Vault-13

FIRST TR EXCHANGE-TRADED FD FTXG

NASDQ FOD BVRG · ETP · CUSIP 33738R852

53 institutional holders -11 vs Q3 2023
2,648,5772.6m shares reported held*
$64.3mreported value*
4 new 11 added 28 reduced 15 sold out net sold ≈ $36.6m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.26.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 61Q4 22: 77Q1 23: 81Q2 23: 79Q3 23: 64Q4 23: 5353Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202261
Q4 202277
Q1 202381
Q2 202379
Q3 202364
Q4 202353

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 49 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 48 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 27 bought or addedQ3 23: 56 cut or sold outQ3 23Q4 23: 15 bought or addedQ4 23: 43 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224925
Q1 20235232
Q2 20234832
Q3 20232756
Q4 20231543

Biggest buyers

MORGAN STANLEY Added +346,305+346.3k
GTS SECURITIES LLC New +57,701+57.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +31,694+31.7k
Commonwealth Retirement Investments LLC New +11,908+11.9k
UBS Group AG Added +6,107+6.1k
Csenge Advisory Group Added +4,900+4.9k
Advisory Services Network, LLC New +3,839+3.8k
BANK OF AMERICA CORP /DE/ Added +3,558+3.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +3,385+3.4k
Founders Financial Alliance, LLC Added +552+552

Biggest sellers

CWM, LLC Reduced -339,385-339.4k
WELLS FARGO & COMPANY/MN Reduced -325,030-325.0k
Cyndeo Wealth Partners, LLC Sold out -243,643-243.6k
GOLDMAN SACHS GROUP INC Reduced -208,663-208.7k
JANE STREET GROUP, LLC Sold out -102,280-102.3k
Gateway Advisory, LLC Sold out -77,997-78.0k
OSAIC HOLDINGS, INC. Reduced -75,149-75.1k
LPL Financial LLC Reduced -62,096-62.1k
DAVENPORT & Co LLC Sold out -54,569-54.6k
Nilsine Partners, LLC Reduced -51,782-51.8k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,085,7381.1m $26.3m $26.3m 0.00% Added +346.3k +346,305
2 Nilsine Partners, LLC 1.11% of their portfolio GREENWOOD VILLAGE, CO 296,520296.5k $7.2m $7.2m 1.11% Reduced -51.8k -51,782
3 Csenge Advisory Group 0.35% of their portfolio CLEARWATER, FL 233,007233.0k $5.7m $5.7m 0.35% Added +4.9k +4,900
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 135,568135.6k $3.3m $3.3m 0.00% Reduced -62.1k -62,096
5 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 102,349102.3k $2.5m $2.5m 0.01% Reduced -2.1k -2,128
6 BENJAMIN F. EDWARDS & COMPANY, INC. 0.05% of their portfolio ST. LOUIS, MO 96,25896.3k $2.3m $2.3m 0.05% Reduced -10.9k -10,857
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 88,83488.8k $2.2m $2.2m 0.00% Reduced -325.0k -325,030
8 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 57,70157.7k $1.4m $1.4m 0.03% New
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 46,63646.6k $1.1m $1.1m 0.00% Added +31.7k +31,694
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 46,34146.3k $1.1m $1.1m 0.00% Added +3.6k +3,558
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 36,38536.4k $882.7k $882.7k 0.00% Reduced -208.7k -208,663
12 WMG Financial Advisors, LLC 0.54% of their portfolio Knoxville, TN 34,14134.1k $828.3k $828.3k 0.54% Reduced -2.5k -2,532
13 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 32,21932.2k $781.6k $781.6k 0.01% Reduced -10.4k -10,386
14 WealthCare Investment Partners, LLC 0.41% of their portfolio PORTSMOUTH, RI 31,12631.1k $759.7k $759.7k 0.41% Reduced -4.0k -4,025
15 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 30,82830.8k $747.9k $747.9k 0.01% Reduced -11.5k -11,534
16 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 24,85424.9k $603.0k $603.0k 0.00% Reduced -29.2k -29,243
17 TRANSATLANTIQUE PRIVATE WEALTH LLC 0.26% of their portfolio NEW YORK, NY 22,61122.6k $548.5k $548.5k 0.26% Reduced -28.1k -28,150
18 Regal Investment Advisors LLC 0.04% of their portfolio KENTWOOD, MI 22,40522.4k $543.5k $543.5k 0.04% Reduced -3.6k -3,555
19 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 21,78821.8k $528.6k $528.6k 0.00% Reduced -6.5k -6,502
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,89120.9k $506.7k $506.7k 0.00% Reduced -75.1k -75,149
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,77019.8k $479.6k $479.6k 0.00% Reduced -1.1k -1,111
22 TRUST CO OF OKLAHOMA 0.18% of their portfolio TULSA, OK 19,41319.4k $471.0k $471.0k 0.18% Reduced -5.2k -5,238
23 Apeiron RIA LLC 0.13% of their portfolio Dallas, TX 16,69316.7k $405.0k $405.0k 0.13% Reduced -3.5k -3,516
24 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 16,12116.1k $391.1k $391.1k 0.01% Reduced -2.4k -2,438
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,90714.9k $361.6k $361.6k 0.00% Reduced -35.0k -35,015
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,33612.3k $299.0k $299.0k 0.00% Added +3.4k +3,385
27 Commonwealth Retirement Investments LLC 0.15% of their portfolio RICHMOND, VA 11,90811.9k $288.9k $288.9k 0.15% New
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,05610.1k $244.0k $244.0k 0.00% Reduced -43.4k -43,424
29 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 9,8669.9k $239.0k $239.0k 0.00% Added +317 +317
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 8,4698.5k $205.5k $205.5k 0.00% Added +6.1k +6,107
31 DB Wealth Management Group, LLC 0.09% of their portfolio SAN DIEGO, CA 6,5736.6k $159.5k $159.5k 0.09% Reduced -12.8k -12,751
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,5066.5k $158.0k $158.0k 0.00% Reduced -31.6k -31,572
33 Founders Financial Alliance, LLC 0.05% of their portfolio RALEIGH, NC 5,7385.7k $139.2k $139.2k 0.05% Added +552 +552
34 ATWOOD & PALMER INC 0.01% of their portfolio KANSAS CITY, MO 5,0755.1k $123.1k $123.1k 0.01% Unchanged
35 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,1204.1k $100.0k $100.0k 0.01% Unchanged
36 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 3,8393.8k $93.1k $93.1k 0.00% New
37 NewSquare Capital LLC 0.01% of their portfolio NEWTOWN SQUARE, PA 2,7902.8k $67.7k $67.7k 0.01% Reduced -2.7k -2,658
38 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,3152.3k $56.2k $56.2k 0.00% Unchanged
39 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 1,2391.2k $31.0k $31.0k 0.00% Reduced -1.6k -1,563
40 PSI Advisors, LLC 0.01% of their portfolio TAMPA, FL 1,1271.1k $27.3k $27.3k 0.01% Added +1 +1
41 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,0431.0k $25.3k $25.3k 0.00% Unchanged
42 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 928928 $22.5k $22.5k 0.00% Reduced -296 -296
43 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 350350 $8.5k $8.5k 0.00% Added +56 +56
44 O'Dell Group, LLC 0.00% of their portfolio CINCINNATI, OH 349349 $8.5k $8.5k 0.00% New
45 CWM, LLC 0.00% of their portfolio OMAHA, NE 321321 $8.0k $8.0k 0.00% Reduced -339.4k -339,385
46 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 142142 $3.4k $3.4k 0.00% Unchanged
47 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 139139 $3.4k $3.4k 0.00% Unchanged
48 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 100100 $2.4k $2.4k 0.00% Unchanged
49 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 9696 $2.0k $2.0k 0.00% Unchanged
50 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 7474 $1.8k $1.8k 0.00% Unchanged
51 FMR LLC 0.00% of their portfolio BOSTON, MA 6767 $1.6k $1.6k 0.00% Reduced -1 -1
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 22 $48 $48 0.00% Added +1 +1
53 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 11 $4 $4 0.00% First filing