Vault-13

FIRST TR EXCHANGE TRADED FD FTXO

NASDAQ BK ETF · ETP · CUSIP 33738R860

128 institutional holders +4 vs Q1 2026
5,509,9825.5m shares reported held*
$227.5mreported value*
19 new 41 added 41 reduced 16 sold out net sold ≈ $51.2m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.29.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 89Q4 22: 87Q1 23: 84Q2 23: 77Q3 23: 80Q4 23: 73Q1 24: 62Q2 24: 63Q3 24: 63Q4 24: 90Q1 25: 99Q2 25: 101Q3 25: 98Q4 25: 115Q1 26: 124Q2 26: 128128Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202289
Q4 202287
Q1 202384
Q2 202377
Q3 202380
Q4 202373
Q1 202462
Q2 202463
Q3 202463
Q4 202490
Q1 202599
Q2 2025101
Q3 202598
Q4 2025115
Q1 2026124
Q2 2026128

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 22 bought or addedQ3 24: 26 cut or sold outQ4 24: 52 bought or addedQ4 24: 18 cut or sold outQ4 24Q1 25: 57 bought or addedQ1 25: 26 cut or sold outQ2 25: 51 bought or addedQ2 25: 40 cut or sold outQ2 25Q3 25: 48 bought or addedQ3 25: 45 cut or sold outQ4 25: 50 bought or addedQ4 25: 43 cut or sold outQ4 25Q1 26: 64 bought or addedQ1 26: 56 cut or sold outQ2 26: 60 bought or addedQ2 26: 57 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242226
Q4 20245218
Q1 20255726
Q2 20255140
Q3 20254845
Q4 20255043
Q1 20266456
Q2 20266057

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +125,423+125.4k
Cambridge Investment Research Advisors, Inc. Added +125,020+125.0k
MORGAN STANLEY Added +74,738+74.7k
LPL Financial LLC Added +61,648+61.6k
UBS Group AG Added +28,241+28.2k
HRT FINANCIAL LP Added +23,415+23.4k
OPPENHEIMER & CO INC Added +10,794+10.8k
PFG Advisors Added +10,356+10.4k
Kingsview Wealth Management, LLC New +7,227+7.2k
XTX Topco Ltd Added +6,446+6.4k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -415,277-415.3k
TWO SIGMA INVESTMENTS, LP Reduced -276,700-276.7k
ROYAL BANK OF CANADA Reduced -197,295-197.3k
Arkadios Wealth Advisors Sold out -157,712-157.7k
AMERIPRISE FINANCIAL INC Reduced -138,470-138.5k
Tower Research Capital LLC (TRC) Sold out -99,522-99.5k
BENJAMIN EDWARDS INC Reduced -58,236-58.2k
GOLDMAN SACHS GROUP INC Reduced -53,878-53.9k
CITADEL ADVISORS LLC Reduced -50,907-50.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -44,198-44.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.4%, 2026-04-07)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 760,600760.6k $31.4m $31.4m 0.01% Added +61.6k +61,648
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 683,125683.1k $28.2m $28.2m 0.00% Added +74.7k +74,738
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 432,672432.7k $17.9m $17.9m 0.00% Reduced -415.3k -415,277
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 413,577413.6k $17.1m $17.1m 0.00% Added +125.4k +125,423
5 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 265,877265.9k $11.0m $11.0m 0.00% Reduced -17.1k -17,113
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 248,339248.3k $10.3m $10.3m 0.00% Added +28.2k +28,241
7 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 226,366226.4k $9.4m $9.4m 0.01% Added +125.0k +125,020
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 203,170203.2k $8.4m $8.4m 0.00% Added +951 +951
9 TradeWell Securities, LLC. 2.32% of their portfolio Fort Wayne, IN 156,933156.9k $6.5m $6.5m 2.32% Reduced -11.2k -11,244
10 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 154,964155.0k $6.4m $6.4m 0.02% Added +5.0k +4,964
11 Wagner Wealth Management, LLC 1.15% of their portfolio GREENVILLE, SC 149,885149.9k $6.2m $6.2m 1.15% Reduced -7.1k -7,129
12 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 129,362129.4k $5.3m $5.3m 0.00% Added +210 +210
13 DAYMARK WEALTH PARTNERS, LLC 0.12% of their portfolio CINCINNATI, OH 122,082122.1k $5.0m $5.0m 0.12% Reduced -7.6k -7,563
14 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 100,384100.4k $4.1m $4.1m 0.04% Added +10.8k +10,794
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 100,141100.1k $4.1m $4.1m 0.00% Reduced -197.3k -197,295
16 PFG Advisors 0.20% of their portfolio Phoenix, AZ 98,04798.0k $4.1m $4.1m 0.20% Added +10.4k +10,356
17 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 95,80095.8k $4.0m $4.0m 0.00% Reduced -276.7k -276,700
18 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 83,92083.9k $3.5m $3.5m 0.01% Reduced -6.4k -6,369
19 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 81,35481.4k $3.4m $3.4m 0.00% Reduced -9.8k -9,766
20 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 81,25981.3k $3.4m $3.4m 0.01% Added +1.4k +1,399
21 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 65,50665.5k $2.7m $2.7m 0.01% Added +2.8k +2,811
22 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 53,19753.2k $2.2m $2.2m 0.00% Reduced -53.9k -53,878
23 World Investment Advisors 0.03% of their portfolio LINCROFT, NJ 51,80951.8k $1.9m $1.9m 0.03% Added +20 +20
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 40,70940.7k $1.7m $1.7m 0.00% Added +1.7k +1,682
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,21334.2k $1.4m $1.4m 0.00% Reduced -44.2k -44,198
26 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 33,96734.0k $1.4m $1.4m 0.02% Reduced -774 -774
27 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 32,37832.4k $1.3m $1.3m 0.02% Added +705 +705
28 Nilsine Partners, LLC 0.09% of their portfolio GREENWOOD VILLAGE, CO 31,84331.8k $1.3m $1.3m 0.09% Reduced -14.6k -14,637
29 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 29,60429.6k $1.2m $1.2m 0.00% Added +23.4k +23,415
30 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 24,54524.5k $1.0m $1.0m 0.01% Added +2.5k +2,499
31 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 22,63922.6k $935.7k $935.7k 0.01% Added +6.4k +6,446
32 Gateway Wealth Partners, LLC 0.05% of their portfolio APPLETON, WI 21,94721.9k $907.1k $907.1k 0.05% Reduced -16.0k -16,015
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,68621.7k $896.3k $896.3k 0.00% Reduced -50.9k -50,907
34 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 21,39321.4k $884.2k $884.2k 0.02% Reduced -349 -349
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 20,67320.7k $854.4k $854.4k 0.00% Reduced -138.5k -138,470
36 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 20,52020.5k $848.1k $848.1k 0.00% Added +2.6k +2,650
37 PUFF WEALTH MANAGEMENT, LLC 0.80% of their portfolio Haddonfield, NJ 19,01519.0k $785.9k $785.9k 0.80% First filing
38 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 18,06918.1k $746.8k $746.8k 0.00% Reduced -1.1k -1,083
39 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 17,43017.4k $720.4k $720.4k 0.00% Reduced -486 -486
40 IAMS WEALTH MANAGEMENT, LLC 0.21% of their portfolio OMAHA, NE 16,80516.8k $694.6k $694.6k 0.21% Reduced -1.5k -1,497
41 HBW ADVISORY SERVICES LLC 0.06% of their portfolio SIMI VALLEY, CA 16,61116.6k $686.5k $686.5k 0.06% Added +334 +334
42 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 15,90215.9k $657.2k $657.2k 0.01% Reduced -76 -76
43 Holistic Financial Partners 0.38% of their portfolio INDIANAPOLIS, IN 15,01215.0k $620.4k $620.4k 0.38% Reduced -17.7k -17,671
44 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,62914.6k $604.6k $604.6k 0.00% Reduced -651 -651
