Vault-13

FIRST TR MLP & ENERGY INCOM

COM · CUSIP 33739B104

101 institutional holders +17 vs Q3 2023
20,399,16120.4m shares reported held*
$174.9mreported value*
14 new 27 added 31 reduced 3 sold out net bought ≈ $45.0m (+5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.57.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 76Q4 22: 83Q1 23: 83Q2 23: 85Q3 23: 84Q4 23: 101101Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202276
Q4 202283
Q1 202383
Q2 202385
Q3 202384
Q4 2023101

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 45 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 37 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 32 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 37 bought or addedQ3 23: 34 cut or sold outQ3 23Q4 23: 41 bought or addedQ4 23: 34 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224527
Q1 20233731
Q2 20233232
Q3 20233734
Q4 20234134

Biggest buyers

MORGAN STANLEY Added +3,894,336+3.9m
Hunting Hill Global Capital, LLC New +856,260+856.3k
GOLDMAN SACHS GROUP INC New +408,379+408.4k
CLOUGH CAPITAL PARTNERS L P Added +184,752+184.8k
Almitas Capital LLC New +171,191+171.2k
LPL Financial LLC Added +162,084+162.1k
WOLVERINE ASSET MANAGEMENT LLC Added +113,583+113.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +111,992+112.0k
JANE STREET GROUP, LLC New +71,611+71.6k
Sea Otter Advisors LLC Added +64,237+64.2k

Biggest sellers

Advisors Asset Management, Inc. Reduced -307,010-307.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -187,692-187.7k
Anfield Capital Management, LLC Reduced -128,903-128.9k
OSAIC HOLDINGS, INC. Reduced -104,254-104.3k
WELLS FARGO & COMPANY/MN Reduced -94,229-94.2k
Mariner, LLC Reduced -67,018-67.0k
KAYNE ANDERSON CAPITAL ADVISORS LP Reduced -66,800-66.8k
RAYMOND JAMES & ASSOCIATES Reduced -50,641-50.6k
Quantedge Capital Pte Ltd Reduced -40,000-40.0k
CENTAURUS FINANCIAL, INC. Sold out -13,303-13.3k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,096,5408.1m $69.4m $69.4m 0.00% Added +3.9m +3,894,336
2 Saba Capital Management, L.P. 0.72% of their portfolio NEW YORK, NY 3,394,0293.4m $29.1m $29.1m 0.72% Added +7.4k +7,388
3 Advisors Asset Management, Inc. 0.16% of their portfolio Monument, CO 916,862916.9k $7.9m $7.9m 0.16% Reduced -307.0k -307,010
4 Hunting Hill Global Capital, LLC 5.53% of their portfolio New York, NY 856,260856.3k $7.3m $7.3m 5.53% New
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 520,548520.5k $4.5m $4.5m 0.00% Added +30.1k +30,050
6 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 428,575428.6k $3.7m $3.7m 0.01% Added +62.0k +62,000
7 LongView Wealth Management 1.60% of their portfolio ATLANTA, GA 411,184411.2k $3.6m $3.6m 1.60% First filing
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 408,379408.4k $3.5m $3.5m 0.00% New
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 368,266368.3k $3.2m $3.2m 0.00% Added +162.1k +162,084
10 BRIDGES INVESTMENT MANAGEMENT INC 0.10% of their portfolio OMAHA, NE 338,055338.1k $2.9m $2.9m 0.10% Unchanged
11 WOLVERINE ASSET MANAGEMENT LLC 0.04% of their portfolio CHICAGO, IL 326,185326.2k $2.8m $2.8m 0.04% Added +113.6k +113,583
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 255,354255.4k $2.2m $2.2m 0.00% Reduced -8.0k -7,975
13 Cambridge Advisors Inc. 0.51% of their portfolio OMAHA, NE 238,834238.8k $2.0m $2.0m 0.51% Added +3.9k +3,858
14 CLOUGH CAPITAL PARTNERS L P 0.20% of their portfolio Boston, MA 209,352209.4k $1.8m $1.8m 0.20% Added +184.8k +184,752
15 Anfield Capital Management, LLC 0.92% of their portfolio IRVINE, CA 198,700198.7k $1.7m $1.7m 0.92% Reduced -128.9k -128,903
16 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 189,342189.3k $1.6m $1.6m 0.00% Reduced -187.7k -187,692
17 Almitas Capital LLC 0.51% of their portfolio SANTA MONICA, CA 171,191171.2k $1.5m $1.5m 0.51% New
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 139,921139.9k $1.2m $1.2m 0.01% Reduced -2.1k -2,108
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 134,683134.7k $1.2m $1.2m 0.00% Added +112.0k +111,992
20 Formidable Asset Management, LLC 0.23% of their portfolio CINCINNATI, OH 129,464129.5k $1.1m $1.1m 0.23% Reduced -2.0k -2,000
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 128,627128.6k $1.1m $1.1m 0.00% Reduced -104.3k -104,254
22 ALTFEST L J & CO INC 0.16% of their portfolio NEW YORK, NY 127,948127.9k $1.1m $1.1m 0.16% Reduced -4.1k -4,131
23 AlTi Global, Inc. 0.03% of their portfolio NEW YORK, NY 123,169123.2k $1.1m $1.1m 0.03% First filing
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 120,707120.7k $1.0m $1.0m 0.00% Reduced -7.8k -7,845
25 KAYNE ANDERSON CAPITAL ADVISORS LP 0.03% of their portfolio LOS ANGELES, CA 115,700115.7k $991.5k $991.5k 0.03% Reduced -66.8k -66,800
26 WEALTHSOURCE PARTNERS, LLC 0.06% of their portfolio SAN LUIS OBISPO, CA 102,500102.5k $878.4k $878.4k 0.06% Unchanged
27 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 101,327101.3k $868.4k $868.4k 0.00% Reduced -4.6k -4,556
28 WESPAC Advisors, LLC 0.59% of their portfolio ORINDA, CA 98,66498.7k $845.5k $845.5k 0.59% Reduced -2.0k -2,024
29 Sea Otter Advisors LLC 0.67% of their portfolio Miami, FL 82,50082.5k $707.0k $707.0k 0.67% Added +64.2k +64,237
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 80,89880.9k $693.3k $693.3k 0.00% Reduced -520 -520
31 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 80,28580.3k $688.0k $688.0k 0.00% Reduced -1.1k -1,150
32 Quarry LP 0.33% of their portfolio NEW YORK, NY 75,63775.6k $648.2k $648.2k 0.33% Added +51.0k +51,037
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 72,76772.8k $623.6k $623.6k 0.00% Reduced -94.2k -94,229
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 71,61171.6k $613.7k $613.7k 0.00% New
35 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 70,03770.0k $600.2k $600.2k 0.00% Added +468 +468
36 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 69,45069.5k $595.2k $595.2k 0.01% Unchanged
37 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 61,61461.6k $528.0k $528.0k 0.00% Reduced -50.6k -50,641
38 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 53,98754.0k $462.7k $462.7k 0.00% Reduced -3.1k -3,135
39 WHITTIER TRUST CO OF NEVADA INC 0.01% of their portfolio RENO, NV 45,80245.8k $392.5k $392.5k 0.01% Reduced -3.5k -3,469
40 Whitener Capital Management, Inc. 0.13% of their portfolio Rocky Mount, NC 40,40040.4k $346.2k $346.2k 0.13% Unchanged
41 COMERICA BANK 0.00% of their portfolio DALLAS, TX 38,67638.7k $331.5k $331.5k 0.00% Reduced -395 -395
42 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 36,87136.9k $316.0k $316.0k 0.00% Reduced -4.6k -4,649
43 Compound Planning, Inc. 0.04% of their portfolio NEW YORK, NY 36,42536.4k $312.2k $312.2k 0.04% Reduced -296 -296
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 35,89135.9k $307.6k $307.6k 0.00% Reduced -3.7k -3,663
45 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 33,95634.0k $291.0k $291.0k 0.01% Added +9.4k +9,415
46 Schechter Investment Advisors, LLC 0.02% of their portfolio BIRMINGHAM, MI 32,38232.4k $277.5k $277.5k 0.02% Unchanged
47 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 32,25732.3k $276.4k $276.4k 0.01% Added +266 +266
48 Logan Stone Capital, LLC 0.06% of their portfolio CHICAGO, IL 31,84431.8k $272.9k $272.9k 0.06% New
49 Verity Asset Management, Inc. 0.17% of their portfolio DURHAM, NC 31,51331.5k $270.1k $270.1k 0.17% Added +3.5k +3,480
50 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 31,00031.0k $265.7k $265.7k 0.00% Added +5.0k +5,000
51 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 30,19730.2k $258.8k $258.8k 0.00% New
52 IFG Advisory, LLC 0.02% of their portfolio ATLANTA, GA 29,76929.8k $255.1k $255.1k 0.02% New
53 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 28,41628.4k $244.0k $244.0k 0.00% Reduced -6.7k -6,711
54 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 27,51427.5k $235.8k $235.8k 0.00% Added +2.3k +2,280
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 27,50727.5k $235.7k $235.7k 0.00% Reduced -125 -125
56 SMITH, MOORE & CO. 0.03% of their portfolio CLAYTON, MO 25,21525.2k $216.1k $216.1k 0.03% Added +509 +509
57 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 24,62024.6k $211.0k $211.0k 0.01% Added +250 +250
58 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 24,56324.6k $210.5k $210.5k 0.00% Reduced -299 -299
59 Yakira Capital Management, Inc. 0.07% of their portfolio Westport, CT 24,02024.0k $205.9k $205.9k 0.07% New
60 HighPoint Advisor Group LLC 0.02% of their portfolio DOWNERS GROVE, IL 22,41522.4k $213.0k $213.0k 0.02% First filing
61 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 18,93118.9k $162.2k $162.2k 0.00% Reduced -385 -385
62 SIT INVESTMENT ASSOCIATES INC 0.00% of their portfolio Minneapolis, MN 18,14318.1k $155.0k $155.0k 0.00% Unchanged
63 Quantum Portfolio Management LLC 0.10% of their portfolio NEW YORK, NY 18,07018.1k $154.9k $154.9k 0.10% First filing
64 Quantedge Capital Pte Ltd 0.08% of their portfolio Singapore, U0 17,96318.0k $153.9k $153.9k 0.08% Reduced -40.0k -40,000
65 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 17,15817.2k $147.0k $147.0k 0.00% Added +585 +585
66 Register Financial Advisors LLC 0.09% of their portfolio ATLANTA, GA 16,02616.0k $137.3k $137.3k 0.09% New
67 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 15,74015.7k $134.9k $134.9k 0.02% Reduced -2.4k -2,376
68 Bulldog Investors, LLP 0.04% of their portfolio SADDLE BROOK, NJ 15,39215.4k $131.9k $131.9k 0.04% Unchanged
69 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 14,76314.8k $126.5k $126.5k 0.00% Added +140 +140
70 NWF Advisory Services Inc. 0.02% of their portfolio Los Angeles, CA 14,40014.4k $123.4k $123.4k 0.02% Unchanged
71 Catalina Capital Group, LLC 0.09% of their portfolio Torrance, CA 13,99514.0k $119.9k $119.9k 0.09% First filing
72 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 13,92413.9k $119.3k $119.3k 0.00% Reduced -1.0k -1,022
73 TELEMUS CAPITAL, LLC 0.01% of their portfolio Southfield, MI 13,24513.2k $113.5k $113.5k 0.01% Unchanged
74 Pekin Hardy Strauss, Inc. 0.02% of their portfolio CHICAGO, IL 13,18513.2k $113.0k $113.0k 0.02% Added +500 +500
75 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 12,46612.5k $106.8k $106.8k 0.01% New
76 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.03% of their portfolio BLUE BELL, PA 12,30012.3k $105.4k $105.4k 0.03% New
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,20112.2k $104.6k $104.6k 0.00% Added +30 +30
78 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 12,19012.2k $104.5k $104.5k 0.00% Unchanged
79 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 11,50011.5k $98.6k $98.6k 0.01% Unchanged
80 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 10,53910.5k $90.3k $90.3k 0.00% Added +186 +186
81 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,51310.5k $90.1k $90.1k 0.00% Reduced -67.0k -67,018
82 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 6,2166.2k $53.0k $53.0k 0.01% Unchanged
83 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,7624.8k $40.8k $40.8k 0.00% Unchanged
84 Covestor Ltd 0.03% of their portfolio LONDON, X0 4,5154.5k $39.0k $39.0k 0.03% New
85 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 3,6503.6k $31.3k $31.3k 0.00% Unchanged
86 Salomon & Ludwin, LLC 0.00% of their portfolio RICHMOND, VA 2,9002.9k $22.9k $22.9k 0.00% Unchanged
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,7002.7k $23.1k $23.1k 0.00% Added +900 +900
88 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 2,5342.5k $21.7k $21.7k 0.00% Added +45 +45
89 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,2002.2k $18.9k $18.9k 0.00% Unchanged
90 CALDWELL SUTTER CAPITAL, INC. 0.01% of their portfolio SAUSALITO, CA 1,5861.6k $13.6k $13.6k 0.01% Unchanged
91 NBT BANK, N.A. 0.00% of their portfolio NORWICH, NY 1,0681.1k $9.2k $9.2k 0.00% New
92 Hobbs Group Advisors, LLC 0.00% of their portfolio COLUMBIA, SC 1,0001.0k $8.6k $8.6k 0.00% First filing
93 Lee Financial Co 0.00% of their portfolio Dallas, TX 943943 $8.1k $8.1k 0.00% Reduced -336 -336
94 CWM, LLC 0.00% of their portfolio OMAHA, NE 861861 $7.0k $7.0k 0.00% Added +1 +1
95 Riggs Asset Managment Co. Inc. 0.00% of their portfolio DALLAS, PA 333333 $2.9k $2.9k 0.00% Unchanged
96 Clear Point Advisors Inc. 0.00% of their portfolio MELVILLE, NY 282282 $2.4k $2.4k 0.00% First filing
97 Iron Horse Wealth Management, LLC 0.00% of their portfolio JOHSTON, IA 250250 $2.1k $2.1k 0.00% Unchanged
98 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 217217 $1.9k $1.9k 0.00% Unchanged
99 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 7575 $643 $643 0.00% Unchanged
100 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2020 $171 $171 0.00% New