Vault-13

FIRST TR EXCHANGE TRAD FD VI FTGC

FST TR GLB FD · ETP · CUSIP 33739H101

291 institutional holders -14 vs Q4 2022
91,144,76191.1m shares reported held*
$2.1bnreported value*
27 new 102 added 129 reduced 39 sold out net sold ≈ $259.0m (-11.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.49. Options: 2 managers hold calls ($28.0k notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 300Q4 22: 305Q1 23: 291291Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022300
Q4 2022305
Q1 2023291

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 116 bought or addedQ4 22: 174 cut or sold outQ4 22Q1 23: 129 bought or addedQ1 23: 168 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022116174
Q1 2023129168

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ3 22 calls: $65.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $75.9kQ4 22P/C —Q1 23 calls: $28.0kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$65.0k$00.00
Q4 2022$0$75.9k—
Q1 2023$28.0k$00.00

Biggest buyers

GDS Wealth Management Added +504,502+504.5k
Csenge Advisory Group Added +458,899+458.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +302,027+302.0k
BANK OF MONTREAL /CAN/ New +220,179+220.2k
STIFEL FINANCIAL CORP Added +194,453+194.5k
INSPIRION WEALTH ADVISORS, LLC Added +187,688+187.7k
Crumly & Associates Inc. New +149,231+149.2k
Orion Portfolio Solutions, LLC Added +117,400+117.4k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +105,066+105.1k
Andesa Financial Management Inc. Added +102,109+102.1k

Biggest sellers

MORGAN STANLEY Reduced -2,924,606-2.9m
ATWOOD & PALMER INC Sold out -1,682,525-1.7m
UBS Group AG Reduced -953,989-954.0k
IFP Advisors, Inc Reduced -904,269-904.3k
LPL Financial LLC Reduced -665,178-665.2k
Raymond James Financial Services Advisors, Inc. Reduced -662,105-662.1k
Kestra Advisory Services, LLC Reduced -604,409-604.4k
Good Life Advisors, LLC Reduced -573,002-573.0k
ROYAL BANK OF CANADA Reduced -552,750-552.8k
DAYMARK WEALTH PARTNERS, LLC Reduced -301,723-301.7k

Biggest calls

SIMPLEX TRADING, LLC New $28.0k1.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.17% of their portfolio SAN FRANCISCO, CA 23,193,82523.2m $544.8m $544.8m 0.17% Added +31.6k +31,596
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 14,602,74814.6m $343.0m $343.0m 0.04% Reduced -2.9m -2,924,606
3 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 5,643,8645.6m $132.6m $132.6m 0.10% Reduced -665.2k -665,178
4 UBS Group AG 0.05% of their portfolio ZURICH, V8 5,005,2945.0m $117.6m $117.6m 0.05% Reduced -954.0k -953,989
5 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,094,0843.1m $72.7m $72.7m 0.02% Reduced -552.8k -552,750
6 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 1,856,6571.9m $43.6m $43.6m 0.06% Added +194.5k +194,453
7 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 1,845,0681.8m $43.3m $43.3m 0.08% Reduced -271.0k -271,007
8 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 1,408,6721.4m $33.1m $33.1m 0.07% Reduced -160.1k -160,079
9 GDS Wealth Management 5.04% of their portfolio FLOWER MOUND, TX 1,213,9681.2m $28.5m $28.5m 5.04% Added +504.5k +504,502
10 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 1,050,2361.1m $24.7m $24.7m 0.05% Reduced -662.1k -662,105
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,013,3291.0m $23.8m $23.8m 0.01% Reduced -43.9k -43,868
12 Financial Partners Group, Inc 5.23% of their portfolio Overland Park, KS 1,000,7811.0m $23.5m $23.5m 5.23% Added +4.3k +4,344
13 Janney Montgomery Scott LLC 0.09% of their portfolio PHILADELPHIA, PA 914,811914.8k $21.5m $21.5m 0.09% Reduced -208.0k -208,010
14 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 861,455861.5k $20.2m $20.2m 0.10% Reduced -76.6k -76,630
15 Cetera Advisor Networks LLC 0.14% of their portfolio EL SEGUNDO, CA 830,337830.3k $19.5m $19.5m 0.14% Reduced -123.8k -123,813
16 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 802,513802.5k $18.9m $18.9m 0.02% Reduced -82.3k -82,317
17 CWM, LLC 0.12% of their portfolio OMAHA, NE 758,752758.8k $17.8m $17.8m 0.12% Added +68.2k +68,159
18 Atria Wealth Solutions, Inc. 0.25% of their portfolio NEW YORK, NY 708,980709.0k $16.7m $16.7m 0.25% Reduced -82.2k -82,235
19 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 698,118698.1k $16.4m $16.4m 0.03% Added +22.1k +22,126
20 Flaharty Asset Management, LLC 2.73% of their portfolio CLEARWATER, FL 651,279651.3k $15.3m $15.3m 2.73% Added +47.9k +47,885
21 Composition Wealth, LLC 0.49% of their portfolio LOS ANGELES, CA 647,349647.3k $15.2m $15.2m 0.49% Reduced -12.7k -12,731
22 Kestra Advisory Services, LLC 0.14% of their portfolio AUSTIN, TX 559,576559.6k $13.1m $13.1m 0.14% Reduced -604.4k -604,409
23 Csenge Advisory Group 0.87% of their portfolio CLEARWATER, FL 514,298514.3k $12.1m $12.1m 0.87% Added +458.9k +458,899
24 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 505,087505.1k $11.9m $11.9m 0.11% Reduced -23.6k -23,566
25 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 455,006455.0k $10.7m $10.7m 0.09% Reduced -101.7k -101,747
26 PCG Wealth Advisors, LLC 6.61% of their portfolio OVERLAND PARK, KS 445,587445.6k $10.5m $10.5m 6.61% Reduced -70.9k -70,870
27 Valmark Advisers, Inc. 0.22% of their portfolio AKRON, OH 438,915438.9k $10.3m $10.3m 0.22% Added +20.0k +20,033
28 INSPIRION WEALTH ADVISORS, LLC 2.01% of their portfolio LIBERTYVILLE, IL 427,025427.0k $10.0m $10.0m 2.01% Added +187.7k +187,688
29 STEPHENS INC /AR/ 0.19% of their portfolio LITTLE ROCK, AR 425,492425.5k $10.0m $10.0m 0.19% Added +70.9k +70,934
30 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 390,718390.7k $9.2m $9.2m 0.02% Reduced -31.4k -31,396
31 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 388,128388.1k $9.1m $9.1m 0.02% Reduced -90.6k -90,633
32 Good Life Advisors, LLC 1.09% of their portfolio READING, PA 364,750364.8k $8.6m $8.6m 1.09% Reduced -573.0k -573,002
33 Petix & Botte Co 5.61% of their portfolio LA MESA, CA 354,512354.5k $8.3m $8.3m 5.61% First filing
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 346,123346.1k $8.1m $8.1m 0.01% Added +302.0k +302,027
35 HFG Wealth Management, LLC 1.64% of their portfolio The Woodlands, TX 336,227336.2k $7.9m $7.9m 1.64% First filing
36 SlateStone Wealth, LLC 1.50% of their portfolio JUPITER, FL 308,468308.5k $7.2m $7.2m 1.50% Added +23.0k +22,953
37 Prospera Financial Services Inc 0.30% of their portfolio Dallas, TX 308,266308.3k $7.2m $7.2m 0.30% Added +75.0k +75,042
38 SHELTON WEALTH MANAGEMENT, LLC 5.74% of their portfolio FORT WORTH, TX 301,256301.3k $7.1m $7.1m 5.74% Added +41.9k +41,914
39 Prosperity Financial Group, Inc. 6.54% of their portfolio San Ramon, CA 275,177275.2k $6.5m $6.5m 6.54% Reduced -18.8k -18,756
40 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 273,916273.9k $6.4m $6.4m 0.01% Added +75.8k +75,805
41 Cetera Advisors LLC 0.11% of their portfolio DENVER, CO 269,633269.6k $6.3m $6.3m 0.11% Reduced -35.9k -35,943
42 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 268,281268.3k $6.3m $6.3m 0.04% Added +1.3k +1,309
43 BENJAMIN F. EDWARDS & COMPANY, INC. 0.26% of their portfolio ST. LOUIS, MO 263,257263.3k $6.2m $6.2m 0.26% Reduced -17.8k -17,770
44 COLDSTREAM CAPITAL MANAGEMENT INC 0.21% of their portfolio BELLEVUE, WA 261,914261.9k $6.2m $6.2m 0.21% Reduced -31.9k -31,880
45 Mainsail Financial Group, LLC 5.91% of their portfolio BELLEVUE, WA 259,537259.5k $6.1m $6.1m 5.91% Added +29.2k +29,202
46 Mutual Advisors, LLC 0.24% of their portfolio OMAHA, NE 253,603253.6k $6.0m $6.0m 0.24% Reduced -127.5k -127,462
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 250,498250.5k $5.9m $5.9m 0.01% Added +88.4k +88,431
48 Andesa Financial Management Inc. 1.96% of their portfolio ALLENTOWN, PA 247,176247.2k $3.8m $3.8m 1.96% Added +102.1k +102,109
49 Financial Advocates Investment Management 0.44% of their portfolio OLYMPIA, WA 244,164244.2k $5.7m $5.7m 0.44% Added +34.4k +34,445
50 TAP Consulting, LLC 1.38% of their portfolio KIRKWOOD, MO 240,586240.6k $5.7m $5.7m 1.38% Added +39.3k +39,262
51 Cassia Capital Partners, LLC 4.49% of their portfolio WINSTON SALEM, NC 238,208238.2k $5.6m $5.6m 4.49% Added +29.1k +29,096
52 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 235,389235.4k $5.5m $5.5m 0.09% Reduced -89.1k -89,149
53 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 230,549230.5k $5.4m $5.4m 0.03% Reduced -72.6k -72,645
54 Genesee Capital Advisors, LLC 3.83% of their portfolio AUBURN, NY 229,449229.4k $5.4m $5.4m 3.83% Added +23.6k +23,580
55 HARBOUR INVESTMENTS, INC. 0.29% of their portfolio MADISON, WI 227,258227.3k $5.3m $5.3m 0.29% Added +1.3k +1,299
56 Wolf Group Capital Advisors 2.60% of their portfolio FAIRFAX, VA 223,099223.1k $5.2m $5.2m 2.60% Added +2.9k +2,877
57 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 220,179220.2k $5.2m $5.2m 0.00% New
58 COMERICA SECURITIES,INC. 0.37% of their portfolio DETROIT, MI 218,744218.7k $5.1m $5.1m 0.37% Added +3.2k +3,181
59 WealthCare Investment Partners, LLC 3.08% of their portfolio PORTSMOUTH, RI 216,699216.7k $5.1m $5.1m 3.08% Added +14.5k +14,452
60 Darwin Wealth Management, LLC 1.41% of their portfolio TAMPA, FL 216,584216.6k $5.2m $5.2m 1.41% Added +1.3k +1,269
61 Walkner Condon Financial Advisors LLC 1.40% of their portfolio MADISON, WI 212,380212.4k $5.0m $5.0m 1.40% Added +23.5k +23,524
62 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 209,074209.1k $4.9m $4.9m 0.01% Reduced -100.4k -100,388
63 Ameritas Advisory Services, LLC 0.24% of their portfolio Lincoln, NE 204,812204.8k $4.8m $4.8m 0.24% Reduced -56.7k -56,671
64 Holistic Financial Partners 3.73% of their portfolio INDIANAPOLIS, IN 202,994203.0k $4.8m $4.8m 3.73% Added +28.6k +28,595
65 RFG Advisory, LLC 0.23% of their portfolio BIRMINGHAM, AL 198,714198.7k $4.7m $4.7m 0.23% Added +352 +352
66 W1M Investment Management Ltd 0.14% of their portfolio London, X0 195,100195.1k $4.6m $4.6m 0.14% Added +27.5k +27,500
67 KESTRA PRIVATE WEALTH SERVICES, LLC 0.17% of their portfolio AUSTIN, TX 183,716183.7k $4.3m $4.3m 0.17% Added +105.1k +105,066
68 Choice Wealth Advisors LLC 3.12% of their portfolio WATERVILLE, ME 182,459182.5k $4.3m $4.3m 3.12% Added +15.8k +15,785
69 Solitude Financial Services 2.71% of their portfolio CHARLOTTESVILLE, VA 180,147180.1k $4.2m $4.2m 2.71% Added +24.0k +24,043
70 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 179,121179.1k $4.2m $4.2m 0.05% Added +50.2k +50,178
71 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 179,121179.1k $4.2m $4.2m 0.05% Added +117.4k +117,400
72 OPPENHEIMER & CO INC 0.09% of their portfolio NEW YORK, NY 177,988178.0k $4.2m $4.2m 0.09% Reduced -178.1k -178,052
73 Focus Financial Network, Inc. 0.26% of their portfolio MINNEAPOLIS, MN 177,304177.3k $4.2m $4.2m 0.26% Reduced -5.1k -5,057
74 Arkadios Wealth Advisors 0.48% of their portfolio ATLANTA, GA 170,458170.5k $4.0m $4.0m 0.48% Reduced -766 -766
75 Vestmark Advisory Solutions, Inc. 0.17% of their portfolio Wakefield, MA 169,302169.3k $4.0m $4.0m 0.17% Reduced -6.3k -6,344
76 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 159,918159.9k $3.8m $3.8m 0.04% Added +61.9k +61,902
77 Sargent Investment Group, LLC 1.00% of their portfolio BETHESDA, MD 159,438159.4k $3.8m $3.8m 1.00% Reduced -23.4k -23,407
78 AllSquare Wealth Management LLC 2.39% of their portfolio ALBANY, NY 156,973157.0k $3.7m $3.7m 2.39% Reduced -1.5k -1,484
79 KLR INVESTMENT ADVISORS, LLC 3.22% of their portfolio PROVIDENCE, RI 155,987156.0k $3.7m $3.7m 3.22% Added +10.8k +10,777
80 J.W. COLE ADVISORS, INC. 0.26% of their portfolio TAMPA, FL 154,000154.0k $3.6m $3.6m 0.26% Added +10.3k +10,271
81 FDx Advisors, Inc. 0.16% of their portfolio BERWYN, PA 153,532153.5k $3.8m $3.8m 0.16% Unchanged
82 Quad-Cities Investment Group, LLC 2.48% of their portfolio DAVENPORT, IA 152,620152.6k $3.6m $3.6m 2.48% Added +19.6k +19,613
83 Crumly & Associates Inc. 1.52% of their portfolio SPRINGFIELD, IL 149,231149.2k $3.5m $3.5m 1.52% New
84 MRA Advisory Group 2.39% of their portfolio PARSIPPANY, NJ 140,807140.8k $3.3m $3.3m 2.39% Added +1.7k +1,745
85 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.64% of their portfolio Reston, VA 140,004140.0k $3.3m $3.3m 0.64% Reduced -10.2k -10,209
86 Cyndeo Wealth Partners, LLC 0.35% of their portfolio ST. PETERSBURG, FL 139,604139.6k $3.3m $3.3m 0.35% Reduced -258.5k -258,452
87 Gladstone Institutional Advisory LLC 0.21% of their portfolio Bedminster, NJ 135,826135.8k $3.2m $3.2m 0.21% Added +1.5k +1,477
88 Mariner, LLC 0.01% of their portfolio Overland Park, KS 131,431131.4k $3.1m $3.1m 0.01% Added +3.2k +3,167
89 WEALTHSOURCE PARTNERS, LLC 0.20% of their portfolio SAN LUIS OBISPO, CA 127,768127.8k $3.0m $3.0m 0.20% Added +4.7k +4,696
90 Rehmann Capital Advisory Group 0.28% of their portfolio LANSING, MI 126,145126.1k $3.0m $3.0m 0.28% Reduced -4.1k -4,120
91 National Wealth Management Group, LLC 3.19% of their portfolio CINCINNATI, OH 123,690123.7k $2.8m $2.8m 3.19% Reduced -42.8k -42,801
92 PSI Advisors, LLC 1.40% of their portfolio TAMPA, FL 123,320123.3k $2.9m $2.9m 1.40% Added +7.4k +7,444
93 Ashton Thomas Private Wealth, LLC 0.25% of their portfolio SCOTTSDALE, AZ 120,426120.4k $2.8m $2.8m 0.25% Added +15.3k +15,305
94 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 119,288119.3k $2.8m $2.8m 0.00% Reduced -42.6k -42,615
95 MJP ASSOCIATES INC /ADV 0.78% of their portfolio FARMINGTON, CT 108,341108.3k $2.5m $2.5m 0.78% Added +2.4k +2,434
96 Corundum Group, Inc. 1.19% of their portfolio COLORADO SPRINGS, CO 107,305107.3k $2.5m $2.5m 1.19% Added +37.3k +37,276
97 COZAD ASSET MANAGEMENT INC 0.32% of their portfolio CHAMPAIGN, IL 103,761103.8k $2.4m $2.4m 0.32% Added +3.4k +3,371
98 Koshinski Asset Management, Inc. 0.24% of their portfolio DECATUR, IL 103,743103.7k $2.4m $2.4m 0.24% Reduced -8.4k -8,362
99 Cadent Capital Advisors, LLC 1.39% of their portfolio TULSA, OK 99,36399.4k $2.3m $2.3m 1.39% Added +172 +172
100 Waterfront Wealth Inc. 0.76% of their portfolio OVERLAND PARK, KS 99,13699.1k $2.3m $2.3m 0.76% Reduced -565 -565