45 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 14,11914.1k $583.6k $583.6k 0.01% Reduced -4.0k -4,035
46 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 13,22813.2k $546.7k $546.7k 0.00% Added +1 +1
47 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 12,81812.8k $530.0k $530.0k 0.00% Added +172 +172
48 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 12,07012.1k $498.8k $498.8k 0.00% Reduced -58.2k -58,236
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,74111.7k $488.4k $488.4k 0.00% Added +3.7k +3,709
50 OneAscent Financial Services LLC 0.02% of their portfolio BIRMINGHAM, AL 11,72611.7k $484.6k $484.6k 0.02% Added +36 +36
51 Englebert Financial Advisers, LLC 0.41% of their portfolio Allentown, PA 9,9419.9k $410.9k $410.9k 0.41% Reduced -16.5k -16,497
52 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 9,7549.8k $403.1k $403.1k 0.00% Added +31 +31
53 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 9,0359.0k $373.4k $373.4k 0.01% Added +359 +359
54 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 8,9649.0k $377.6k $377.6k 0.02% Added +2 +2
55 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 8,8848.9k $367.2k $367.2k 0.00% Added +3 +3
56 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,3268.3k $350.8k $350.8k 0.00% Added +394 +394
57 BETO FINANCIAL GROUP, LLC 0.18% of their portfolio BOISE, ID 8,0828.1k $339.8k $339.8k 0.18% Unchanged
58 GREENWOOD CAPITAL ASSOCIATES LLC 0.03% of their portfolio GREENWOOD, SC 7,8747.9k $325.4k $325.4k 0.03% Unchanged
59 PURSUE WEALTH PARTNERS LLC 0.17% of their portfolio ALAMO, CA 7,3617.4k $304.2k $304.2k 0.17% Unchanged
60 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 7,2277.2k $298.7k $298.7k 0.00% New
61 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 6,9737.0k $288.2k $288.2k 0.00% Added +1.1k +1,087
62 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 6,9697.0k $288.0k $288.0k 0.00% Added +300 +300
63 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 6,5626.6k $271.2k $271.2k 0.01% Added +128 +128
64 NOVEM GROUP 0.03% of their portfolio Rochester, NY 6,2566.3k $258.6k $258.6k 0.03% Added +119 +119
65 FSB PREMIER WEALTH MANAGEMENT, INC. 0.07% of their portfolio WATERLOO, IA 5,8835.9k $243.2k $243.2k 0.07% Added +78 +78
66 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,8765.9k $242.9k $242.9k 0.00% Added +316 +316
67 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 5,6955.7k $235.4k $235.4k 0.00% New
68 GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio WILMINGTON, DE 5,0505.0k $208.7k $208.7k 0.00% Reduced -1.5k -1,475
69 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,8894.9k $202.1k $202.1k 0.00% Reduced -6.7k -6,669
70 Signature Equity Partners, LLC 0.09% of their portfolio COLUMBUS, OH 4,8064.8k $198.6k $198.6k 0.09% Reduced -1.0k -1,030
71 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,5813.6k $148.0k $148.0k 0.00% New
72 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 3,4883.5k $144.2k $144.2k 0.00% New
73 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,9963.0k $123.8k $123.8k 0.00% Added +153 +153
74 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 2,8892.9k $119.4k $119.4k 0.00% New
75 COMPASS FINANCIAL MANAGEMENT LLC 0.01% of their portfolio TAMPA, FL 2,4882.5k $104.0k $104.0k 0.01% First filing
76 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 2,3582.4k $97.5k $97.5k 0.00% Unchanged
77 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,3252.3k $96.1k $96.1k 0.00% First filing
78 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 1,6471.6k $68.1k $68.1k 0.00% Reduced -352 -352
79 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,6161.6k $66.8k $66.8k 0.00% Unchanged
80 TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio LITTLETON, CO 1,5451.5k $63.9k $63.9k 0.02% Added +245 +245
81 Synergy Investment Management, LLC 0.02% of their portfolio ALTAMONTE SPRINGS, FL 1,5341.5k $63.4k $63.4k 0.02% Unchanged
82 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,4601.5k $60.3k $60.3k 0.00% Reduced -174 -174
83 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,3611.4k $56.2k $56.2k 0.00% Reduced -1.1k -1,139
84 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,3331.3k $55.1k $55.1k 0.00% Reduced -175 -175
85 Rossby Financial, LCC 0.01% of their portfolio MELBOURNE, FL 1,2931.3k $53.4k $53.4k 0.01% Reduced -5 -5
86 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,2801.3k $52.9k $52.9k 0.00% Reduced -172 -172
87 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 1,0671.1k $44.1k $44.1k 0.00% Added +589 +589
88 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 1,0371.0k $42.9k $42.9k 0.00% Reduced -127 -127
89 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 967967 $40.0k $40.0k 0.00% Reduced -1.0k -1,041
90 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.01% of their portfolio INDIANAPOLIS, IN 500500 $20.7k $20.7k 0.01% Unchanged
91 ALERUS FINANCIAL NA 0.00% of their portfolio GRAND FORKS, ND 450450 $18.6k $18.6k 0.00% Unchanged
92 TOUNJIAN ADVISORY PARTNERS, LLC 0.01% of their portfolio FORT MYERS, FL 440440 $18.2k $18.2k 0.01% New
93 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 417417 $17.3k $17.3k 0.00% Unchanged
94 Topsail Wealth Management, LLC 0.00% of their portfolio CHARLOTTE, NC 400400 $16.5k $16.5k 0.00% Unchanged
95 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 367367 $15.2k $15.2k 0.00% Reduced -50 -50
96 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 265265 $11.0k $11.0k 0.00% Added +35 +35
97 FMR LLC 0.00% of their portfolio BOSTON, MA 253253 $10.5k $10.5k 0.00% Added +74 +74
98 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 248248 $10.2k $10.2k 0.00% Unchanged
99 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 208208 $8.6k $8.6k 0.00% Reduced -299 -299
100 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 167167 $7.0k $7.0k 0.00% Unchanged