Vault-13

FIRST TR EXCHANGE-TRADED FD FTXN

NASDQ OIL GAS · ETP · CUSIP 33738R845

86 institutional holders +4 vs Q1 2026
3,388,8933.4m shares reported held*
$113.3mreported value*
19 new 28 added 22 reduced 13 sold out net bought ≈ $7.3m (+218.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.43.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 90Q4 22: 103Q1 23: 106Q2 23: 96Q3 23: 100Q4 23: 102Q1 24: 111Q2 24: 95Q3 24: 83Q4 24: 96Q1 25: 92Q2 25: 79Q3 25: 76Q4 25: 77Q1 26: 82Q2 26: 8686Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202290
Q4 2022103
Q1 2023106
Q2 202396
Q3 2023100
Q4 2023102
Q1 2024111
Q2 202495
Q3 202483
Q4 202496
Q1 202592
Q2 202579
Q3 202576
Q4 202577
Q1 202682
Q2 202686

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 23 bought or addedQ3 24: 58 cut or sold outQ4 24: 39 bought or addedQ4 24: 37 cut or sold outQ4 24Q1 25: 34 bought or addedQ1 25: 48 cut or sold outQ2 25: 22 bought or addedQ2 25: 51 cut or sold outQ2 25Q3 25: 19 bought or addedQ3 25: 45 cut or sold outQ4 25: 29 bought or addedQ4 25: 40 cut or sold outQ4 25Q1 26: 40 bought or addedQ1 26: 32 cut or sold outQ2 26: 47 bought or addedQ2 26: 35 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242358
Q4 20243937
Q1 20253448
Q2 20252251
Q3 20251945
Q4 20252940
Q1 20264032
Q2 20264735

Biggest buyers

TWO SIGMA INVESTMENTS, LP New +215,996+216.0k
Summit Financial, LLC New +214,781+214.8k
Tower Research Capital LLC (TRC) New +137,341+137.3k
RAYMOND JAMES FINANCIAL INC Added +124,974+125.0k
BENJAMIN EDWARDS INC Added +73,706+73.7k
HRT FINANCIAL LP New +73,582+73.6k
ROYAL BANK OF CANADA Added +72,749+72.7k
CITADEL ADVISORS LLC Added +50,582+50.6k
GOLDMAN SACHS GROUP INC Added +45,555+45.6k
Cambridge Investment Research Advisors, Inc. Added +43,727+43.7k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -304,742-304.7k
MORGAN STANLEY Reduced -268,842-268.8k
NewSquare Capital LLC Sold out -206,005-206.0k
BNP PARIBAS FINANCIAL MARKETS Sold out -100,000-100.0k
Independent Advisor Alliance Sold out -51,595-51.6k
OSAIC HOLDINGS, INC. Reduced -41,637-41.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -39,716-39.7k
LEVEL FOUR ADVISORY SERVICES, LLC Sold out -36,035-36.0k
Nilsine Partners, LLC Sold out -32,061-32.1k
OPPENHEIMER & CO INC Sold out -29,426-29.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.8 pts · filed 2026-10-27 71.1% -2.8 pts 20.7m≈ $691.6m 2026-10-27

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 440,208440.2k $14.7m $14.7m 0.00% Reduced -268.8k -268,842
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 319,934319.9k $10.7m $10.7m 0.00% Added +13.5k +13,524
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 319,764319.8k $10.7m $10.7m 0.00% Reduced -304.7k -304,742
4 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 244,013244.0k $8.2m $8.2m 0.00% Added +125.0k +124,974
5 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 215,996216.0k $7.2m $7.2m 0.01% New
6 Summit Financial, LLC 0.08% of their portfolio PARSIPPANY, NJ 214,781214.8k $7.2m $7.2m 0.08% New
7 Tower Research Capital LLC (TRC) 0.11% of their portfolio NEW YORK, NY 137,341137.3k $4.6m $4.6m 0.11% New
8 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 116,846116.8k $3.9m $3.9m 0.00% Added +19.3k +19,256
9 BENJAMIN EDWARDS INC 0.03% of their portfolio Clayton, MO 104,626104.6k $3.5m $3.5m 0.03% Added +73.7k +73,706
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 94,54794.5k $3.2m $3.2m 0.00% Added +72.7k +72,749
11 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 76,25176.3k $2.5m $2.5m 0.00% Reduced -6.8k -6,817
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 75,22475.2k $2.5m $2.5m 0.00% Added +16.2k +16,211
13 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 75,13275.1k $2.5m $2.5m 0.00% Added +43.7k +43,727
14 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 73,58273.6k $2.5m $2.5m 0.01% New
15 WCG Wealth Advisors LLC 0.06% of their portfolio LAS VEGAS, NV 71,70471.7k $2.4m $2.4m 0.06% Reduced -74 -74
16 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 63,04963.0k $2.1m $2.1m 0.00% Added +50.6k +50,582
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 61,28261.3k $2.0m $2.0m 0.00% Added +45.6k +45,555
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 49,36649.4k $1.7m $1.7m 0.00% Added +21.5k +21,504
19 SFI Advisors, LLC 1.31% of their portfolio Montclair, NJ 45,38245.4k $1.5m $1.5m 1.31% Reduced -215 -215
20 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 43,19243.2k $1.4m $1.4m 0.00% New
21 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 42,22842.2k $1.4m $1.4m 0.06% New
22 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio ORLANDO, FL 34,36734.4k $1.1m $1.1m 0.07% Reduced -1.2k -1,238
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 29,38329.4k $983.0k $983.0k 0.00% Reduced -41.6k -41,637
24 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 28,35228.4k $947.8k $947.8k 0.00% Added +5.1k +5,132
25 Tudor Financial Inc. 0.39% of their portfolio DAYTON, OH 25,73025.7k $860.1k $860.1k 0.39% New
26 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 24,85724.9k $831.0k $831.0k 0.00% Reduced -512 -512
27 Kovack Advisors, Inc. 0.04% of their portfolio FT. LAUDERDALE, FL 23,58523.6k $783.1k $783.1k 0.04% New
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 22,04322.0k $742.7k $742.7k 0.00% Added +22.0k +22,043
29 Regal Investment Advisors LLC 0.04% of their portfolio KENTWOOD, MI 21,95922.0k $734.1k $734.1k 0.04% Added +12.8k +12,759
30 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 18,50018.5k $618.4k $618.4k 0.00% Added +16.4k +16,410
31 Realta Investment Advisors 0.19% of their portfolio WILMINGTON, DE 18,49718.5k $618.4k $618.4k 0.19% New
32 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 18,14818.1k $606.7k $606.7k 0.00% Added +12.7k +12,674
33 ADAMSBROWN WEALTH CONSULTANTS LLC 0.10% of their portfolio WICHITA, KS 16,52416.5k $552.4k $552.4k 0.10% Added +344 +344
34 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 15,33715.3k $520.0k $520.0k 0.02% New
35 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 13,71613.7k $458.5k $458.5k 0.00% Added +9 +9
36 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,95413.0k $433.1k $433.1k 0.00% Added +1.7k +1,665
37 PGIM Custom Harvest LLC 0.01% of their portfolio NEWARK, NJ 12,83512.8k $429.1k $429.1k 0.01% Reduced -699 -699
38 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,10612.1k $405.0k $405.0k 0.00% Reduced -7.3k -7,261
39 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,54410.5k $352.5k $352.5k 0.00% Added +752 +752
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,17610.2k $340.2k $340.2k 0.00% Reduced -11.8k -11,776
41 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 9,8049.8k $327.7k $327.7k 0.00% Reduced -39.7k -39,716
42 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 9,7559.8k $326.1k $326.1k 0.01% Reduced -1.1k -1,067
43 Harvest Investment Services, LLC 0.05% of their portfolio Oakbrook Terrace, IL 8,9188.9k $298.1k $298.1k 0.05% Added +568 +568
44 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 8,5388.5k $285.4k $285.4k 0.00% Unchanged
45 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 8,4638.5k $282.9k $282.9k 0.00% Reduced -2.6k -2,639
46 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,3918.4k $280.5k $280.5k 0.00% Unchanged
47 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 7,6917.7k $257.1k $257.1k 0.00% New
48 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 7,1997.2k $240.7k $240.7k 0.00% New
49 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 6,7596.8k $226.0k $226.0k 0.00% New
50 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 6,5496.5k $218.9k $218.9k 0.00% New
51 MGO ONE SEVEN LLC 0.00% of their portfolio Beachwood, OH 6,2266.2k $208.1k $208.1k 0.00% Unchanged
52 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 6,0386.0k $201.8k $201.8k 0.00% Reduced -500 -500
53 Activest Wealth Management 0.04% of their portfolio AVENTURA, FL 5,5245.5k $184.7k $184.7k 0.04% Unchanged
54 CENTAURUS FINANCIAL, INC. 0.00% of their portfolio ANAHEIM, CA 3,6073.6k $121.0k $121.0k 0.00% Reduced -4.0k -3,994
55 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,4863.5k $116.5k $116.5k 0.00% Reduced -609 -609
56 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 3,1253.1k $104.5k $104.5k 0.00% New
57 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,0493.0k $101.9k $101.9k 0.00% New
58 FAS Wealth Partners, Inc. 0.00% of their portfolio LEAWOOD, KS 2,7282.7k $91.2k $91.2k 0.00% Added +9 +9
59 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,2622.3k $75.6k $75.6k 0.00% First filing
60 FMR LLC 0.00% of their portfolio BOSTON, MA 2,0652.1k $69.0k $69.0k 0.00% Added +827 +827
61 MCF Advisors LLC 0.00% of their portfolio LEXINGTON, KY 1,3761.4k $46.0k $46.0k 0.00% New
62 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,3741.4k $45.9k $45.9k 0.00% Added +228 +228
63 HighMark Wealth Management LLC 0.01% of their portfolio ST. PAUL, MN 1,1501.1k $38.4k $38.4k 0.01% Unchanged
64 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,1301.1k $37.8k $37.8k 0.00% Reduced -1.5k -1,510
65 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,0571.1k $35.4k $35.4k 0.00% Reduced -1.1k -1,122
66 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0191.0k $34.1k $34.1k 0.00% Reduced -2.4k -2,374
67 Hilton Head Capital Partners, LLC 0.02% of their portfolio HILTON HEAD ISLAND, SC 982982 $32.8k $32.8k 0.02% Unchanged
68 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 960960 $32.1k $32.1k 0.00% New
69 HAZLETT, BURT & WATSON, INC. 0.01% of their portfolio WHEELING, WV 900900 $30.0k $30.0k 0.01% Unchanged
70 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 666666 $22.3k $22.3k 0.00% Unchanged
71 Westfuller Advisors, LLC 0.01% of their portfolio New York, NY 649649 $21.7k $21.7k 0.01% Added +3 +3
72 Westside Investment Management, Inc. 0.00% of their portfolio SANTA MONICA, CA 549549 $18.4k $18.4k 0.00% Unchanged
73 Golden State Wealth Management, LLC 0.00% of their portfolio SANTA ANA, CA 504504 $16.8k $16.8k 0.00% Added +2 +2
74 MARK SHEPTOFF FINANCIAL PLANNING, LLC 0.01% of their portfolio GLASTONBURY, CT 338338 $11.3k $11.3k 0.01% Added +1 +1
75 Signature Equity Partners, LLC 0.01% of their portfolio COLUMBUS, OH 335335 $11.2k $11.2k 0.01% Unchanged
76 Jackson, Grant Investment Advisers, Inc. 0.00% of their portfolio STAMFORD, CT 318318 $10.6k $10.6k 0.00% New
77 Insight Inv LLC 0.00% of their portfolio EL SEGUNDO, CA 201201 $6.7k $6.7k 0.00% Unchanged
78 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 200200 $6.7k $6.7k 0.00% Unchanged
79 Rossby Financial, LCC 0.00% of their portfolio MELBOURNE, FL 196196 $6.6k $6.6k 0.00% Reduced -17 -17
80 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 180180 $6.0k $6.0k 0.00% Unchanged
81 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 160160 $5.3k $5.3k 0.00% Unchanged
82 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 138138 $4.6k $4.6k 0.00% Reduced -629 -629
83 Archer Investment Corp 0.00% of their portfolio Carmel, IN 136136 $4.6k $4.6k 0.00% Added +68 +68
84 Kiker Wealth Management, LLC 0.00% of their portfolio JASPER, GA 7272 $2.4k $2.4k 0.00% Unchanged
85 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 4848 $1.6k $1.6k 0.00% Unchanged
86 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 1717 $571 $571 0.00% Added +2 +2