FIRST TR EXCHANGE-TRADED FD DALI
DORSEYWRGT ETF · ETP · CUSIP 33738R712
22
institutional holders
-2 vs Q4 2023
4.7m
shares reported held*
$112.7mreported value*
1 new
4 added
11 reduced
3 sold out
net sold ≈ $9.1m (-377.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.12.
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 27 |
| Q4 2022 | 28 |
| Q1 2023 | 23 |
| Q2 2023 | 26 |
| Q3 2023 | 20 |
| Q4 2023 | 24 |
| Q1 2024 | 22 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 9 | 16 |
| Q1 2023 | 10 | 13 |
| Q2 2023 | 13 | 10 |
| Q3 2023 | 6 | 16 |
| Q4 2023 | 11 | 10 |
| Q1 2024 | 5 | 14 |
Biggest buyers
| Keel Point, LLC | New | +13.4k |
| Anfield Capital Management, LLC | Added | +3.7k |
| MORGAN STANLEY | Added | +1.2k |
| Pathstone Holdings, LLC | Added | +541 |
| Tower Research Capital LLC (TRC) | Added | +4 |
Biggest sellers
| LPL Financial LLC | Reduced | -127.6k |
| Strid Group, LLC | Reduced | -99.1k |
| Raymond James Financial Services Advisors, Inc. | Sold out | -48.9k |
| CITADEL ADVISORS LLC | Sold out | -47.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -23.7k |
| Prospera Financial Services Inc | Reduced | -18.9k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -15.4k |
| OSAIC HOLDINGS, INC. | Reduced | -9.5k |
| Householder Group Estate & Retirement Specialist, LLC | Reduced | -2.7k |
| Advisory Services Network, LLC | Sold out | -1.6k |
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| Strid Group, LLC 17.97% of their portfolio | 4.1m $100.0m | Reduced -99.1k |
| Prospera Financial Services Inc 0.17% of their portfolio | 237.9k $5.7m | Reduced -18.9k |
| LPL Financial LLC 0.00% of their portfolio | 84.9k $2.0m | Reduced -127.6k |
| Pathstone Holdings, LLC 0.01% of their portfolio | 57.2k $1.4m | Added +541 |
| Anfield Capital Management, LLC 0.64% of their portfolio | 54.6k $1.3m | Added +3.7k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 30.2k $727.7k | Reduced -15.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 22.2k $535.4k | Reduced -23.7k |
| Keel Point, LLC 0.03% of their portfolio | 13.4k $323.3k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 11.3k $274.0k | Reduced -1.2k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 4.8k $115.4k | Reduced -24 |
| MORGAN STANLEY 0.00% of their portfolio | 3.5k $85.0k | Added +1.2k |
| Cherry Tree Wealth Management, LLC 0.02% of their portfolio | 2.7k $65.9k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 2.1k $50.7k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 1.0k $24.8k | Reduced -9.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.0k $24.0k | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio | 972 $23.4k | Reduced -2.7k |
| Avior Wealth Management, LLC 0.00% of their portfolio | 504 $9.8k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 497 $12.0k | Reduced -595 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 228 $5.5k | Reduced -20 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 85 $2.0k | Added +4 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1 $36 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |