FIRST TR EXCHANGE-TRADED FD DALI
DORSEYWRGT ETF · ETP · CUSIP 33738R712
24
institutional holders
+4 vs Q3 2023
5.1m
shares reported held*
$108.9mreported value*
6 new
5 added
8 reduced
2 sold out
net sold ≈ $11.9m (-553.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.56.
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 27 |
| Q4 2022 | 28 |
| Q1 2023 | 23 |
| Q2 2023 | 26 |
| Q3 2023 | 20 |
| Q4 2023 | 24 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 9 | 16 |
| Q1 2023 | 10 | 13 |
| Q2 2023 | 13 | 10 |
| Q3 2023 | 6 | 16 |
| Q4 2023 | 11 | 10 |
Biggest buyers
| Prospera Financial Services Inc | New | +256.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +33.9k |
| CITADEL ADVISORS LLC | Added | +23.3k |
| Cambridge Investment Research Advisors, Inc. | New | +12.6k |
| BANK OF AMERICA CORP /DE/ | Added | +3.2k |
| Advisory Services Network, LLC | New | +1.6k |
| MORGAN STANLEY | Added | +1.2k |
| UBS Group AG | New | +1.1k |
| JPMORGAN CHASE & CO | New | +248 |
| Tower Research Capital LLC (TRC) | New | +81 |
Biggest sellers
| LPL Financial LLC | Reduced | -459.6k |
| Strid Group, LLC | Reduced | -321.5k |
| Anfield Capital Management, LLC | Reduced | -39.6k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -29.5k |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Sold out | -13.8k |
| PRIVATE TRUST CO NA | Sold out | -9.9k |
| OSAIC HOLDINGS, INC. | Reduced | -8.0k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -2.8k |
| WELLS FARGO & COMPANY/MN | Reduced | -2.0k |
| IFP Advisors, Inc | Reduced | -1.1k |
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| Strid Group, LLC 18.49% of their portfolio | 4.2m $91.5m | Reduced -321.5k |
| Prospera Financial Services Inc 0.18% of their portfolio | 256.8k $5.5m | New |
| LPL Financial LLC 0.00% of their portfolio | 212.5k $4.6m | Reduced -459.6k |
| Pathstone Holdings, LLC 0.01% of their portfolio | 56.7k $1.2m | First filing |
| Anfield Capital Management, LLC 0.59% of their portfolio | 50.9k $1.1m | Reduced -39.6k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 48.9k $1.1m | Reduced -2.8k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 47.2k $1.0m | Added +23.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 45.9k $990.6k | Added +33.9k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 45.6k $982.2k | Reduced -29.5k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 12.6k $271.0k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 10.5k $226.4k | Reduced -8.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 4.8k $103.7k | Added +3.2k |
| Householder Group Estate & Retirement Specialist, LLC 0.03% of their portfolio | 3.6k $78.0k | Added +5 |
| Cherry Tree Wealth Management, LLC 0.02% of their portfolio | 2.7k $58.9k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 2.3k $50.6k | Added +1.2k |
| IFP Advisors, Inc 0.00% of their portfolio | 2.1k $45.3k | Reduced -1.1k |
| Advisory Services Network, LLC 0.00% of their portfolio | 1.6k $34.0k | New |
| UBS Group AG 0.00% of their portfolio | 1.1k $23.5k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.0k $22.0k | Unchanged |
| Avior Wealth Management, LLC 0.00% of their portfolio | 504 $8.8k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 248 $5.4k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 81 $1.7k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1 $27 | Reduced -2.0k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |