Vault-13

FIRST TR EXCHANGE-TRADED FD DALI

DORSEYWRGT ETF · ETP · CUSIP 33738R712

20 institutional holders -2 vs Q1 2024
4,055,5744.1m shares reported held*
$97.8mreported value*
1 new 4 added 9 reduced 3 sold out net sold ≈ $14.9m (-618.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.12.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 27Q4 22: 28Q1 23: 23Q2 23: 26Q3 23: 20Q4 23: 24Q1 24: 22Q2 24: 2020Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202227
Q4 202228
Q1 202323
Q2 202326
Q3 202320
Q4 202324
Q1 202422
Q2 202420

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 9 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 13 cut or sold outQ2 23: 13 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 6 bought or addedQ3 23: 16 cut or sold outQ4 23: 11 bought or addedQ4 23: 10 cut or sold outQ4 23Q1 24: 5 bought or addedQ1 24: 14 cut or sold outQ2 24: 5 bought or addedQ2 24: 12 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022916
Q1 20231013
Q2 20231310
Q3 2023616
Q4 20231110
Q1 2024514
Q2 2024512

Biggest buyers

CITADEL ADVISORS LLC New +46,603+46.6k
UBS Group AG Added +33,416+33.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +18,563+18.6k
Keel Point, LLC Added +729+729
Tower Research Capital LLC (TRC) Added +69+69

Biggest sellers

Strid Group, LLC Reduced -586,190-586.2k
Anfield Capital Management, LLC Sold out -54,632-54.6k
Prospera Financial Services Inc Reduced -29,207-29.2k
Pathstone Holdings, LLC Reduced -12,145-12.1k
Cambridge Investment Research Advisors, Inc. Sold out -11,342-11.3k
LPL Financial LLC Reduced -10,946-10.9k
RAYMOND JAMES & ASSOCIATES Reduced -8,661-8.7k
MORGAN STANLEY Reduced -2,349-2.3k
ROYAL BANK OF CANADA Sold out -1,000-1.0k
OSAIC HOLDINGS, INC. Reduced -567-567

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Strid Group, LLC 14.19% of their portfolio NEWTOWN SQUARE, PA 3,558,2653.6m $85.8m $85.8m 14.19% Reduced -586.2k -586,190
2 Prospera Financial Services Inc 0.14% of their portfolio Dallas, TX 208,669208.7k $5.0m $5.0m 0.14% Reduced -29.2k -29,207
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 73,94373.9k $1.8m $1.8m 0.00% Reduced -10.9k -10,946
4 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 46,60346.6k $1.1m $1.1m 0.00% New
5 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 45,08145.1k $1.1m $1.1m 0.00% Reduced -12.1k -12,145
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,76240.8k $983.2k $983.2k 0.00% Added +18.6k +18,563
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 33,91333.9k $818.0k $818.0k 0.00% Added +33.4k +33,416
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 21,50821.5k $518.8k $518.8k 0.00% Reduced -8.7k -8,661
9 Keel Point, LLC 0.03% of their portfolio HUNTSVILLE, AL 14,13314.1k $331.4k $331.4k 0.03% Added +729 +729
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,7864.8k $115.4k $115.4k 0.00% Unchanged
11 Cherry Tree Wealth Management, LLC 0.02% of their portfolio MINNETONKA, MN 2,5272.5k $61.0k $61.0k 0.02% Reduced -204 -204
12 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,1002.1k $50.7k $50.7k 0.00% Unchanged
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,1731.2k $28.3k $28.3k 0.00% Reduced -2.3k -2,349
14 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 763763 $18.0k $18.0k 0.01% Reduced -209 -209
15 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 504504 $9.8k $9.8k 0.00% Unchanged
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 461461 $11.1k $11.1k 0.00% Reduced -567 -567
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 228228 $5.5k $5.5k 0.00% Unchanged
18 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 154154 $3.7k $3.7k 0.00% Added +69 +69
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $15 $15 0.00% Unchanged
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged