $1.2m $1.2m 0.02% Added +17.9k +17,938
57 Beacon Financial Advisory LLC 0.70% of their portfolio CLEVELAND, OH 23,13523.1k $1.2m $1.2m 0.70% Added +928 +928
58 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 23,06523.1k $1.2m $1.2m 0.01% Added +3.6k +3,573
59 Cedrus LLC 0.83% of their portfolio Littleton, CO 22,27922.3k $1.2m $1.2m 0.83% Reduced -99 -99
60 Virtue Capital Management, LLC 0.20% of their portfolio BRENTWOOD, TN 21,99822.0k $1.2m $1.2m 0.20% Reduced -290 -290
61 Cooper Financial Group 0.27% of their portfolio IRVINE, CA 20,27520.3k $1.1m $1.1m 0.27% Reduced -861 -861
62 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 19,94219.9k $1.1m $1.1m 0.02% Added +2.2k +2,236
63 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 19,59519.6k $1.0m $1.0m 0.02% Added +77 +77
64 Patten Group, Inc. 0.29% of their portfolio CHATTANOOGA, TN 19,45819.5k $1.0m $1.0m 0.29% Added +1.3k +1,261
65 Cedar Brook Financial Partners, LLC 0.24% of their portfolio CLEVELAND, OH 19,14819.1k $1.0m $1.0m 0.24% Added +247 +247
66 Belpointe Asset Management LLC 0.10% of their portfolio RENO, NV 17,69317.7k $934.0k $934.0k 0.10% Added +7.3k +7,308
67 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,65217.7k $932.0k $932.0k 0.00% Reduced -3.8k -3,825
68 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 17,07017.1k $901.1k $901.1k 0.01% Added +247 +247
69 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 16,23616.2k $758.7k $758.7k 0.02% Added +7.5k +7,545
70 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 15,70515.7k $829.0k $829.0k 0.02% Unchanged
71 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 15,45615.5k $815.9k $815.9k 0.01% Added +6.9k +6,908
72 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 14,50914.5k $765.9k $765.9k 0.01% Reduced -1.8k -1,845
73 Mariner, LLC 0.00% of their portfolio Overland Park, KS 12,66812.7k $669.0k $669.0k 0.00% Added +705 +705
74 Capital Planning Advisors, LLC 0.13% of their portfolio Roseville, CA 12,53912.5k $661.9k $661.9k 0.13% Reduced -91 -91
75 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 11,88611.9k $627.5k $627.5k 0.01% Added +7.3k +7,281
76 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 11,31311.3k $597.2k $597.2k 0.01% Reduced -288 -288
77 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 11,14011.1k $588.1k $588.1k 0.01% Reduced -5.0k -5,042
78 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 10,99511.0k $580.4k $580.4k 0.03% Reduced -2.7k -2,731
79 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 10,96711.0k $578.9k $578.9k 0.01% New
80 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 9,1229.1k $482.1k $482.1k 0.02% Added +1.5k +1,454
81 Bridgeworth, LLC 0.05% of their portfolio BIRMINGHAM, AL 9,0889.1k $479.8k $479.8k 0.05% Unchanged
82 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 9,0609.1k $478.0k $478.0k 0.02% Added +3.6k +3,621
83 Legacy Capital Wealth Partners, LLC 0.37% of their portfolio LITTLE ROCK, AR 8,3368.3k $440.1k $440.1k 0.37% New
84 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 8,2768.3k $436.9k $436.9k 0.02% Reduced -454 -454
85 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 8,0858.1k $426.8k $426.8k 0.03% Added +450 +450
86 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 7,9297.9k $418.6k $418.6k 0.00% First filing
87 First Capital Advisors Group, LLC. 0.21% of their portfolio LITTLE SILVER, NJ 7,7257.7k $407.8k $407.8k 0.21% Added +84 +84
88 SkyView Investment Advisors, LLC 0.10% of their portfolio SHREWSBURY, NJ 7,7257.7k $408.0k $408.0k 0.10% Added +84 +84
89 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 7,7217.7k $407.6k $407.6k 0.01% Reduced -1.7k -1,651
90 Compound Planning, Inc. 0.18% of their portfolio NEW YORK, NY 7,6717.7k $405.0k $405.0k 0.18% Added +3.2k +3,219
91 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 7,6647.7k $400.8k $400.8k 0.05% Added +4.7k +4,679
92 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 7,1157.1k $375.6k $375.6k 0.04% New
93 O'Dell Group, LLC 0.11% of their portfolio CINCINNATI, OH 7,1057.1k $375.1k $375.1k 0.11% Added +12 +12
94 GeoWealth Management, LLC 0.04% of their portfolio CHICAGO, IL 6,9296.9k $366.0k $366.0k 0.04% Added +4.0k +3,952
95 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 6,6046.6k $348.6k $348.6k 0.00% Unchanged
96 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 6,5606.6k $346.0k $346.0k 0.02% Unchanged
97 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 6,5346.5k $344.9k $344.9k 0.03% Reduced -6 -6
98 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,1776.2k $326.1k $326.1k 0.00% New
99 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 5,9205.9k $312.5k $312.5k 0.01% Reduced -300 -300
100 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 5,6935.7k $300.5k $300.5k 0.02% Unchanged