Vault-13

FIRST TR EXCH TRADED FD III FTLS

LNG/SHT EQUITY · ETP · CUSIP 33739P103

121 institutional holders +2 vs Q4 2022
8,521,5228.5m shares reported held*
$436.4mreported value*
15 new 44 added 49 reduced 14 sold out net sold ≈ $12.6m (-255.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $51.21.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 100Q4 22: 119Q1 23: 121121Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022100
Q4 2022119
Q1 2023121

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 59 bought or addedQ1 23: 63 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226542
Q1 20235963

Biggest buyers

Sweet Financial Partners, LLC New +176,433+176.4k
HighTower Advisors, LLC Added +122,904+122.9k
CENTRAL TRUST Co Added +59,308+59.3k
Orion Portfolio Solutions, LLC Added +57,445+57.4k
MORGAN STANLEY Added +50,138+50.1k
FIRST CITIZENS BANK & TRUST CO Added +50,034+50.0k
LPL Financial LLC Added +48,276+48.3k
TAP Consulting, LLC New +29,707+29.7k
EUDAIMONIA ADVISORS LLC Added +22,754+22.8k
Orion Porfolio Solutions, LLC Added +20,847+20.8k

Biggest sellers

ROYAL BANK OF CANADA Reduced -223,035-223.0k
WealthPlan Investment Management, LLC Reduced -206,619-206.6k
WealthPLAN Partners, LLC Reduced -184,935-184.9k
Bridgeworth, LLC Reduced -68,259-68.3k
Koshinski Asset Management, Inc. Sold out -58,217-58.2k
One Capital Management, LLC Reduced -51,716-51.7k
IFP Advisors, Inc Reduced -35,105-35.1k
Riverwater Partners LLC Sold out -27,853-27.9k
PCG Wealth Advisors, LLC Sold out -22,510-22.5k
JANE STREET GROUP, LLC Reduced -22,090-22.1k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,649,8211.6m $83.8m $83.8m 0.01% Added +50.1k +50,138
2 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,478,0981.5m $75.1m $75.1m 0.02% Reduced -223.0k -223,035
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 811,291811.3k $41.2m $41.2m 0.03% Added +48.3k +48,276
4 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 410,210410.2k $20.8m $20.8m 0.04% Added +14.6k +14,623
5 Financial Enhancement Group LLC 3.11% of their portfolio ANDERSON, IN 311,985312.0k $16.0m $16.0m 3.11% Reduced -11.9k -11,881
6 CENTRAL TRUST Co 0.32% of their portfolio JEFFERSON CITY, MO 217,752217.8k $11.1m $11.1m 0.32% Added +59.3k +59,308
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 209,936209.9k $10.7m $10.7m 0.01% Added +9.8k +9,828
8 WealthPLAN Partners, LLC 1.18% of their portfolio OMAHA, NE 203,758203.8k $10.4m $10.4m 1.18% Reduced -184.9k -184,935
9 WealthPlan Investment Management, LLC 1.59% of their portfolio OMAHA, NE 182,009182.0k $9.2m $9.2m 1.59% Reduced -206.6k -206,619
10 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 179,567179.6k $9.1m $9.1m 0.02% Added +122.9k +122,904
11 Sweet Financial Partners, LLC 2.48% of their portfolio FAIRMONT, MN 176,433176.4k $9.0m $9.0m 2.48% New
12 LFA - Lugano Financial Advisors SA 6.11% of their portfolio LUGANO, V8 160,104160.1k $8.1m $8.1m 6.11% Reduced -14.0k -13,989
13 Quantitative Advantage, LLC 0.77% of their portfolio MINNETONKA, MN 103,923103.9k $5.3m $5.3m 0.77% Reduced -660 -660
14 FIRST CITIZENS BANK & TRUST CO 0.11% of their portfolio RALEIGH, NC 103,739103.7k $5.3m $5.3m 0.11% Added +50.0k +50,034
15 Brio Consultants, LLC 0.92% of their portfolio SAN FRANCISCO, CA 97,73397.7k $5.0m $5.0m 0.92% Reduced -641 -641
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 92,85492.9k $4.7m $4.7m 0.01% Added +1.9k +1,886
17 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 91,88091.9k $4.7m $4.7m 0.04% Added +14.5k +14,522
18 FOCUS Wealth Advisors, LLC 2.80% of their portfolio HOUSTON, TX 83,86183.9k $4.3m $4.3m 2.80% Reduced -755 -755
19 Cardinal Point Capital Management ULC 1.29% of their portfolio TORONTO, A6 83,44083.4k $4.2m $4.2m 1.29% Added +3.0k +2,985
20 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 76,90476.9k $3.9m $3.9m 0.03% Reduced -2.5k -2,454
21 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 71,82571.8k $3.6m $3.6m 0.02% Reduced -16.2k -16,170
22 Live Oak Investment Partners 2.96% of their portfolio AUSTIN, TX 66,39866.4k $3.4m $3.4m 2.96% Added +1.8k +1,820
23 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 64,73164.7k $3.3m $3.3m 0.04% Added +20.8k +20,847
24 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 64,73164.7k $3.3m $3.3m 0.04% Added +57.4k +57,445
25 Stratos Wealth Partners, LTD. 0.09% of their portfolio BEACHWOOD, OH 63,16063.2k $3.2m $3.2m 0.09% Reduced -13.1k -13,111
26 Darwin Wealth Management, LLC 0.88% of their portfolio TAMPA, FL 62,69262.7k $3.2m $3.2m 0.88% Reduced -14.5k -14,471
27 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 60,56660.6k $3.1m $3.1m 0.03% Reduced -1.0k -1,039
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 60,09360.1k $3.1m $3.1m 0.00% Added +12.7k +12,720
29 ACAS, LLC 4.29% of their portfolio RANCHO SANTA FE, CA 58,85058.9k $3.0m $3.0m 4.29% Reduced -2.1k -2,107
30 One Capital Management, LLC 0.14% of their portfolio WESTLAKE VILLAGE, CA 55,91255.9k $2.8m $2.8m 0.14% Reduced -51.7k -51,716
31 Insight Advisors, LLC/ PA 0.67% of their portfolio Newtown, PA 55,86955.9k $2.8m $2.8m 0.67% Added +965 +965
32 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 53,89553.9k $2.7m $2.7m 0.01% Added +497 +497
33 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 49,15949.2k $2.5m $2.5m 0.01% Reduced -3.0k -2,971
34 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 42,00642.0k $2.1m $2.1m 0.04% Added +2.7k +2,705
35 Anfield Capital Management, LLC 0.98% of their portfolio IRVINE, CA 41,88441.9k $2.1m $2.1m 0.98% Added +2.7k +2,686
36 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 39,97140.0k $2.0m $2.0m 0.03% Added +3.9k +3,881
37 Stratos Wealth Advisors, LLC 0.15% of their portfolio BEACHWOOD, OH 37,85137.9k $1.9m $1.9m 0.15% Added +1.7k +1,675
38 COLONY GROUP LLC 0.03% of their portfolio Boston, MA 37,31137.3k $1.9m $1.9m 0.03% Reduced -3.1k -3,062
39 EUDAIMONIA ADVISORS LLC 1.20% of their portfolio Winchester, TN 35,12935.1k $1.8m $1.8m 1.20% Added +22.8k +22,754
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,60131.6k $1.6m $1.6m 0.00% Reduced -1.3k -1,301
41 Authentikos Wealth Advisory, LLC 1.53% of their portfolio MORGAN HILL, CA 31,00931.0k $1.5m $1.5m 1.53% First filing
42 LCNB CORP 0.69% of their portfolio LEBANON, OH 30,13730.1k $1.5m $1.5m 0.69% Reduced -4.7k -4,678
43 TAP Consulting, LLC 0.37% of their portfolio KIRKWOOD, MO 29,70729.7k $1.5m $1.5m 0.37% New
44 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 27,11327.1k $1.4m $1.4m 0.00% Reduced -22.1k -22,090
45 OLD NATIONAL BANCORP /IN/ 0.04% of their portfolio EVANSVILLE, IN 26,70326.7k $1.4m $1.4m 0.04% Reduced -47 -47
46 SMART Wealth LLC 1.19% of their portfolio Omaha, NE 26,45626.5k $1.3m $1.3m 1.19% Reduced -4.1k -4,141
47 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 26,26226.3k $1.3m $1.3m 0.01% Reduced -56 -56
48 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 25,02125.0k $1.3m $1.3m 0.04% Added +14.2k +14,246
49 Cedrus LLC 0.80% of their portfolio Littleton, CO 22,37822.4k $1.1m $1.1m 0.80% Added +2 +2
50 Virtue Capital Management, LLC 0.19% of their portfolio BRENTWOOD, TN 22,28822.3k $1.1m $1.1m 0.19% Unchanged
51 Beacon Financial Advisory LLC 0.72% of their portfolio CLEVELAND, OH 22,20722.2k $1.1m $1.1m 0.72% Reduced -244 -244
52 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,47721.5k $1.1m $1.1m 0.00% Reduced -3.7k -3,694
53 Cooper Financial Group 0.29% of their portfolio IRVINE, CA 21,13621.1k $1.1m $1.1m 0.29% Added +641 +641
54 Eudaimonia Partners, LLC 0.26% of their portfolio Winchester, TN 20,77620.8k $1.1m $1.1m 0.26% Added +15.1k +15,141
55 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 19,51819.5k $991.7k $991.7k 0.02% Added +49 +49
56 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 19,49219.5k $990.4k $990.4k 0.01% New
57 Cedar Brook Financial Partners, LLC 0.25% of their portfolio CLEVELAND, OH 18,90118.9k $960.4k $960.4k 0.25% Added +1.7k +1,731
58 Patten Group, Inc. 0.28% of their portfolio CHATTANOOGA, TN 18,19718.2k $924.6k $924.6k 0.28% Added +2.2k +2,202
59 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 17,70617.7k $899.6k $899.6k 0.02% Reduced -524 -524
60 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 16,82316.8k $854.8k $854.8k 0.01% Reduced -1.0k -1,045
61 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 16,35416.4k $830.9k $830.9k 0.01% Added +9.2k +9,169
62 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 16,18216.2k $822.2k $822.2k 0.01% Added +370 +370
63 RAYMOND JAMES TRUST N.A. 0.03% of their portfolio ST. PETERSBURG, FL 15,70515.7k $798.0k $798.0k 0.03% Unchanged
64 Ascentis Independent Advisors 0.41% of their portfolio DALLAS, TX 15,65215.7k $757.1k $757.1k 0.41% First filing
65 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 15,04715.0k $765.0k $765.0k 0.04% Reduced -2.2k -2,241
66 Global Retirement Partners, LLC 0.04% of their portfolio San Rafael, CA 13,72613.7k $701.0k $701.0k 0.04% Not comparable
67 Capital Planning Advisors, LLC 0.14% of their portfolio Roseville, CA 12,63012.6k $641.7k $641.7k 0.14% Reduced -4.6k -4,649
68 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,96312.0k $608.0k $608.0k 0.00% Reduced -18.8k -18,795
69 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 11,60111.6k $589.4k $589.4k 0.01% Added +703 +703
70 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 10,38510.4k $527.7k $527.7k 0.03% Reduced -2.2k -2,236
71 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 9,3729.4k $477.0k $477.0k 0.02% New
72 Bridgeworth, LLC 0.06% of their portfolio BIRMINGHAM, AL 9,0889.1k $461.8k $461.8k 0.06% Reduced -68.3k -68,259
73 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 8,7308.7k $443.6k $443.6k 0.03% Reduced -159 -159
74 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 8,6918.7k $353.4k $353.4k 0.02% Reduced -35.1k -35,105
75 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 8,5488.5k $434.3k $434.3k 0.01% Added +2.4k +2,419
76 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 7,6687.7k $390.1k $390.1k 0.02% Reduced -5.0k -4,995
77 First Capital Advisors Group, LLC. 0.25% of their portfolio LITTLE SILVER, NJ 7,6417.6k $388.2k $388.2k 0.25% Added +34 +34
78 SkyView Investment Advisors, LLC 0.09% of their portfolio SHREWSBURY, NJ 7,6417.6k $388.0k $388.0k 0.09% Added +34 +34
79 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 7,6357.6k $387.9k $387.9k 0.03% Reduced -425 -425
80 O'Dell Group, LLC 0.12% of their portfolio CINCINNATI, OH 7,0937.1k $360.4k $360.4k 0.12% Reduced -2.3k -2,348
81 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 6,6046.6k $335.6k $335.6k 0.00% Reduced -129 -129
82 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 6,5606.6k $333.0k $333.0k 0.02% Reduced -98 -98
83 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 6,5406.5k $332.3k $332.3k 0.03% Added +30 +30
84 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 6,2206.2k $316.0k $316.0k 0.01% Reduced -250 -250
85 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 5,7675.8k $293.0k $293.0k 0.04% Reduced -394 -394
86 CX Institutional 0.02% of their portfolio AUBURN, IN 5,7475.7k $294.9k $294.9k 0.02% Reduced -419 -419
87 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 5,6935.7k $289.3k $289.3k 0.02% Unchanged
88 Arax Advisory Partners 0.04% of their portfolio NEW YORK, NY 5,5745.6k $283.2k $283.2k 0.04% Reduced -120 -120
89 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 5,4395.4k $276.0k $276.0k 0.01% Added +4.9k +4,855
90 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 5,2365.2k $266.0k $266.0k 0.01% New
91 MinichMacGregor Wealth Management, LLC 0.09% of their portfolio Saratoga Springs, NY 5,0595.1k $257.0k $257.0k 0.09% Added +716 +716
92 IAMS WEALTH MANAGEMENT, LLC 0.21% of their portfolio OMAHA, NE 4,9935.0k $252.7k $252.7k 0.21% New
93 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 4,6054.6k $234.0k $234.0k 0.00% New
94 Compound Planning, Inc. 0.13% of their portfolio NEW YORK, NY 4,4524.5k $226.2k $226.2k 0.13% First filing
95 Institute for Wealth Management, LLC. 0.04% of their portfolio DENVER, CO 4,1414.1k $210.4k $210.4k 0.04% Reduced -127 -127
96 Balboa Wealth Partners 0.08% of their portfolio SCOTTSDALE, AZ 4,1184.1k $209.2k $209.2k 0.08% New
97 Moloney Securities Asset Management, LLC 0.04% of their portfolio MANCHESTER, MO 4,0264.0k $204.6k $204.6k 0.04% New
98 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 3,8473.8k $195.5k $195.5k 0.02% Added +253 +253
99 Householder Group Estate & Retirement Specialist, LLC 0.06% of their portfolio SCOTTSDALE, AZ 3,2443.2k $165.0k $165.0k 0.06% New
100 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,1543.2k $160.3k $160.3k 0.00% Added +183 +183