Vault-13

FIRST TR EXCH TRADED FD III FTLS

LNG/SHT EQUITY · ETP · CUSIP 33739P103

119 institutional holders +19 vs Q3 2022
8,832,0998.8m shares reported held*
$436.3mreported value*
20 new 45 added 33 reduced 9 sold out net bought ≈ $76.6m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.40.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 100Q4 22: 119119Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022100
Q4 2022119

Biggest buyers

ROYAL BANK OF CANADA Added +610,133+610.1k
MORGAN STANLEY Added +504,457+504.5k
TRUIST FINANCIAL CORP Added +114,076+114.1k
One Capital Management, LLC New +107,628+107.6k
CENTRAL TRUST Co Added +106,165+106.2k
LPL Financial LLC Added +88,706+88.7k
Bridgeworth, LLC New +77,347+77.3k
Stratos Wealth Partners, LTD. Added +64,265+64.3k
AE Wealth Management LLC Added +58,900+58.9k
ENVESTNET ASSET MANAGEMENT INC Added +45,423+45.4k

Biggest sellers

Private Advisor Group, LLC Reduced -173,452-173.5k
Financial Enhancement Group LLC Reduced -125,355-125.4k
OLD NATIONAL BANCORP /IN/ Reduced -57,540-57.5k
PCG Wealth Advisors, LLC Reduced -25,639-25.6k
ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC Sold out -23,530-23.5k
Cardinal Point Wealth Management Partners, LLC Sold out -18,740-18.7k
SILVER OAK SECURITIES, INCORPORATED Sold out -18,354-18.4k
FIRST CITIZENS BANK & TRUST CO Reduced -15,475-15.5k
Insight Advisors, LLC/ PA Reduced -13,855-13.9k
LFA - Lugano Financial Advisors SA Reduced -12,821-12.8k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,701,1331.7m $83.1m $83.1m 0.03% Added +610.1k +610,133
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,599,6831.6m $78.2m $78.2m 0.01% Added +504.5k +504,457
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 763,015763.0k $37.3m $37.3m 0.03% Added +88.7k +88,706
4 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 395,587395.6k $19.3m $19.3m 0.03% Added +114.1k +114,076
5 WealthPLAN Partners, LLC 1.37% of their portfolio OMAHA, NE 388,693388.7k $19.6m $19.6m 1.37% First filing
6 WealthPlan Investment Management, LLC 1.37% of their portfolio OMAHA, NE 388,628388.6k $19.7m $19.7m 1.37% Added +257 +257
7 Financial Enhancement Group LLC 3.12% of their portfolio ANDERSON, IN 323,866323.9k $16.3m $16.3m 3.12% Reduced -125.4k -125,355
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 200,108200.1k $9.8m $9.8m 0.01% Added +45.4k +45,423
9 LFA - Lugano Financial Advisors SA 6.31% of their portfolio LUGANO, V8 174,093174.1k $8.5m $8.5m 6.31% Reduced -12.8k -12,821
10 CENTRAL TRUST Co 0.24% of their portfolio JEFFERSON CITY, MO 158,444158.4k $7.7m $7.7m 0.24% Added +106.2k +106,165
11 One Capital Management, LLC 0.28% of their portfolio WESTLAKE VILLAGE, CA 107,628107.6k $5.3m $5.3m 0.28% New
12 Quantitative Advantage, LLC 0.79% of their portfolio MINNETONKA, MN 104,583104.6k $5.1m $5.1m 0.79% Added +8.5k +8,467
13 Cornerstone Planning Group LLC 2.09% of their portfolio FAIRFIELD, NJ 101,327101.3k $5.0m $5.0m 2.09% First filing
14 Brio Consultants, LLC 0.96% of their portfolio SAN FRANCISCO, CA 98,37498.4k $4.8m $4.8m 0.96% Added +4.9k +4,875
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 90,96891.0k $4.4m $4.4m 0.01% Reduced -11.0k -10,964
16 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 87,99588.0k $4.3m $4.3m 0.03% Added +58.9k +58,900
17 FOCUS Wealth Advisors, LLC 2.86% of their portfolio HOUSTON, TX 84,61684.6k $4.1m $4.1m 2.86% Reduced -320 -320
18 Cardinal Point Capital Management ULC 1.36% of their portfolio TORONTO, A6 80,45580.5k $3.9m $3.9m 1.36% First filing
19 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 79,35879.4k $3.9m $3.9m 0.03% Added +226 +226
20 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 77,35877.4k $3.8m $3.8m 0.11% Reduced -173.5k -173,452
21 Bridgeworth, LLC 0.60% of their portfolio BIRMINGHAM, AL 77,34777.3k $3.8m $3.8m 0.60% New
22 Darwin Wealth Management, LLC 0.99% of their portfolio TAMPA, FL 77,16377.2k $3.8m $3.8m 0.99% Reduced -6.2k -6,150
23 Stratos Wealth Partners, LTD. 0.09% of their portfolio BEACHWOOD, OH 76,27176.3k $3.7m $3.7m 0.09% Added +64.3k +64,265
24 Live Oak Investment Partners 2.90% of their portfolio AUSTIN, TX 64,57864.6k $3.2m $3.2m 2.90% First filing
25 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 61,60561.6k $3.0m $3.0m 0.03% Reduced -3.2k -3,173
26 ACAS, LLC 4.60% of their portfolio RANCHO SANTA FE, CA 60,95761.0k $3.0m $3.0m 4.60% First filing
27 Koshinski Asset Management, Inc. 0.28% of their portfolio DECATUR, IL 58,21758.2k $2.8m $2.8m 0.28% Reduced -1.0k -1,043
28 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 56,66356.7k $2.8m $2.8m 0.01% Reduced -1.6k -1,624
29 Insight Advisors, LLC/ PA 0.93% of their portfolio Newtown, PA 54,90454.9k $2.7m $2.7m 0.93% Reduced -13.9k -13,855
30 FIRST CITIZENS BANK & TRUST CO 0.08% of their portfolio RALEIGH, NC 53,70553.7k $2.6m $2.6m 0.08% Reduced -15.5k -15,475
31 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 53,39853.4k $2.6m $2.6m 0.01% Added +31.9k +31,937
32 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 52,13052.1k $2.5m $2.5m 0.01% Added +4.0k +4,025
33 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 49,20349.2k $2.4m $2.4m 0.00% Added +28.9k +28,879
34 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 47,37347.4k $2.3m $2.3m 0.00% Added +32.3k +32,344
35 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 43,88443.9k $2.1m $2.1m 0.04% Reduced -2.5k -2,517
36 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 43,79643.8k $1.8m $1.8m 0.05% Added +6.3k +6,263
37 COLONY GROUP LLC 0.03% of their portfolio Boston, MA 40,37340.4k $2.0m $2.0m 0.03% Reduced -5.6k -5,560
38 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 39,30139.3k $1.9m $1.9m 0.04% Reduced -6.4k -6,366
39 Anfield Capital Management, LLC 0.94% of their portfolio IRVINE, CA 39,19839.2k $1.9m $1.9m 0.94% Reduced -4.4k -4,424
40 Stratos Wealth Advisors, LLC 0.15% of their portfolio BEACHWOOD, OH 36,17636.2k $1.8m $1.8m 0.15% Added +1.9k +1,916
41 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 36,09036.1k $1.8m $1.8m 0.03% Added +17.7k +17,710
42 LCNB CORP 0.79% of their portfolio LEBANON, OH 34,81534.8k $1.7m $1.7m 0.79% Added +11.2k +11,193
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,90232.9k $1.6m $1.6m 0.00% Added +27.0k +27,049
44 Mariner, LLC 0.00% of their portfolio Overland Park, KS 30,75830.8k $1.5m $1.5m 0.00% New
45 SMART Wealth LLC 1.12% of their portfolio Omaha, NE 30,59730.6k $1.5m $1.5m 1.12% First filing
46 Riverwater Partners LLC 1.16% of their portfolio Milwaukee, WI 27,85327.9k $1.4m $1.4m 1.16% New
47 OLD NATIONAL BANCORP /IN/ 0.04% of their portfolio EVANSVILLE, IN 26,75026.8k $1.3m $1.3m 0.04% Reduced -57.5k -57,540
48 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 26,31826.3k $1.3m $1.3m 0.01% Added +3 +3
49 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 25,17125.2k $1.2m $1.2m 0.00% Added +539 +539
50 PCG Wealth Advisors, LLC 0.70% of their portfolio OVERLAND PARK, KS 22,51022.5k $1.1m $1.1m 0.70% Reduced -25.6k -25,639
51 Beacon Financial Advisory LLC 0.79% of their portfolio CLEVELAND, OH 22,45122.5k $1.1m $1.1m 0.79% Added +206 +206
52 Cedrus LLC 0.88% of their portfolio Littleton, CO 22,37622.4k $1.1m $1.1m 0.88% Reduced -1.7k -1,710
53 Virtue Capital Management, LLC 0.17% of their portfolio BRENTWOOD, TN 22,28822.3k $1.1m $1.1m 0.17% Unchanged
54 Richard W. Paul & Associates, LLC 0.51% of their portfolio NOVI, MI 20,54020.5k $1.0m $1.0m 0.51% First filing
55 Cooper Financial Group 0.31% of their portfolio IRVINE, CA 20,49520.5k $1.0m $1.0m 0.31% Reduced -3.1k -3,074
56 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 19,46919.5k $951.4k $951.4k 0.02% New
57 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 18,23018.2k $890.9k $890.9k 0.02% Added +205 +205
58 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 17,86817.9k $873.2k $873.2k 0.01% Added +12.0k +12,027
59 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 17,28817.3k $845.0k $845.0k 0.05% Added +2.0k +2,042
60 Capital Planning Advisors, LLC 0.20% of their portfolio Roseville, CA 17,27917.3k $844.4k $844.4k 0.20% Added +24 +24
61 Cedar Brook Financial Partners, LLC 0.24% of their portfolio CLEVELAND, OH 17,17017.2k $839.1k $839.1k 0.24% Added +365 +365
62 Patten Group, Inc. 0.25% of their portfolio CHATTANOOGA, TN 15,99516.0k $781.7k $781.7k 0.25% Added +9.7k +9,737
63 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 15,81215.8k $772.7k $772.7k 0.01% Added +4.5k +4,459
64 RAYMOND JAMES TRUST N.A. 0.03% of their portfolio ST. PETERSBURG, FL 15,70515.7k $768.0k $768.0k 0.03% Not comparable
65 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 12,66312.7k $618.9k $618.9k 0.03% Added +5.5k +5,545
66 Belpointe Asset Management LLC 0.04% of their portfolio RENO, NV 12,62112.6k $616.8k $616.8k 0.04% Added +7.4k +7,439
67 EUDAIMONIA ADVISORS LLC 0.41% of their portfolio Winchester, TN 12,37512.4k $604.8k $604.8k 0.41% Reduced -604 -604
68 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 10,89810.9k $532.6k $532.6k 0.01% Unchanged
69 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 10,77510.8k $526.6k $526.6k 0.02% Reduced -20 -20
70 O'Dell Group, LLC 0.16% of their portfolio CINCINNATI, OH 9,4419.4k $461.4k $461.4k 0.16% Added +7.2k +7,201
71 Laurel Wealth Advisors, Inc. 0.04% of their portfolio SOLANA BEACH, CA 9,2759.3k $453.0k $453.0k 0.04% Added +201 +201
72 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 8,8898.9k $434.4k $434.4k 0.03% Reduced -169 -169
73 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8,5658.6k $427.0k $427.0k 0.00% Reduced -451 -451
74 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 8,0608.1k $393.9k $393.9k 0.03% Unchanged
75 Onyx Bridge Wealth Group LLC 0.16% of their portfolio TARRYTOWN, NY 7,9708.0k $390.9k $390.9k 0.16% New
76 First Capital Advisors Group, LLC. 0.25% of their portfolio LITTLE SILVER, NJ 7,6077.6k $371.8k $371.8k 0.25% New
77 SkyView Investment Advisors, LLC 0.11% of their portfolio SHREWSBURY, NJ 7,6077.6k $372.0k $372.0k 0.11% New
78 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 7,2867.3k $356.1k $356.1k 0.01% Added +1.2k +1,224
79 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 7,1857.2k $351.1k $351.1k 0.00% New
80 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 6,7336.7k $329.0k $329.0k 0.00% Reduced -1.3k -1,336
81 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 6,6586.7k $325.0k $325.0k 0.02% Reduced -271 -271
82 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 6,5106.5k $318.1k $318.1k 0.02% Added +113 +113
83 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 6,4706.5k $316.2k $316.2k 0.02% Reduced -400 -400
84 CX Institutional 0.02% of their portfolio AUBURN, IN 6,1666.2k $301.3k $301.3k 0.02% Reduced -5.1k -5,091
85 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 6,1616.2k $301.1k $301.1k 0.03% Added +90 +90
86 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,1296.1k $299.5k $299.5k 0.01% New
87 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 5,9465.9k $290.6k $290.6k 0.01% New
88 Arax Advisory Partners 0.04% of their portfolio NEW YORK, NY 5,6945.7k $278.3k $278.3k 0.04% Unchanged
89 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 5,6935.7k $278.2k $278.2k 0.02% Reduced -50 -50
90 Eudaimonia Partners, LLC 0.07% of their portfolio Winchester, TN 5,6355.6k $275.4k $275.4k 0.07% Reduced -335 -335
91 MinichMacGregor Wealth Management, LLC 0.08% of their portfolio Saratoga Springs, NY 4,3434.3k $212.2k $212.2k 0.08% New
92 Institute for Wealth Management, LLC. 0.04% of their portfolio DENVER, CO 4,2684.3k $208.6k $208.6k 0.04% Unchanged
93 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,5943.6k $175.6k $175.6k 0.01% Added +1.4k +1,389
94 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 3,0283.0k $149.0k $149.0k 0.02% Reduced -1.7k -1,663
95 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,9713.0k $145.0k $145.0k 0.00% New
96 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 2,7952.8k $136.6k $136.6k 0.01% Reduced -13 -13
97 CAROLINAS WEALTH CONSULTING LLC 0.03% of their portfolio CHARLOTTE, NC 2,5712.6k $125.7k $125.7k 0.03% Added +6 +6
98 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,7621.8k $86.1k $86.1k 0.00% Added +585 +585
99 Leelyn Smith, LLC 0.02% of their portfolio GENEVA, IL 1,6141.6k $78.9k $78.9k 0.02% Added +487 +487
100 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,5891.6k $77.7k $77.7k 0.00% Added +789 +789