Vault-13

FIRST TR EXCHANGE-TRADED FD FMF

MNGD FUTRS STRGY · ETP · CUSIP 33739G103

79 institutional holders +7 vs Q3 2024
2,623,6212.6m shares reported held*
$124.8mreported value*
15 new 38 added 16 reduced 13 sold out net sold ≈ $88.2m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.58.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 70Q4 22: 87Q1 23: 82Q2 23: 79Q3 23: 80Q4 23: 82Q1 24: 77Q2 24: 68Q3 24: 72Q4 24: 7979Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202270
Q4 202287
Q1 202382
Q2 202379
Q3 202380
Q4 202382
Q1 202477
Q2 202468
Q3 202472
Q4 202479

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 45 bought or addedQ1 23: 45 cut or sold outQ2 23: 48 bought or addedQ2 23: 37 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 45 cut or sold outQ4 23: 40 bought or addedQ4 23: 46 cut or sold outQ4 23Q1 24: 47 bought or addedQ1 24: 41 cut or sold outQ2 24: 37 bought or addedQ2 24: 41 cut or sold outQ2 24Q3 24: 48 bought or addedQ3 24: 29 cut or sold outQ4 24: 53 bought or addedQ4 24: 29 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20234545
Q2 20234837
Q3 20233845
Q4 20234046
Q1 20244741
Q2 20243741
Q3 20244829
Q4 20245329

Biggest buyers

ALM First Financial Advisors, LLC Added +33,602+33.6k
ENVESTNET ASSET MANAGEMENT INC Added +30,891+30.9k
Cetera Investment Advisers Added +19,488+19.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +17,389+17.4k
Retireful, LLC New +17,043+17.0k
PFG Advisors Added +15,002+15.0k
FIRST TRUST ADVISORS LP Added +14,242+14.2k
LaSalle St. Investment Advisors, LLC New +12,851+12.9k
BENJAMIN EDWARDS INC Added +12,530+12.5k
JANE STREET GROUP, LLC New +12,429+12.4k

Biggest sellers

Tredje AP-fonden Sold out -2,030,000-2.0m
Simplicity Wealth,LLC Sold out -20,159-20.2k
Bank of New York Mellon Corp Reduced -15,304-15.3k
GeoWealth Management, LLC Reduced -11,581-11.6k
Atria Wealth Solutions, Inc. Reduced -11,335-11.3k
Patriot Financial Group Insurance Agency, LLC Sold out -11,108-11.1k
SignalPoint Asset Management, LLC Sold out -10,128-10.1k
HRT FINANCIAL LP Sold out -7,922-7.9k
SMART Wealth LLC Sold out -7,754-7.8k
BESSEMER GROUP INC Sold out -7,500-7.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.2 pts · filed 2026-10-19 29.1% +2.2 pts 1.6m≈ $80.2m 2026-10-19

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 421,236421.2k $20.0m $20.0m 0.01% Added +30.9k +30,891
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 305,025305.0k $14.5m $14.5m 0.01% Reduced -4.3k -4,279
3 ALM First Financial Advisors, LLC 2.70% of their portfolio DALLAS, TX 240,485240.5k $11.4m $11.4m 2.70% Added +33.6k +33,602
4 TCP Asset Management, LLC 1.81% of their portfolio Upper Arlington, OH 172,252172.3k $8.2m $8.2m 1.81% Added +7.0k +7,036
5 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 121,144121.1k $5.8m $5.8m 0.01% Added +19.5k +19,488
6 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 76,20776.2k $3.6m $3.6m 0.01% Added +8.2k +8,174
7 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 63,55863.6k $3.0m $3.0m 0.00% Reduced -15.3k -15,304
8 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 63,50363.5k $3.0m $3.0m 0.02% Added +1.4k +1,436
9 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 63,50263.5k $3.0m $3.0m 0.01% Added +7.2k +7,196
10 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 62,30862.3k $3.0m $3.0m 0.00% Added +14.2k +14,242
11 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 54,70054.7k $2.6m $2.6m 0.00% First filing
12 Authentikos Wealth Advisory, LLC 2.43% of their portfolio MORGAN HILL, CA 51,73151.7k $2.5m $2.5m 2.43% Reduced -1.6k -1,590
13 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 51,49151.5k $2.4m $2.4m 0.02% Added +3.2k +3,196
14 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 51,49151.5k $2.4m $2.4m 0.02% Added +3.2k +3,196
15 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 45,31545.3k $2.2m $2.2m 0.07% Added +9.4k +9,437
16 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 43,90443.9k $2.1m $2.1m 0.02% Added +2.3k +2,293
17 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 39,16739.2k $1.9m $1.9m 0.05% Added +2.7k +2,667
18 Coppell Advisory Solutions LLC 0.25% of their portfolio COPPELL, TX 37,12537.1k $1.8m $1.8m 0.25% Added +7.5k +7,455
19 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 35,43335.4k $1.7m $1.7m 0.01% Added +1.8k +1,815
20 TAP Consulting, LLC 0.30% of their portfolio KIRKWOOD, MO 31,10231.1k $1.5m $1.5m 0.30% Reduced -1.8k -1,751
21 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 29,78329.8k $1.4m $1.4m 0.02% Added +12.5k +12,530
22 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 28,24528.2k $1.3m $1.3m 0.04% Added +6.8k +6,770
23 Gateway Wealth Partners, LLC 0.33% of their portfolio APPLETON, WI 26,83526.8k $1.3m $1.3m 0.33% Added +958 +958
24 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 23,24023.2k $1.1m $1.1m 0.01% Added +2.1k +2,089
25 PFG Advisors 0.07% of their portfolio Phoenix, AZ 23,13923.1k $1.1m $1.1m 0.07% Added +15.0k +15,002
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 23,08523.1k $1.1m $1.1m 0.00% Added +596 +596
27 IAMS WEALTH MANAGEMENT, LLC 0.50% of their portfolio OMAHA, NE 22,90622.9k $1.1m $1.1m 0.50% Added +1.1k +1,087
28 Holistic Financial Partners 0.53% of their portfolio INDIANAPOLIS, IN 22,33322.3k $1.1m $1.1m 0.53% Reduced -3.0k -3,017
29 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 21,51421.5k $1.0m $1.0m 0.02% Added +602 +602
30 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 21,15721.2k $1.0m $1.0m 0.01% Reduced -11.3k -11,335
31 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 19,51919.5k $929.0k $929.0k 0.00% Added +6.6k +6,581
32 GeoWealth Management, LLC 0.03% of their portfolio CHICAGO, IL 17,82217.8k $848.0k $848.0k 0.03% Reduced -11.6k -11,581
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,38917.4k $827.4k $827.4k 0.00% New
34 Retireful, LLC 0.46% of their portfolio HASLETT, MI 17,04317.0k $810.9k $810.9k 0.46% New
35 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 14,12814.1k $672.2k $672.2k 0.01% Reduced -3.9k -3,904
36 Professional Financial Advisors, LLC 0.17% of their portfolio NORTH PLATTE, NE 13,96314.0k $664.4k $664.4k 0.17% Reduced -261 -261
37 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 13,83713.8k $658.4k $658.4k 0.02% Reduced -394 -394
38 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 13,83513.8k $658.3k $658.3k 0.00% Added +1.3k +1,344
39 Fermata Advisors, LLC 0.12% of their portfolio SONOMA, CA 13,33713.3k $634.6k $634.6k 0.12% Added +2.3k +2,292
