FIRST TR EXCHANGE-TRADED FD DALI
DORSEYWRGT ETF · ETP · CUSIP 33738R712
20
institutional holders
-6 vs Q2 2023
5.6m
shares reported held*
$138.9mreported value*
2 new
4 added
7 reduced
9 sold out
net bought ≈ $2.3m (+90.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.78.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 27 |
| Q4 2022 | 28 |
| Q1 2023 | 23 |
| Q2 2023 | 26 |
| Q3 2023 | 20 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 9 | 16 |
| Q1 2023 | 10 | 13 |
| Q2 2023 | 13 | 10 |
| Q3 2023 | 6 | 16 |
Biggest buyers
| Strid Group, LLC | Added | +121.0k |
| LPL Financial LLC | Added | +77.0k |
| PATHSTONE FAMILY OFFICE, LLC | New | +56.7k |
| CITADEL ADVISORS LLC | New | +23.8k |
| OSAIC HOLDINGS, INC. | Added | +16.9k |
| Cherry Tree Wealth Management, LLC | Added | +1.2k |
Biggest sellers
| Veritable, L.P. | Sold out | -56.6k |
| BANK OF AMERICA CORP /DE/ | Reduced | -45.0k |
| JANE STREET GROUP, LLC | Sold out | -34.0k |
| Sigma Planning Corp | Sold out | -16.2k |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Reduced | -12.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -9.7k |
| ENVESTNET ASSET MANAGEMENT INC | Sold out | -7.9k |
| TRUIST FINANCIAL CORP | Sold out | -7.9k |
| Janney Montgomery Scott LLC | Sold out | -7.9k |
| IFP Advisors, Inc | Reduced | -3.2k |
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| Strid Group, LLC 23.64% of their portfolio | 4.6m $113.1m | Added +121.0k |
| LPL Financial LLC 0.01% of their portfolio | 672.1k $16.7m | Added +77.0k |
| Anfield Capital Management, LLC 1.07% of their portfolio | 90.5k $2.2m | Reduced -936 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 75.1k $1.9m | Reduced -2.0k |
| PATHSTONE FAMILY OFFICE, LLC 0.01% of their portfolio | 56.7k $1.4m | New |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 51.7k $1.3m | Reduced -1.3k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 23.8k $591.0k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 18.5k $459.3k | Added +16.9k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 13.8k $340.8k | Reduced -12.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 12.1k $299.1k | Reduced -9.7k |
| PRIVATE TRUST CO NA 0.03% of their portfolio | 9.9k $244.2k | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC 0.03% of their portfolio | 3.6k $89.8k | First filing |
| IFP Advisors, Inc 0.00% of their portfolio | 3.2k $78.2k | Reduced -3.2k |
| Cherry Tree Wealth Management, LLC 0.02% of their portfolio | 2.7k $67.7k | Added +1.2k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 2.0k $49.6k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.6k $40.1k | Reduced -45.0k |
| MORGAN STANLEY 0.00% of their portfolio | 1.2k $29.1k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.0k $25.0k | Unchanged |
| Avior Wealth Management, LLC 0.00% of their portfolio | 504 $10.1k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |