Vault-13

FIRST TR EXCHANGE-TRADED FD FTXN

NASDQ OIL GAS · ETP · CUSIP 33738R845

96 institutional holders -10 vs Q1 2023
6,137,1046.1m shares reported held*
$162.5mreported value*
13 new 25 added 45 reduced 23 sold out net sold ≈ $55.1m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($97.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.48. Options: 0 managers hold calls (— notional), 1 hold puts ($1.1m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 90Q4 22: 103Q1 23: 106Q2 23: 9696Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202290
Q4 2022103
Q1 2023106
Q2 202396

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 59 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 68 cut or sold outQ1 23Q2 23: 38 bought or addedQ2 23: 68 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225942
Q1 20235268
Q2 20233868

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $1.1mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$1.1m—

Biggest buyers

LPL Financial LLC Added +82,981+83.0k
AVANTAX ADVISORY SERVICES, INC. New +41,919+41.9k
Snowden Capital Advisors LLC New +38,042+38.0k
GOLDMAN SACHS GROUP INC Added +32,657+32.7k
Cambridge Investment Research Advisors, Inc. Added +30,877+30.9k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +22,676+22.7k
JANE STREET GROUP, LLC Added +17,652+17.7k
NewEdge Wealth, LLC New +15,728+15.7k
CITADEL ADVISORS LLC Added +13,742+13.7k
Clarus Wealth Advisors New +13,213+13.2k

Biggest sellers

BANK OF AMERICA CORP /DE/ Sold out -500,700-500.7k
MORGAN STANLEY Reduced -300,729-300.7k
Cyndeo Wealth Partners, LLC Reduced -244,099-244.1k
RAYMOND JAMES & ASSOCIATES Reduced -168,336-168.3k
Raymond James Financial Services Advisors, Inc. Reduced -122,039-122.0k
HRT FINANCIAL LP Reduced -115,131-115.1k
ROYAL BANK OF CANADA Reduced -102,427-102.4k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -94,783-94.8k
Baird Financial Group, Inc. Reduced -93,805-93.8k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -90,118-90.1k

Biggest calls

None

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $1.1m42.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.8 pts · filed 2026-10-27 71.1% -2.8 pts 20.7m≈ $691.6m 2026-10-27

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,737,2551.7m $45.7m $45.7m 0.00% Reduced -300.7k -300,729
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 855,105855.1k $22.5m $22.5m 0.02% Added +83.0k +82,981
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 489,900489.9k $12.9m $12.9m 0.01% Reduced -3.3k -3,305
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 331,880331.9k $8.7m $8.7m 0.00% Reduced -38.8k -38,834
5 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 313,709313.7k $8.3m $8.3m 0.01% Reduced -122.0k -122,039
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 236,997237.0k $6.2m $6.2m 0.00% Reduced -242 -242
7 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 140,787140.8k $3.7m $3.7m 0.02% Added +30.9k +30,877
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 135,970136.0k $3.6m $3.6m 0.00% Reduced -168.3k -168,336
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 131,281131.3k $3.5m $3.5m 0.01% Reduced -59.3k -59,265
10 SFI Advisors, LLC 2.36% of their portfolio Montclair, NJ 94,36694.4k $2.5m $2.5m 2.36% Added +523 +523
11 KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio AUSTIN, TX 78,68078.7k $2.1m $2.1m 0.07% Added +22.7k +22,676
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 75,11775.1k $2.0m $2.0m 0.00% Reduced -41.8k -41,756
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 64,81964.8k $1.7m $1.7m 0.00% Added +32.7k +32,657
14 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 58,52858.5k $1.5m $1.5m 0.01% Reduced -819 -819
15 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 49,82149.8k $1.3m $1.3m 0.01% Reduced -833 -833
16 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 49,74549.7k $1.3m $1.3m 0.01% Reduced -2.9k -2,936
17 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 48,81148.8k $1.3m $1.3m 0.00% Reduced -5.5k -5,461
18 Coppell Advisory Solutions LLC 0.36% of their portfolio COPPELL, TX 48,31048.3k $1.3m $1.3m 0.36% Added +4.6k +4,595
19 CWM, LLC 0.01% of their portfolio OMAHA, NE 47,54647.5k $1.3m $1.3m 0.01% Reduced -9.9k -9,875
20 BENJAMIN F. EDWARDS & COMPANY, INC. 0.05% of their portfolio ST. LOUIS, MO 47,47847.5k $1.2m $1.2m 0.05% Reduced -90.1k -90,118
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 47,24947.2k $1.2m $1.2m 0.00% Reduced -26.8k -26,824
22 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 46,65446.7k $1.2m $1.2m 0.00% Added +547 +547
23 PGIM Custom Harvest LLC 0.04% of their portfolio NEWARK, NJ 44,55544.6k $1.2m $1.2m 0.04% Unchanged
24 Secure Asset Management, LLC 0.35% of their portfolio Troy, MI 43,89943.9k $1.2m $1.2m 0.35% Added +288 +288
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 43,26843.3k $1.1m $1.1m 0.00% Added +17.7k +17,652
26 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 41,91941.9k $1.1m $1.1m 0.01% New
27 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 40,64840.6k $1.1m $1.1m 0.01% Reduced -839 -839
28 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 38,04238.0k $1.0m $1.0m 0.04% New
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 37,51437.5k $987.6k $987.6k 0.00% Added +13.7k +13,742
30 Quantum Private Wealth, LLC 0.43% of their portfolio TAMPA, FL 35,62935.6k $937.9k $937.9k 0.43% Added +9.6k +9,553
31 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 34,38134.4k $905.1k $905.1k 0.00% Added +6.7k +6,657
32 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 33,14833.1k $872.6k $872.6k 0.01% Reduced -14.3k -14,318
33 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 32,98933.0k $868.5k $868.5k 0.01% Added +7.2k +7,247
34 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 32,04032.0k $843.5k $843.5k 0.01% Added +306 +306
35 Apeiron RIA LLC 0.27% of their portfolio Dallas, TX 30,27830.3k $797.1k $797.1k 0.27% Reduced -40 -40
36 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 30,08030.1k $791.9k $791.9k 0.01% Reduced -63.4k -63,383
37 Regal Investment Advisors LLC 0.06% of their portfolio KENTWOOD, MI 28,75528.8k $757.0k $757.0k 0.06% Reduced -761 -761
38 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 28,52228.5k $750.9k $750.9k 0.01% Added +143 +143
39 MGO ONE SEVEN LLC 0.06% of their portfolio Beachwood, OH 25,23325.2k $664.3k $664.3k 0.06% Reduced -230 -230
40 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 24,92824.9k $656.2k $656.2k 0.01% Added +5.2k +5,247
41 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 21,38321.4k $562.9k $562.9k 0.02% Reduced -21.8k -21,836
42 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 20,52020.5k $540.2k $540.2k 0.00% Reduced -11.0k -10,968
43 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 19,99620.0k $526.0k $526.0k 0.01% Reduced -115.1k -115,131
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 18,85918.9k $497.0k $497.0k 0.00% Reduced -102.4k -102,427
45 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,39017.4k $458.0k $458.0k 0.00% Reduced -8.7k -8,670
46 National Wealth Management Group, LLC 0.52% of their portfolio CINCINNATI, OH 17,08317.1k $498.8k $498.8k 0.52% Reduced -5.4k -5,366
47 Cyndeo Wealth Partners, LLC 0.04% of their portfolio ST. PETERSBURG, FL 16,10316.1k $423.9k $423.9k 0.04% Reduced -244.1k -244,099
48 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 15,72815.7k $414.1k $414.1k 0.01% New
49 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 15,60115.6k $410.7k $410.7k 0.02% Reduced -1.3k -1,262
50 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 14,56114.6k $383.3k $383.3k 0.00% First filing
51 HFG Advisors, Inc. 0.37% of their portfolio CINCINATTI, OH 13,27813.3k $349.5k $349.5k 0.37% Reduced -139 -139
52 Clarus Wealth Advisors 0.21% of their portfolio PEORIA, AZ 13,21313.2k $347.8k $347.8k 0.21% New
53 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 12,94412.9k $333.3k $333.3k 0.01% Added +12.1k +12,135
54 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 12,61912.6k $332.0k $332.0k 0.03% Reduced -1.4k -1,391
55 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 12,49012.5k $328.8k $328.8k 0.01% Reduced -219 -219
56 Gerber Kawasaki Wealth & Investment Management 0.02% of their portfolio SANTA MONICA, CA 11,90211.9k $313.3k $313.3k 0.02% Reduced -7.0k -7,018
57 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 10,97111.0k $288.8k $288.8k 0.00% Reduced -93.8k -93,805
58 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 10,81610.8k $284.7k $284.7k 0.01% First filing
59 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 10,73310.7k $282.6k $282.6k 0.01% Added +1.4k +1,418
60 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,42010.4k $274.0k $274.0k 0.00% Reduced -2.9k -2,895
61 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 10,06410.1k $265.0k $265.0k 0.01% Reduced -25.4k -25,356
62 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 8,9478.9k $235.5k $235.5k 0.00% Added +1.4k +1,439
63 Laidlaw Wealth Management LLC 0.04% of their portfolio NEW YORK CITY, NY 8,0918.1k $213.0k $213.0k 0.04% Unchanged
64 OneAscent Financial Services LLC 0.09% of their portfolio BIRMINGHAM, AL 7,8297.8k $206.0k $206.0k 0.09% New
65 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 6,9537.0k $183.0k $183.0k 0.00% New
66 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 6,9046.9k $1.1m $1.1m 0.00% New
67 Founders Financial Alliance, LLC 0.05% of their portfolio RALEIGH, NC 4,6284.6k $121.8k $121.8k 0.05% Reduced -19 -19
68 NewSquare Capital LLC 0.01% of their portfolio NEWTOWN SQUARE, PA 3,9373.9k $103.6k $103.6k 0.01% Reduced -410 -410
69 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,3483.3k $88.1k $88.1k 0.01% Reduced -924 -924
70 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 3,3463.3k $88.1k $88.1k 0.01% Reduced -3.8k -3,825
71 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 2,9603.0k $77.9k $77.9k 0.01% New
72 DB Wealth Management Group, LLC 0.05% of their portfolio SAN DIEGO, CA 2,9162.9k $76.8k $76.8k 0.05% Reduced -379 -379
73 FAS Wealth Partners, Inc. 0.01% of their portfolio LEAWOOD, KS 2,5382.5k $66.8k $66.8k 0.01% Added +40 +40
74 AlphaMark Advisors, LLC 0.03% of their portfolio FT. WRIGHT, KY 2,4502.5k $64.0k $64.0k 0.03% Unchanged
75 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,1582.2k $56.8k $56.8k 0.00% Reduced -31.7k -31,651
76 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 1,6301.6k $43.0k $43.0k 0.01% Added +120 +120
77 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 1,4501.4k $38.2k $38.2k 0.01% Unchanged
78 HighMark Wealth Management LLC 0.02% of their portfolio ST. PAUL, MN 1,1501.1k $30.3k $30.3k 0.02% Unchanged
79 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 1,1051.1k $29.1k $29.1k 0.00% Unchanged
80 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 998998 $26.3k $26.3k 0.00% Added +59 +59
81 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 851851 $23.0k $23.0k 0.00% Reduced -259 -259
82 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 800800 $21.1k $21.1k 0.01% New
83 ATWOOD & PALMER INC 0.00% of their portfolio KANSAS CITY, MO 680680 $17.9k $17.9k 0.00% Reduced -5.0k -5,045
84 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 615615 $16.2k $16.2k 0.00% Added +1 +1
85 Westside Investment Management, Inc. 0.00% of their portfolio SANTA MONICA, CA 549549 $14.5k $14.5k 0.00% Unchanged
86 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 439439 $11.6k $11.6k 0.00% Unchanged
87 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 300300 $7.9k $7.9k 0.00% Unchanged
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 206206 $5.4k $5.4k 0.00% Unchanged
89 Versant Capital Management, Inc 0.00% of their portfolio PHOENIX, AZ 167167 $4.4k $4.4k 0.00% Unchanged
90 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 114114 $3.0k $3.0k 0.00% New
91 Archer Investment Corp 0.00% of their portfolio Carmel, IN 9797 $2.6k $2.6k 0.00% Added +1 +1
92 Wagner Wealth Management, LLC 0.00% of their portfolio GREENVILLE, SC 4646 $1.2k $1.2k 0.00% New
93 FMR LLC 0.00% of their portfolio BOSTON, MA 3030 $789 $789 0.00% Added +12 +12
94 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2828 $737 $737 0.00% New
95 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 11 $26 $26 0.00% New
96 Red Tortoise LLC 0.00% of their portfolio ATLANTA, GA 00 $0 $0 0.00% Reduced -1.8k -1,759