40 LaSalle St. Investment Advisors, LLC 0.19% of their portfolio ELMHURST, IL 12,85112.9k $611.0k $611.0k 0.19% New
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,42912.4k $591.4k $591.4k 0.00% New
42 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,42312.4k $591.2k $591.2k 0.00% Added +4.7k +4,669
43 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 11,63711.6k $553.7k $553.7k 0.02% Added +383 +383
44 Pinnacle Family Advisors, LLC 0.25% of their portfolio Springfield, MO 10,90610.9k $518.9k $518.9k 0.25% Added +750 +750
45 Petix & Botte Co 0.13% of their portfolio LA MESA, CA 10,55010.6k $502.0k $502.0k 0.13% Unchanged
46 Trajan Wealth LLC 0.03% of their portfolio SCOTTSDALE, AZ 10,36810.4k $493.3k $493.3k 0.03% Reduced -977 -977
47 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 10,25110.3k $487.7k $487.7k 0.00% Reduced -1.5k -1,521
48 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 9,8369.8k $468.0k $468.0k 0.01% Added +1.4k +1,383
49 FSB PREMIER WEALTH MANAGEMENT, INC. 0.18% of their portfolio WATERLOO, IA 9,6949.7k $461.2k $461.2k 0.18% Reduced -1.0k -1,033
50 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 9,5559.6k $454.6k $454.6k 0.01% Added +436 +436
51 Hilltop Holdings Inc. 0.03% of their portfolio DALLAS, TX 9,5209.5k $452.9k $452.9k 0.03% Added +249 +249
52 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,0497.0k $335.0k $335.0k 0.00% New
53 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 6,8106.8k $324.0k $324.0k 0.01% Added +411 +411
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 6,7636.8k $324.5k $324.5k 0.02% Added +473 +473
55 PRIVATE CLIENT SERVICES, LLC 0.15% of their portfolio LOUISVILLE, KY 5,9255.9k $281.9k $281.9k 0.15% Added +1.4k +1,353
56 BlueChip Wealth Advisors LLC 0.16% of their portfolio Milton, GA 5,9085.9k $281.1k $281.1k 0.16% New
57 HBW ADVISORY SERVICES LLC 0.03% of their portfolio SIMI VALLEY, CA 5,3595.4k $255.0k $255.0k 0.03% New
58 Richmond Investment Services, LLC 0.14% of their portfolio Mequon, WI 5,2125.2k $248.0k $248.0k 0.14% First filing
59 TFB Advisors LLC 0.07% of their portfolio OVERLAND PARK, KS 5,1855.2k $246.7k $246.7k 0.07% New
60 Signal Advisors Wealth, LLC 0.03% of their portfolio DETROIT, MI 4,8394.8k $230.2k $230.2k 0.03% Reduced -427 -427
61 MARIPAU WEALTH MANAGEMENT LLC 0.13% of their portfolio FORT WAYNE, IN 4,6394.6k $220.7k $220.7k 0.13% New
62 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 4,2504.2k $202.2k $202.2k 0.01% New
63 Synergy Investment Management, LLC 0.08% of their portfolio ALTAMONTE SPRINGS, FL 3,9343.9k $187.2k $187.2k 0.08% First filing
64 ROTHSCHILD INVESTMENT LLC 0.01% of their portfolio CHICAGO, IL 3,9003.9k $185.6k $185.6k 0.01% Unchanged
65 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,4982.5k $118.9k $118.9k 0.00% Added +435 +435
66 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 2,2552.3k $107.3k $107.3k 0.01% Added +616 +616
67 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,9271.9k $92.0k $92.0k 0.00% Reduced -1.9k -1,921
68 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,3001.3k $61.9k $61.9k 0.00% Unchanged
69 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,0681.1k $50.8k $50.8k 0.00% New
70 Luminist Capital LLC 0.03% of their portfolio GRAND RAPIDS, MI 387387 $18.4k $18.4k 0.03% First filing
71 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 262262 $12.5k $12.5k 0.00% New
72 Quest 10 Wealth Builders, Inc. 0.01% of their portfolio Fuquay-Varina, VA 241241 $11.5k $11.5k 0.01% First filing
73 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 9797 $4.6k $4.6k 0.00% Added +65 +65
74 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 7777 $3.7k $3.7k 0.00% Unchanged
75 Kestra Investment Management, LLC 0.00% of their portfolio AUSTIN, TX 5353 $2.5k $2.5k 0.00% New
76 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 5252 $2.5k $2.5k 0.00% New
77 Synergy Asset Management, LLC 0.00% of their portfolio VANCOUVER, WA 4949 $2.3k $2.3k 0.00% New
78 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1111 $536 $536 0.00% Reduced -75 -75
79 Transce3nd, LLC 0.00% of their portfolio BUDA, TX 33 $143 $143 0.00% First filing