Vault-13

FIRST TR EXCH TRADED FD III FPE

PFD SECS INC ETF · ETP · CUSIP 33739E108

464 institutional holders -3 vs Q1 2026
240,503,920240.5m shares reported held*
$4.3bnreported value*
45 new 200 added 140 reduced 46 sold out net bought ≈ $86.5m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $17.88.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 407Q4 22: 427Q1 23: 398Q2 23: 398Q3 23: 389Q4 23: 408Q1 24: 406Q2 24: 409Q3 24: 416Q4 24: 450Q1 25: 447Q2 25: 447Q3 25: 434Q4 25: 467Q1 26: 467Q2 26: 464464Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022407
Q4 2022427
Q1 2023398
Q2 2023398
Q3 2023389
Q4 2023408
Q1 2024406
Q2 2024409
Q3 2024416
Q4 2024450
Q1 2025447
Q2 2025447
Q3 2025434
Q4 2025467
Q1 2026467
Q2 2026464

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q3 24: 216 bought or addedQ3 24: 173 cut or sold outQ4 24: 234 bought or addedQ4 24: 161 cut or sold outQ4 24Q1 25: 243 bought or addedQ1 25: 176 cut or sold outQ2 25: 221 bought or addedQ2 25: 194 cut or sold outQ2 25Q3 25: 226 bought or addedQ3 25: 183 cut or sold outQ4 25: 240 bought or addedQ4 25: 178 cut or sold outQ4 25Q1 26: 245 bought or addedQ1 26: 195 cut or sold outQ2 26: 245 bought or addedQ2 26: 186 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024216173
Q4 2024234161
Q1 2025243176
Q2 2025221194
Q3 2025226183
Q4 2025240178
Q1 2026245195
Q2 2026245186

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ3 25 calls: $186.0kQ3 25 puts: $14.0kQ3 25P/C 0.08Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $0Q1 26 puts: $0Q1 26P/C —Q2 26 calls: $0Q2 26 puts: $0Q2 26P/C —
Numbers
QuarterCallsPutsP/C
Q3 2025$186.0k$14.0k0.08
Q4 2025$0$0—
Q1 2026$0$0—
Q2 2026$0$0—

Biggest buyers

WELLS FARGO & COMPANY/MN Added +1,303,815+1.3m
Cambridge Investment Research Advisors, Inc. Added +912,553+912.6k
MORGAN STANLEY Added +796,039+796.0k
FIDUCIARY FINANCIAL ADVISORS New +787,556+787.6k
LPL Financial LLC Added +672,035+672.0k
Wealthspire Retirement, LLC New +634,468+634.5k
BANK OF AMERICA CORP /DE/ Added +432,908+432.9k
Blackhawk Capital Partners, LLC New +387,592+387.6k
Parkside Investments, LLC Added +346,254+346.3k
ARQ WEALTH ADVISORS, LLC New +334,419+334.4k

Biggest sellers

Gallagher Fiduciary Advisors, LLC Reduced -3,693,416-3.7m
JANE STREET GROUP, LLC Sold out -1,789,032-1.8m
Independent Advisor Alliance Sold out -454,311-454.3k
Atria Investments, Inc Sold out -428,082-428.1k
Stratos Wealth Partners, LTD. Sold out -420,292-420.3k
Kinloch Capital, LLC Reduced -409,221-409.2k
Mariner, LLC Reduced -332,706-332.7k
Triumph Capital Management Sold out -309,918-309.9k
MGO ONE SEVEN LLC Reduced -308,258-308.3k
UBS Group AG Reduced -233,166-233.2k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 53,554,74653.6m $957.6m $957.6m 0.05% Added +796.0k +796,039
2 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 19,584,01519.6m $350.2m $350.2m 0.06% Added +29.7k +29,724
3 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 18,509,76918.5m $331.0m $331.0m 0.07% Added +672.0k +672,035
4 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 18,324,36418.3m $327.6m $327.6m 0.06% Added +1.3m +1,303,815
5 RAYMOND JAMES FINANCIAL INC 0.05% of their portfolio ST. PETERSBURG, FL 10,005,15810.0m $178.9m $178.9m 0.05% Reduced -197.8k -197,827
6 UBS Group AG 0.03% of their portfolio ZURICH, V8 9,120,4199.1m $163.1m $163.1m 0.03% Reduced -233.2k -233,166
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 9,085,1909.1m $162.4m $162.4m 0.01% Added +432.9k +432,908
8 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 5,248,4975.2m $93.8m $93.8m 0.02% Added +221.6k +221,564
9 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 3,472,1893.5m $62.1m $62.1m 0.06% Added +10.8k +10,752
10 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 3,276,8923.3m $58.6m $58.6m 0.05% Added +312.4k +312,406
11 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 2,606,2312.6m $46.6m $46.6m 0.04% Added +253.1k +253,077
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,516,2142.5m $45.0m $45.0m 0.01% Reduced -11.7k -11,735
13 Kestra Advisory Services, LLC 0.14% of their portfolio AUSTIN, TX 2,421,3312.4m $43.3m $43.3m 0.14% Reduced -4.3k -4,315
14 MAI Capital Management 0.15% of their portfolio INDEPENDENCE, OH 2,219,9752.2m $39.7m $39.7m 0.15% Added +222.0k +222,015
15 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 2,216,2732.2m $39.6m $39.6m 0.05% Reduced -24.5k -24,504
16 Advisory Alpha, LLC 0.96% of their portfolio HOLLAND, MI 2,184,8222.2m $39.1m $39.1m 0.96% Added +37.3k +37,274
17 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 2,118,3762.1m $37.9m $37.9m 0.04% Added +912.6k +912,553
18 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 2,041,3552.0m $36.5m $36.5m 0.06% Added +4.4k +4,447
19 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 2,028,6412.0m $36.3m $36.3m 0.05% Added +66.5k +66,507
20 Magnus Financial Group LLC 2.48% of their portfolio NEW YORK, NY 1,959,7192.0m $35.0m $35.0m 2.48% Added +74.1k +74,052
21 PARK NATIONAL CORP /OH/ 0.95% of their portfolio NEWARK, OH 1,903,5671.9m $34.0m $34.0m 0.95% Added +37.3k +37,325
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 1,550,4631.6m $27.7m $27.7m 0.01% Added +232.9k +232,926
23 Falcon Wealth Planning 1.74% of their portfolio Ontario, CA 1,534,7021.5m $27.4m $27.4m 1.74% Added +20.3k +20,285
24 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 1,533,8021.5m $27.4m $27.4m 0.03% Added +29.6k +29,570
25 AFFINITY WEALTH MANAGEMENT LLC 3.47% of their portfolio WILMINGTON, DE 1,508,8321.5m $27.0m $27.0m 3.47% Added +20.9k +20,880
26 Prospera Financial Services Inc 0.37% of their portfolio Dallas, TX 1,413,6671.4m $25.3m $25.3m 0.37% Reduced -103.1k -103,077
27 COUNTRY TRUST BANK 0.41% of their portfolio Bloomington, IL 1,309,3011.3m $23.4m $23.4m 0.41% Added +3.1k +3,066
28 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 1,303,3721.3m $23.3m $23.3m 0.03% Reduced -64.8k -64,833
29 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.34% of their portfolio Seattle, WA 1,293,0971.3m $23.1m $23.1m 0.34% Added +53.6k +53,575
30 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 1,115,6021.1m $19.9m $19.9m 0.04% Reduced -39.8k -39,766
31 Steward Partners Investment Advisory, LLC 0.10% of their portfolio STAMFORD, CT 1,102,5641.1m $19.7m $19.7m 0.10% Added +78.3k +78,315
