Vault-13

FIRST TR EXCHANGE-TRADED FD FMF

MNGD FUTRS STRGY · ETP · CUSIP 33739G103

82 institutional holders -5 vs Q4 2022
3,440,6643.4m shares reported held*
$161.8mreported value*
10 new 35 added 30 reduced 15 sold out net sold ≈ $23.3m (-496.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($110.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.03.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 70Q4 22: 87Q1 23: 8282Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202270
Q4 202287
Q1 202382

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 57 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 45 bought or addedQ1 23: 45 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225728
Q1 20234545

Biggest buyers

JANE STREET GROUP, LLC Added +129,352+129.4k
TCP Asset Management, LLC New +89,750+89.8k
Marshall Financial Group, LLC Added +32,316+32.3k
TAP Consulting, LLC New +31,333+31.3k
Holistic Financial Partners Added +20,415+20.4k
CWM, LLC Added +12,322+12.3k
StoneX Group Inc. Added +11,350+11.3k
NewEdge Wealth, LLC New +10,123+10.1k
Avior Wealth Management, LLC New +10,064+10.1k
Orion Porfolio Solutions, LLC New +8,530+8.5k

Biggest sellers

Refined Wealth Management Sold out -146,389-146.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -114,662-114.7k
STATE STREET CORP Sold out -94,419-94.4k
LPL Financial LLC Reduced -89,526-89.5k
TRUIST FINANCIAL CORP Sold out -70,769-70.8k
IFP Advisors, Inc Reduced -69,479-69.5k
FLAGSHIP HARBOR ADVISORS, LLC Sold out -55,586-55.6k
Kestra Advisory Services, LLC Reduced -44,189-44.2k
Fermata Advisors, LLC Reduced -29,342-29.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -27,333-27.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.2 pts · filed 2026-10-19 29.1% +2.2 pts 1.6m≈ $80.2m 2026-10-19

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 449,433449.4k $21.1m $21.1m 0.01% Reduced -114.7k -114,662
2 ALM First Financial Advisors, LLC 2.96% of their portfolio DALLAS, TX 350,000350.0k $16.5m $16.5m 2.96% Unchanged
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 261,673261.7k $12.3m $12.3m 0.01% Reduced -89.5k -89,526
4 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 260,954261.0k $12.3m $12.3m 0.02% Reduced -15.3k -15,320
5 Kestra Advisory Services, LLC 0.13% of their portfolio AUSTIN, TX 250,759250.8k $11.8m $11.8m 0.13% Reduced -44.2k -44,189
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 177,584177.6k $8.3m $8.3m 0.01% Added +129.4k +129,352
7 Marshall Financial Group, LLC 2.62% of their portfolio Hunt Valley, MD 155,656155.7k $7.3m $7.3m 2.62% Added +32.3k +32,316
8 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 122,150122.2k $5.7m $5.7m 0.04% Added +4.5k +4,470
9 Cambria Investment Management, L.P. 0.39% of their portfolio Manhattan Beach, CA 100,252100.3k $4.7m $4.7m 0.39% Added +3.0k +3,033
10 TCP Asset Management, LLC 2.32% of their portfolio Upper Arlington, OH 89,75089.8k $4.2m $4.2m 2.32% New
11 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 76,98677.0k $3.6m $3.6m 0.00% Reduced -2.0k -2,030
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 71,61571.6k $3.4m $3.4m 0.00% Added +1.7k +1,692
13 Authentikos Wealth Advisory, LLC 3.31% of their portfolio MORGAN HILL, CA 68,67868.7k $3.3m $3.3m 3.31% First filing
14 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 64,68664.7k $3.0m $3.0m 0.04% Reduced -2.4k -2,388
15 Holistic Financial Partners 2.01% of their portfolio INDIANAPOLIS, IN 54,58154.6k $2.6m $2.6m 2.01% Added +20.4k +20,415
16 GREAT VALLEY ADVISOR GROUP, INC. 0.11% of their portfolio WILMINGTON, DE 51,77151.8k $2.4m $2.4m 0.11% Reduced -18.3k -18,286
17 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 43,57343.6k $2.0m $2.0m 0.02% Added +676 +676
18 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 42,25042.2k $2.0m $2.0m 0.00% Added +2.3k +2,279
19 IFP Advisors, Inc 0.08% of their portfolio TAMPA, FL 38,25338.3k $1.8m $1.8m 0.08% Reduced -69.5k -69,479
20 PFG Advisors 0.15% of their portfolio Phoenix, AZ 37,66537.7k $1.8m $1.8m 0.15% Added +1.7k +1,694
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 34,85934.9k $1.6m $1.6m 0.01% Added +367 +367
22 TAP Consulting, LLC 0.36% of their portfolio KIRKWOOD, MO 31,33331.3k $1.5m $1.5m 0.36% New
23 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 31,03831.0k $1.5m $1.5m 0.06% Reduced -175 -175
24 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 30,55230.6k $1.4m $1.4m 0.01% Added +945 +945
25 IAMS WEALTH MANAGEMENT, LLC 1.11% of their portfolio OMAHA, NE 28,52828.5k $1.3m $1.3m 1.11% Added +2.2k +2,152
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 24,90224.9k $1.2m $1.2m 0.00% Reduced -27.3k -27,333
27 Moran Wealth Management, LLC 0.04% of their portfolio NAPLES, FL 24,44924.4k $1.1m $1.1m 0.04% Reduced -10.1k -10,139
28 SMART Wealth LLC 0.96% of their portfolio Omaha, NE 23,25823.3k $1.1m $1.1m 0.96% Reduced -2.7k -2,748
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 22,92322.9k $1.1m $1.1m 0.00% Reduced -3.9k -3,909
30 Coppell Advisory Solutions LLC 0.35% of their portfolio COPPELL, TX 22,65322.7k $1.1m $1.1m 0.35% Added +4.3k +4,277
31 Coppell Advisory Solutions Corp. 0.35% of their portfolio COPPELL, TX 22,65322.7k $1.1m $1.1m 0.35% Added +4.3k +4,277
32 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 22,61422.6k $1.1m $1.1m 0.04% Added +581 +581
33 StoneX Group Inc. 0.11% of their portfolio NEW YORK, NY 22,25322.3k $1.0m $1.0m 0.11% Added +11.3k +11,350
34 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 20,27720.3k $953.2k $953.2k 0.01% Added +1.6k +1,621
35 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 19,39219.4k $912.0k $912.0k 0.00% Added +119 +119
36 Catalyst Wealth Management, LLC 0.82% of their portfolio ATLANTA, GA 18,64118.6k $876.3k $876.3k 0.82% Reduced -23.5k -23,545
37 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 16,52116.5k $776.7k $776.7k 0.03% Added +2.4k +2,357
38 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 15,03315.0k $707.0k $707.0k 0.03% Added +1.8k +1,804
39 CWM, LLC 0.00% of their portfolio OMAHA, NE 12,32312.3k $579.0k $579.0k 0.00% Added +12.3k +12,322
40 Jaffetilchin Investment Partners, LLC 0.06% of their portfolio TAMPA, FL 11,92211.9k $560.5k $560.5k 0.06% Reduced -9.5k -9,455
41 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 10,12310.1k $475.9k $475.9k 0.02% New
42 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 10,06410.1k $473.1k $473.1k 0.03% New
43 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 10,02110.0k $471.1k $471.1k 0.01% Reduced -546 -546
44 Pinnacle Family Advisors, LLC 0.28% of their portfolio Springfield, MO 9,7169.7k $456.7k $456.7k 0.28% Added +974 +974
45 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 8,7268.7k $410.2k $410.2k 0.01% Added +487 +487
46 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 8,5308.5k $401.0k $401.0k 0.00% New
47 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 8,5308.5k $401.0k $401.0k 0.00% New
48 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 8,5228.5k $406.7k $406.7k 0.02% Reduced -2.4k -2,356
49 Gateway Wealth Partners, LLC 0.06% of their portfolio APPLETON, WI 8,2798.3k $389.2k $389.2k 0.06% Added +3.5k +3,486
50 Truadvice, LLC 0.15% of their portfolio SARASOTA, FL 8,1128.1k $388.3k $388.3k 0.15% Reduced -475 -475
51 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 7,9327.9k $372.9k $372.9k 0.02% Added +57 +57
52 MARIPAU WEALTH MANAGEMENT LLC 0.36% of their portfolio FORT WAYNE, IN 7,4377.4k $349.6k $349.6k 0.36% Reduced -78 -78
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,1147.1k $334.4k $334.4k 0.00% Reduced -12.2k -12,224
54 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 6,9737.0k $327.8k $327.8k 0.01% New
55 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 6,6496.6k $312.6k $312.6k 0.02% Added +342 +342
56 FWG Holdings, LLC 0.22% of their portfolio WINTER PARK, FL 6,5156.5k $306.3k $306.3k 0.22% Reduced -8.4k -8,391
57 Walkner Condon Financial Advisors LLC 0.09% of their portfolio MADISON, WI 6,5016.5k $305.6k $305.6k 0.09% Added +173 +173
58 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 6,2596.3k $294.2k $294.2k 0.00% Reduced -3.4k -3,425
59 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 5,9806.0k $281.1k $281.1k 0.01% Added +1.6k +1,630
60 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 5,9005.9k $277.4k $277.4k 0.02% Added +1.1k +1,100
61 Fermata Advisors, LLC 0.16% of their portfolio SONOMA, CA 5,7315.7k $269.4k $269.4k 0.16% Reduced -29.3k -29,342
62 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 5,2925.3k $248.8k $248.8k 0.00% New
63 Petix & Botte Co 0.17% of their portfolio LA MESA, CA 5,2755.3k $248.0k $248.0k 0.17% First filing
64 Simplicity Solutions, LLC 0.01% of their portfolio MINNEAPOLIS, MN 5,1785.2k $243.4k $243.4k 0.01% Reduced -16 -16
65 FSB PREMIER WEALTH MANAGEMENT, INC. 0.13% of their portfolio WATERLOO, IA 5,1465.1k $241.9k $241.9k 0.13% Reduced -1.4k -1,365
66 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 5,1215.1k $240.7k $240.7k 0.03% Added +376 +376
67 Freedom Investment Management, Inc. 0.03% of their portfolio SOUTH WINDSOR, CT 4,9975.0k $234.9k $234.9k 0.03% Reduced -2.3k -2,329
68 Virtue Capital Management, LLC 0.04% of their portfolio BRENTWOOD, TN 4,9454.9k $235.4k $235.4k 0.04% New
69 Pine Valley Investments Ltd Liability Co 0.03% of their portfolio MARLTON, NJ 4,6994.7k $223.8k $223.8k 0.03% First filing
70 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 4,3004.3k $202.1k $202.1k 0.00% Reduced -1.3k -1,310
71 BENJAMIN EDWARDS INC 0.03% of their portfolio Clayton, MO 2,3492.3k $110.0k $110.0k 0.03% Added +1.8k +1,755
72 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,9491.9k $91.6k $91.6k 0.00% Added +53 +53
73 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,6851.7k $79.2k $79.2k 0.00% Added +116 +116
74 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,4291.4k $68.4k $68.4k 0.00% Added +3 +3
75 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 800800 $37.6k $37.6k 0.00% Unchanged
76 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 717717 $33.7k $33.7k 0.01% Added +82 +82
77 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 385385 $18.1k $18.1k 0.00% Unchanged
78 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 255255 $12.0k $12.0k 0.00% Reduced -162 -162
79 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 229229 $10.8k $10.8k 0.00% New
80 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 200200 $9.4k $9.4k 0.00% Unchanged
81 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 3434 $1.6k $1.6k 0.00% Reduced -143 -143
82 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2121 $987 $987 0.00% Reduced -82 -82