Vault-13

FIRST TR EXCHANGE TRADED FD FTXO

NASDAQ BK ETF · ETP · CUSIP 33738R860

101 institutional holders +2 vs Q1 2025
4,934,2574.9m shares reported held*
$163.0mreported value*
14 new 37 added 28 reduced 12 sold out net sold ≈ $7.8m (-237.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.03.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 89Q4 22: 87Q1 23: 84Q2 23: 77Q3 23: 80Q4 23: 73Q1 24: 62Q2 24: 63Q3 24: 63Q4 24: 90Q1 25: 99Q2 25: 101101Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202289
Q4 202287
Q1 202384
Q2 202377
Q3 202380
Q4 202373
Q1 202462
Q2 202463
Q3 202463
Q4 202490
Q1 202599
Q2 2025101

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 33 bought or addedQ3 23: 40 cut or sold outQ4 23: 23 bought or addedQ4 23: 53 cut or sold outQ4 23Q1 24: 18 bought or addedQ1 24: 45 cut or sold outQ2 24: 14 bought or addedQ2 24: 36 cut or sold outQ2 24Q3 24: 22 bought or addedQ3 24: 26 cut or sold outQ4 24: 52 bought or addedQ4 24: 18 cut or sold outQ4 24Q1 25: 57 bought or addedQ1 25: 26 cut or sold outQ2 25: 51 bought or addedQ2 25: 40 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20233340
Q4 20232353
Q1 20241845
Q2 20241436
Q3 20242226
Q4 20245218
Q1 20255726
Q2 20255140

Biggest buyers

ROYAL BANK OF CANADA Added +106,698+106.7k
LPL Financial LLC Added +90,949+90.9k
FLOW TRADERS U.S. LLC New +60,055+60.1k
TWO SIGMA INVESTMENTS, LP New +45,100+45.1k
Cambridge Investment Research Advisors, Inc. Added +25,559+25.6k
ASSETMARK, INC Added +25,477+25.5k
Element Wealth, LLC New +21,905+21.9k
Cetera Investment Advisers Added +15,829+15.8k
AVANTAX ADVISORY SERVICES, INC. New +15,563+15.6k
CITADEL ADVISORS LLC New +13,443+13.4k

Biggest sellers

MORGAN STANLEY Reduced -302,672-302.7k
RAYMOND JAMES FINANCIAL INC Reduced -84,841-84.8k
WELLS FARGO & COMPANY/MN Reduced -67,889-67.9k
BANK OF AMERICA CORP /DE/ Reduced -60,845-60.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -46,128-46.1k
UBS Group AG Reduced -44,312-44.3k
PARK AVENUE SECURITIES LLC Sold out -20,517-20.5k
Private Advisory Group LLC Sold out -20,285-20.3k
TradeWell Securities, LLC. Reduced -12,084-12.1k
Virtue Capital Management, LLC Sold out -10,500-10.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.4%, 2026-04-07)

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 617,552617.6k $20.4m $20.4m 0.01% Added +90.9k +90,949
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 611,211611.2k $20.2m $20.2m 0.00% Reduced -302.7k -302,672
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 360,429360.4k $11.9m $11.9m 0.00% Added +3.2k +3,205
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 325,216325.2k $10.7m $10.7m 0.00% Added +106.7k +106,698
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 277,505277.5k $9.2m $9.2m 0.00% Reduced -67.9k -67,889
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 239,481239.5k $7.9m $7.9m 0.00% Reduced -44.3k -44,312
7 TradeWell Securities, LLC. 3.26% of their portfolio Fort Wayne, IN 206,513206.5k $6.8m $6.8m 3.26% Reduced -12.1k -12,084
8 Wagner Wealth Management, LLC 1.26% of their portfolio GREENVILLE, SC 166,630166.6k $5.5m $5.5m 1.26% Added +7.9k +7,911
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 162,326162.3k $5.4m $5.4m 0.00% Reduced -84.8k -84,841
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 158,051158.1k $5.2m $5.2m 0.00% Reduced -60.8k -60,845
11 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 148,399148.4k $4.9m $4.9m 0.01% Added +15.8k +15,829
12 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 141,526141.5k $4.7m $4.7m 0.01% Added +25.5k +25,477
13 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 112,216112.2k $3.7m $3.7m 0.01% Added +25.6k +25,559
14 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 107,053107.1k $3.5m $3.5m 0.01% Reduced -8.9k -8,940
15 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 106,834106.8k $3.5m $3.5m 0.01% Added +58 +58
16 PFG Advisors 0.10% of their portfolio Phoenix, AZ 65,70365.7k $2.2m $2.2m 0.10% Added +12.1k +12,094
17 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 60,83960.8k $2.0m $2.0m 0.01% Added +3.6k +3,583
18 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 60,05560.1k $2.0m $2.0m 0.07% New
19 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 51,89651.9k $1.7m $1.7m 0.03% Added +38 +38
20 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 45,49145.5k $1.5m $1.5m 0.02% Added +8.1k +8,070
21 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 45,10045.1k $1.5m $1.5m 0.00% New
22 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 39,92639.9k $1.3m $1.3m 0.04% Reduced -940 -940
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 38,80538.8k $1.3m $1.3m 0.00% Added +3.2k +3,190
24 Nilsine Partners, LLC 0.13% of their portfolio GREENWOOD VILLAGE, CO 38,54038.5k $1.3m $1.3m 0.13% Added +472 +472
25 Coppell Advisory Solutions LLC 0.09% of their portfolio COPPELL, TX 38,00038.0k $1.2m $1.2m 0.09% Added +4.1k +4,064
26 World Investment Advisors 0.03% of their portfolio LINCROFT, NJ 37,45037.5k $1.2m $1.2m 0.03% Added +6.1k +6,142
27 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 36,50036.5k $1.2m $1.2m 0.00% Reduced -623 -623
28 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 35,92235.9k $1.2m $1.2m 0.01% Reduced -8.8k -8,762
29 IAMS WEALTH MANAGEMENT, LLC 0.54% of their portfolio OMAHA, NE 35,83635.8k $1.2m $1.2m 0.54% Reduced -1.4k -1,407
30 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 32,94232.9k $1.1m $1.1m 0.03% Reduced -2.3k -2,259
31 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 31,13431.1k $1.0m $1.0m 0.01% Added +2.7k +2,744
32 Gateway Wealth Partners, LLC 0.18% of their portfolio APPLETON, WI 28,75028.8k $949.6k $949.6k 0.18% Reduced -786 -786
33 PUFF WEALTH MANAGEMENT, LLC 1.53% of their portfolio Haddonfield, NJ 28,46528.5k $940.2k $940.2k 1.53% Reduced -3.7k -3,683
34 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 26,11526.1k $862.6k $862.6k 0.01% Reduced -309 -309
35 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 25,76125.8k $850.9k $850.9k 0.00% Reduced -4.1k -4,081
36 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 23,91523.9k $789.9k $789.9k 0.00% Added +2.8k +2,841
37 OneAscent Financial Services LLC 0.06% of their portfolio BIRMINGHAM, AL 23,47723.5k $775.0k $775.0k 0.06% Added +1.6k +1,631
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 22,82122.8k $753.8k $753.8k 0.00% Added +2.7k +2,721
39 Element Wealth, LLC 0.33% of their portfolio RIDGELAND, MS 21,90521.9k $723.5k $723.5k 0.33% New
40 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 19,71919.7k $651.0k $651.0k 0.00% Added +2.8k +2,824
41 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 18,77218.8k $613.8k $613.8k 0.01% Reduced -448 -448
42 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 17,67817.7k $583.9k $583.9k 0.00% Added +150 +150
43 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 17,00317.0k $561.6k $561.6k 0.00% Reduced -8.3k -8,259
44 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 15,56315.6k $514.1k $514.1k 0.00% New
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,44313.4k $444.0k $444.0k 0.00% New
46 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 13,39713.4k $442.5k $442.5k 0.01% Added +11.5k +11,490
47 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 13,12113.1k $433.4k $433.4k 0.00% Reduced -1.8k -1,798
48 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 12,33212.3k $407.3k $407.3k 0.01% Reduced -3.7k -3,680
49 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,00212.0k $396.0k $396.0k 0.00% Reduced -3.0k -2,955
50 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 11,78111.8k $409.4k $409.4k 0.00% Reduced -1.7k -1,699
51 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 10,76210.8k $355.5k $355.5k 0.01% Added +491 +491
52 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 10,53910.5k $348.1k $348.1k 0.00% Added +1.2k +1,153
53 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 9,6889.7k $320.0k $320.0k 0.03% Reduced -40 -40
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,5799.6k $316.4k $316.4k 0.00% Reduced -46.1k -46,128
55 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 9,4799.5k $313.1k $313.1k 0.01% Added +380 +380
56 HBW ADVISORY SERVICES LLC 0.03% of their portfolio SIMI VALLEY, CA 7,8887.9k $260.5k $260.5k 0.03% Added +427 +427
57 PURSUE WEALTH PARTNERS LLC 0.14% of their portfolio ALAMO, CA 7,3617.4k $243.1k $243.1k 0.14% Unchanged
58 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 7,3597.4k $243.1k $243.1k 0.01% Added +153 +153
59 BlueChip Wealth Advisors LLC 0.10% of their portfolio Milton, GA 6,7646.8k $223.4k $223.4k 0.10% Unchanged
60 Traction Financial Partners, LLC 0.15% of their portfolio LITTLETON, CO 6,6636.7k $220.1k $220.1k 0.15% New
61 Pinnacle Family Advisors, LLC 0.11% of their portfolio Springfield, MO 6,6056.6k $218.2k $218.2k 0.11% New
62 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 6,4136.4k $211.8k $211.8k 0.01% First filing
63 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 6,3966.4k $211.3k $211.3k 0.00% New
64 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 5,0165.0k $165.7k $165.7k 0.00% Added +574 +574
65 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 3,6133.6k $119.3k $119.3k 0.01% Added +209 +209
66 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 3,0773.1k $101.6k $101.6k 0.00% New
67 TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio LITTLETON, CO 1,6981.7k $56.1k $56.1k 0.02% Added +1.2k +1,185
68 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,6381.6k $54.1k $54.1k 0.00% Added +3 +3
69 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,3781.4k $45.5k $45.5k 0.00% Added +794 +794
70 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,3341.3k $44.0k $44.0k 0.00% Reduced -64 -64
71 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,2121.2k $40.0k $40.0k 0.00% Reduced -1.2k -1,212
72 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.00% of their portfolio INDIANAPOLIS, IN 1,0651.1k $35.2k $35.2k 0.00% Reduced -300 -300
73 COMERICA BANK 0.00% of their portfolio DALLAS, TX 962962 $31.8k $31.8k 0.00% Added +40 +40
74 Sherman Asset Management, Inc. 0.03% of their portfolio VENTURA, CA 870870 $28.7k $28.7k 0.03% Unchanged
75 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 700700 $23.1k $23.1k 0.00% New
76 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 676676 $22.3k $22.3k 0.00% Unchanged
77 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 530530 $17.5k $17.5k 0.00% Unchanged
78 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 460460 $15.2k $15.2k 0.00% Unchanged
79 ALERUS FINANCIAL NA 0.00% of their portfolio GRAND FORKS, ND 450450 $14.9k $14.9k 0.00% New
80 WealthShield Partners, LLC 0.00% of their portfolio CARY, NC 440440 $14.5k $14.5k 0.00% Unchanged
81 CWM, LLC 0.00% of their portfolio OMAHA, NE 439439 $15.0k $15.0k 0.00% Added +117 +117
82 Topsail Wealth Management, LLC 0.00% of their portfolio CHARLOTTE, NC 400400 $13.2k $13.2k 0.00% Reduced -200 -200
83 Rossby Financial, LCC 0.00% of their portfolio MELBOURNE, FL 348348 $11.5k $11.5k 0.00% Added +11 +11
84 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 207207 $6.8k $6.8k 0.00% Unchanged
85 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 184184 $6.1k $6.1k 0.00% New
86 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 158158 $5.2k $5.2k 0.00% Added +43 +43
87 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 152152 $5.0k $5.0k 0.00% Unchanged
88 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 100100 $3.3k $3.3k 0.00% Unchanged
89 AMERICAN NATIONAL BANK & TRUST 0.00% of their portfolio WICHITA FALLS, TX 9494 $3.1k $3.1k 0.00% Unchanged
90 Transce3nd, LLC 0.00% of their portfolio BUDA, TX 8989 $2.9k $2.9k 0.00% Unchanged
91 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 8282 $2.7k $2.7k 0.00% Unchanged
92 FMR LLC 0.00% of their portfolio BOSTON, MA 5555 $1.8k $1.8k 0.00% Unchanged
93 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 5353 $1.8k $1.8k 0.00% New
94 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 5050 $1.7k $1.7k 0.00% Unchanged
95 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 4646 $1.5k $1.5k 0.00% Unchanged
96 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 4040 $1.3k $1.3k 0.00% Unchanged
97 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 4040 $1.3k $1.3k 0.00% Unchanged
98 Decker Retirement Planning Inc. 0.00% of their portfolio LEVI, UT 44 $132 $132 0.00% Unchanged
99 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged
100 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 00 $3 $3 0.00% Unchanged