32 Ashton Thomas Private Wealth, LLC 0.41% of their portfolio SCOTTSDALE, AZ 1,092,3601.1m $19.5m $19.5m 0.41% Added +167.5k +167,488
33 HCR Wealth Advisors 1.65% of their portfolio LOS ANGELES, CA 1,027,9721.0m $18.4m $18.4m 1.65% Added +28.7k +28,723
34 Parkside Investments, LLC 2.02% of their portfolio DEERFIELD, IL 1,021,1311.0m $18.3m $18.3m 2.02% Added +346.3k +346,254
35 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 984,754984.8k $17.6m $17.6m 0.01% Reduced -141.0k -141,037
36 Arax Advisory Partners 0.11% of their portfolio NEW YORK, NY 894,648894.6k $16.0m $16.0m 0.11% Added +26.3k +26,293
37 Concurrent Investment Advisors, LLC 0.13% of their portfolio Tampa, FL 862,964863.0k $15.4m $15.4m 0.13% Added +303.1k +303,103
38 Waverly Advisors, LLC 0.09% of their portfolio BIRMINGHAM, AL 842,725842.7k $15.1m $15.1m 0.09% Added +37.8k +37,842
39 KESTRA PRIVATE WEALTH SERVICES, LLC 0.16% of their portfolio AUSTIN, TX 816,488816.5k $14.6m $14.6m 0.16% Added +156.7k +156,748
40 Avidian Wealth Enterprises, LLC 0.40% of their portfolio Houston, TX 799,715799.7k $14.3m $14.3m 0.40% Added +15.4k +15,440
41 &PARTNERS 0.06% of their portfolio NASHVILLE, TN 790,728790.7k $14.1m $14.1m 0.06% Added +45.9k +45,938
42 FIDUCIARY FINANCIAL ADVISORS 1.43% of their portfolio GRAND RAPIDS, MI 787,556787.6k $14.1m $14.1m 1.43% New
43 Twelve Points Wealth Management LLC 2.78% of their portfolio CONCORD, MA 775,066775.1k $13.9m $13.9m 2.78% Added +106.2k +106,206
44 Ameritas Investment Partners, Inc. 0.36% of their portfolio LINCOLN, NE 754,936754.9k $13.5m $13.5m 0.36% Added +38.4k +38,441
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 741,502741.5k $13.3m $13.3m 0.00% Reduced -110.6k -110,601
46 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 735,831735.8k $13.1m $13.1m 0.01% Added +85.2k +85,216
47 Curran Financial Partners, LLC 1.91% of their portfolio DANIEL ISLAND, SC 715,791715.8k $12.8m $12.8m 1.91% Added +80.0k +80,014
48 Wealthspire Retirement, LLC 0.62% of their portfolio ALISO VIEJO, CA 634,468634.5k $11.3m $11.3m 0.62% New
49 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 630,773630.8k $11.3m $11.3m 0.02% Added +76.7k +76,694
50 Trinity Legacy Partners, LLC 2.25% of their portfolio HOUSTON, TX 628,202628.2k $11.3m $11.3m 2.25% Added +37.0k +36,957
51 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 611,306611.3k $10.9m $10.9m 0.00% Reduced -21.2k -21,227
52 Csenge Advisory Group 0.43% of their portfolio CLEARWATER, FL 596,441596.4k $10.7m $10.7m 0.43% Added +616 +616
53 Quad-Cities Investment Group, LLC 3.63% of their portfolio DAVENPORT, IA 564,160564.2k $10.1m $10.1m 3.63% Added +28.0k +27,976
54 Seros Financial, LLC 5.17% of their portfolio TEMPE, AZ 555,256555.3k $9.9m $9.9m 5.17% Added +36.8k +36,803
55 Summit Financial, LLC 0.11% of their portfolio PARSIPPANY, NJ 546,256546.3k $9.8m $9.8m 0.11% Reduced -32.3k -32,338
56 Glassy Mountain Advisors, Inc. 2.63% of their portfolio BETHESDA, MD 537,655537.7k $9.6m $9.6m 2.63% Added +42.9k +42,890
57 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 518,224518.2k $9.3m $9.3m 0.01% Added +20.5k +20,462
58 Mariner, LLC 0.01% of their portfolio Overland Park, KS 502,570502.6k $9.0m $9.0m 0.01% Reduced -332.7k -332,706
59 Chicago Partners Investment Group LLC 0.18% of their portfolio CHICAGO, IL 499,130499.1k $8.9m $8.9m 0.18% Added +26.9k +26,897
60 Midwest Heritage Bank, FSB 2.51% of their portfolio WEST DES MOINES, IA 495,910495.9k $8.9m $8.9m 2.51% Added +20.8k +20,812
61 FIFTH THIRD BANCORP 0.01% of their portfolio CINCINNATI, OH 494,700494.7k $8.8m $8.8m 0.01% Added +16.8k +16,756
62 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 494,301494.3k $8.8m $8.8m 0.01% Reduced -62.5k -62,468
63 LARCH CAPITAL PARTNERS LLC 1.24% of their portfolio MIAMI, FL 483,745483.7k $8.6m $8.6m 1.24% Added +168.9k +168,871
64 Fifth Third Securities, Inc. 0.49% of their portfolio Cincinnati, OH 481,579481.6k $8.6m $8.6m 0.49% Added +41.2k +41,159
65 Newman Dignan & Sheerar, Inc. 1.64% of their portfolio PROVIDENCE, RI 478,985479.0k $8.6m $8.6m 1.64% Added +19.2k +19,198
66 Prasad Wealth Partners, LLC 2.03% of their portfolio INDEPENDENCE, OH 470,663470.7k $8.4m $8.4m 2.03% Added +3.4k +3,366
67 Gladstone Institutional Advisory LLC 0.26% of their portfolio Bedminster, NJ 467,096467.1k $8.4m $8.4m 0.26% Added +15.8k +15,752
68 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 464,148464.1k $8.3m $8.3m 0.05% Reduced -161.3k -161,277
69 Kinloch Capital, LLC 2.94% of their portfolio GLEN ALLEN, VA 450,032450.0k $8.0m $8.0m 2.94% Reduced -409.2k -409,221
70 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 446,994447.0k $8.0m $8.0m 0.04% Added +143.7k +143,694
71 OPPENHEIMER & CO INC 0.08% of their portfolio NEW YORK, NY 442,504442.5k $7.9m $7.9m 0.08% Added +7.0k +6,960
72 HARBOUR INVESTMENTS, INC. 0.11% of their portfolio MADISON, WI 440,514440.5k $7.9m $7.9m 0.11% Added +11.9k +11,931
73 Gradient Investments LLC 0.11% of their portfolio ARDEN HILLS, MN 436,935436.9k $7.8m $7.8m 0.11% Added +12.8k +12,790
74 PFS Partners, LLC 3.06% of their portfolio MINE HILL, NJ 422,184422.2k $7.5m $7.5m 3.06% Added +15.3k +15,295
75 Glass Jacobson Investment Advisors llc 2.27% of their portfolio OWINGS MILLS, MD 407,228407.2k $7.3m $7.3m 2.27% Added +4.0k +4,003
76 STEPHENS INC /AR/ 0.08% of their portfolio LITTLE ROCK, AR 395,161395.2k $7.1m $7.1m 0.08% Added +4.0k +3,950
77 Marion Wealth Management 1.43% of their portfolio MONROEVILLE, PA 390,957391.0k $7.0m $7.0m 1.43% Added +13.2k +13,190
78 Blackhawk Capital Partners, LLC 2.26% of their portfolio THIENSVILLE, WI 387,592387.6k $6.9m $6.9m 2.26% New
79 KINGSWOOD WEALTH ADVISORS, LLC 0.26% of their portfolio SAN DIEGO, CA 360,906360.9k $6.5m $6.5m 0.26% Reduced -168.4k -168,398
80 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 357,462357.5k $6.4m $6.4m 0.00% Added +26.4k +26,409
81 Juno Financial Group LLC 2.22% of their portfolio RICHMOND, VA 350,656350.7k $6.3m $6.3m 2.22% Added +27.1k +27,097
82 IMA Advisory Services, Inc. 0.38% of their portfolio DENVER, CO 342,759342.8k $6.1m $6.1m 0.38% Added +1.9k +1,891
83 HOWARD FINANCIAL SERVICES, LTD. 0.61% of their portfolio DALLAS, TX 341,178341.2k $6.1m $6.1m 0.61% Reduced -12.6k -12,554
84 Ironwood Investment Counsel, LLC 0.79% of their portfolio SCOTTSDALE, AZ 338,684338.7k $6.1m $6.1m 0.79% Reduced -7.5k -7,468
85 ARQ WEALTH ADVISORS, LLC 0.74% of their portfolio SCOTTSDALE, AZ 334,419334.4k $6.0m $6.0m 0.74% New
86 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 328,945328.9k $5.9m $5.9m 0.03% Added +23.8k +23,811
87 Triumph Capital Management 1.06% of their portfolio DENVER, CO 326,283326.3k $5.8m $5.8m 1.06% New
88 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 325,730325.7k $5.8m $5.8m 0.04% Added +26.3k +26,282
89 Traction Financial Partners, LLC 3.02% of their portfolio LITTLETON, CO 318,020318.0k $5.7m $5.7m 3.02% Added +5.7k +5,709
90 Mainsail Financial Group, LLC 1.91% of their portfolio BELLEVUE, WA 314,191314.2k $5.6m $5.6m 1.91% Reduced -86.7k -86,661
91 Uniting Wealth Partners, LLC 1.14% of their portfolio DENVER, CO 313,744313.7k $5.6m $5.6m 1.14% Added +24.1k +24,144
92 Family Legacy, Inc. 1.45% of their portfolio GREENVILLE, SC 303,714303.7k $5.4m $5.4m 1.45% Reduced -1.4k -1,382
93 Valmark Advisers, Inc. 0.06% of their portfolio AKRON, OH 298,387298.4k $5.3m $5.3m 0.06% Added +12.6k +12,569
94 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 281,604281.6k $5.0m $5.0m 0.01% Reduced -16.0k -16,039
95 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 279,968280.0k $5.0m $5.0m 0.06% Added +21.8k +21,809
96 Vestmark Advisory Solutions, Inc. 0.05% of their portfolio Wakefield, MA 270,705270.7k $4.8m $4.8m 0.05% Reduced -70.1k -70,135
97 APPLETON PARTNERS INC/MA 0.29% of their portfolio BOSTON, MA 260,298260.3k $4.7m $4.7m 0.29% Added +25.0k +25,028
98 TWIN PEAKS WEALTH ADVISORS, LLC 1.03% of their portfolio SAN FRANCISCO, CA 253,137253.1k $4.5m $4.5m 1.03% Reduced -12.6k -12,584
99 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 250,098250.1k $4.5m $4.5m 0.04% Added +37.1k +37,053
100 Bluespring Wealth Management, LLC 0.09% of their portfolio AUSTIN, TX 248,590248.6k $4.4m $4.4m 0.09% New