FIRST TR MLP & ENERGY INCOM
COM · CUSIP 33739B104
84
institutional holders
-1 vs Q2 2023
14.7m
shares reported held*
$116.2mreported value*
7 new
30 added
25 reduced
9 sold out
net bought ≈ $6.3m (+795.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.91.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 76 |
| Q4 2022 | 83 |
| Q1 2023 | 83 |
| Q2 2023 | 85 |
| Q3 2023 | 84 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 45 | 27 |
| Q1 2023 | 37 | 31 |
| Q2 2023 | 32 | 32 |
| Q3 2023 | 37 | 34 |
Biggest buyers
| Saba Capital Management, L.P. | Added | +507.6k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | New | +377.0k |
| KAYNE ANDERSON CAPITAL ADVISORS LP | Added | +140.6k |
| MORGAN STANLEY | Added | +102.6k |
| ROYAL BANK OF CANADA | Added | +47.4k |
| WEALTHSOURCE PARTNERS, LLC | Added | +42.5k |
| COMERICA BANK | New | +39.1k |
| Compound Planning, Inc. | New | +36.7k |
| OSAIC HOLDINGS, INC. | Added | +36.0k |
| Invesco Ltd. | Added | +29.6k |
Biggest sellers
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | Sold out | -295.8k |
| WOLVERINE ASSET MANAGEMENT LLC | Reduced | -73.9k |
| LPL Financial LLC | Reduced | -71.4k |
| Quantedge Capital Pte Ltd | Reduced | -52.8k |
| Rockefeller Capital Management L.P. | Sold out | -40.6k |
| CreativeOne Wealth, LLC | Sold out | -34.7k |
| Cornerstone Advisors, LLC | Sold out | -15.8k |
| CoreCap Advisors, LLC | Sold out | -15.6k |
| Walleye Capital LLC | Sold out | -14.7k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -14.1k |
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 4.2m $33.2m | Added +102.6k |
| Saba Capital Management, L.P. 0.85% of their portfolio | 3.4m $26.8m | Added +507.6k |
| Advisors Asset Management, Inc. 0.21% of their portfolio | 1.2m $9.7m | Reduced -3.1k |
| UBS Group AG 0.00% of their portfolio | 490.5k $3.9m | Added +6.6k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio | 377.0k $3.0m | New |
| COHEN & STEERS, INC. 0.01% of their portfolio | 366.6k $2.9m | Unchanged |
| BRIDGES INVESTMENT MANAGEMENT INC 0.09% of their portfolio | 338.1k $2.7m | Unchanged |
| Anfield Capital Management, LLC 1.24% of their portfolio | 327.6k $2.6m | Added +2.9k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 263.3k $2.1m | Added +47.4k |
| Cambridge Advisors Inc. 0.50% of their portfolio | 235.0k $1.9m | Added +4.0k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 232.9k $1.8m | Added +36.0k |
| WOLVERINE ASSET MANAGEMENT LLC 0.03% of their portfolio | 212.6k $1.7m | Reduced -73.9k |
| LPL Financial LLC 0.00% of their portfolio | 206.2k $1.6m | Reduced -71.4k |
| KAYNE ANDERSON CAPITAL ADVISORS LP 0.04% of their portfolio | 182.5k $1.4m | Added +140.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 167.0k $1.3m | Reduced -6.7k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 142.0k $1.1m | Reduced -514 |
| TIEDEMANN ADVISORS, LLC 0.05% of their portfolio | 133.2k $1.1m | Unchanged |
| ALTFEST L J & CO INC 0.16% of their portfolio | 132.1k $1.0m | Reduced -2.3k |
| Formidable Asset Management, LLC 0.23% of their portfolio | 131.5k $1.0m | Added +26.1k |
| HighTower Advisors, LLC 0.00% of their portfolio | 128.6k $1.0m | Reduced -1.1k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 112.3k $887.9k | Reduced -14.1k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 105.9k $837.5k | Reduced -248 |
| WEALTHSOURCE PARTNERS, LLC 0.06% of their portfolio | 102.5k $810.8k | Added +42.5k |
| WESPAC Advisors, LLC 0.60% of their portfolio | 100.7k $796.4k | Reduced -1.4k |
| Cresset Asset Management, LLC 0.00% of their portfolio | 81.4k $644.1k | Added +668 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 81.4k $644.0k | Added +4.1k |
| Mariner, LLC 0.00% of their portfolio | 77.5k $613.3k | Unchanged |
| Invesco Ltd. 0.00% of their portfolio | 69.6k $550.3k | Added +29.6k |
| STEPHENS INC /AR/ 0.01% of their portfolio | 69.5k $549.4k | Unchanged |
| Quantedge Capital Pte Ltd 0.25% of their portfolio | 58.0k $458.5k | Reduced -52.8k |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 57.1k $451.8k | Reduced -272 |
| WHITTIER TRUST CO OF NEVADA INC 0.01% of their portfolio | 49.3k $389.7k | Unchanged |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 41.5k $328.4k | Reduced -7.5k |
| Whitener Capital Management, Inc. 0.13% of their portfolio | 40.4k $319.6k | Added +100 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 39.6k $312.9k | Added +5.0k |
| COMERICA BANK 0.00% of their portfolio | 39.1k $309.1k | New |
| Compound Planning, Inc. 0.10% of their portfolio | 36.7k $290.5k | New |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 35.1k $278.0k | Reduced -4.6k |
| Schechter Investment Advisors, LLC 0.02% of their portfolio | 32.4k $256.1k | Unchanged |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 32.0k $253.0k | Reduced -3.1k |
| Verity Asset Management, Inc. 0.16% of their portfolio | 28.0k $221.7k | Reduced -5.9k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 27.6k $218.6k | Reduced -2.3k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 26.0k $205.7k | Reduced -500 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 25.2k $199.6k | Added +1.8k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 24.9k $196.7k | Reduced -1.5k |
| SMITH, MOORE & CO. 0.03% of their portfolio | 24.7k $195.4k | Reduced -490 |
| CLOUGH CAPITAL PARTNERS L P 0.02% of their portfolio | 24.6k $194.6k | New |
| Quarry LP 0.13% of their portfolio | 24.6k $194.6k | New |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 24.5k $194.1k | Added +15 |
| Moors & Cabot, Inc. 0.01% of their portfolio | 24.4k $192.8k | Reduced -400 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 22.7k $179.5k | Added +12.6k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 19.3k $152.8k | Added +866 |
| Sea Otter Advisors LLC 0.10% of their portfolio | 18.3k $144.5k | Added +8.3k |
| SIT INVESTMENT ASSOCIATES INC 0.00% of their portfolio | 18.1k $144.0k | Unchanged |
| Kovack Advisors, Inc. 0.02% of their portfolio | 18.1k $143.3k | Added +3.4k |
| Prospera Financial Services Inc 0.01% of their portfolio | 16.6k $131.1k | Added +757 |
| Bulldog Investors, LLP 0.04% of their portfolio | 15.4k $121.8k | Added +3.0k |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 14.9k $118.2k | Reduced -920 |
| Cetera Advisors LLC 0.00% of their portfolio | 14.6k $115.7k | Added +141 |
| NWF Advisory Services Inc. 0.03% of their portfolio | 14.4k $113.9k | Added +600 |
| CENTAURUS FINANCIAL, INC. 0.01% of their portfolio | 13.3k $105.0k | Reduced -500 |
| TELEMUS CAPITAL, LLC 0.01% of their portfolio | 13.2k $104.8k | Unchanged |
| Pekin Hardy Strauss, Inc. 0.02% of their portfolio | 12.7k $100.3k | Unchanged |
| Kingsview Wealth Management, LLC 0.00% of their portfolio | 12.2k $96.4k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 12.2k $96.3k | Added +30 |
| Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio | 11.5k $91.0k | Unchanged |
| Mattern Wealth Management LLC 0.03% of their portfolio | 11.2k $88.6k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 10.4k $81.9k | Added +192 |
| LANARK FINANCIAL, INC. 0.01% of their portfolio | 6.2k $49.0k | First filing |
| IFP Advisors, Inc 0.00% of their portfolio | 4.8k $37.7k | Reduced -11.5k |
| UMB Bank, n.a. 0.00% of their portfolio | 3.6k $28.9k | Unchanged |
| Salomon & Ludwin, LLC 0.00% of their portfolio | 2.9k $22.9k | New |
| Ancora Advisors LLC 0.00% of their portfolio | 2.5k $19.7k | Added +46 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.2k $17.4k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 1.8k $14.2k | Unchanged |
| CALDWELL SUTTER CAPITAL, INC. 0.01% of their portfolio | 1.6k $12.5k | Unchanged |
| Lee Financial Co 0.00% of their portfolio | 1.3k $10.1k | Reduced -115 |
| CWM, LLC 0.00% of their portfolio | 860 $7.0k | Added +700 |
| Riggs Asset Managment Co. Inc. 0.00% of their portfolio | 333 $2.6k | Unchanged |
| Iron Horse Wealth Management, LLC 0.00% of their portfolio | 250 $2.0k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 217 $1.6k | Added +120 |
| Elequin Capital, LP 0.00% of their portfolio | 100 $791 | New |
| Gradient Investments LLC 0.00% of their portfolio | 75 $593 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |