Vault-13

FIRST TR EXCHANGE TRADED FD AIRR

RBA INDL ETF · ETP · CUSIP 33738R704

141 institutional holders +4 vs Q4 2023
13,085,52113.1m shares reported held*
$846.0mreported value*
20 new 63 added 38 reduced 15 sold out net bought ≈ $207.3m (+3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $64.66. Options: 2 managers hold calls ($303.0k notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 63Q4 22: 79Q1 23: 88Q2 23: 102Q3 23: 125Q4 23: 137Q1 24: 141141Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202263
Q4 202279
Q1 202388
Q2 2023102
Q3 2023125
Q4 2023137
Q1 2024141

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 39 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 50 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 84 bought or addedQ3 23: 27 cut or sold outQ3 23Q4 23: 68 bought or addedQ4 23: 50 cut or sold outQ4 23Q1 24: 83 bought or addedQ1 24: 53 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223921
Q1 20235032
Q2 20235834
Q3 20238427
Q4 20236850
Q1 20248353

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $303.0kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$303.0k$00.00

Biggest buyers

MORGAN STANLEY Added +2,289,005+2.3m
Global Assets Advisory, LLC New +508,762+508.8k
ROYAL BANK OF CANADA Added +123,931+123.9k
UBS Group AG Added +100,456+100.5k
Riggs Asset Managment Co. Inc. Added +98,065+98.1k
Mirae Asset Global Investments Co., Ltd. Added +93,800+93.8k
Parkside Investments, LLC New +73,445+73.4k
Jaffetilchin Investment Partners, LLC Added +69,365+69.4k
Cetera Investment Advisers Added +48,954+49.0k
Hobart Private Capital, LLC New +43,057+43.1k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -77,203-77.2k
LPL Financial LLC Reduced -60,359-60.4k
Cetera Advisor Networks LLC Sold out -28,120-28.1k
Spire Wealth Management Sold out -17,127-17.1k
JANE STREET GROUP, LLC Sold out -15,580-15.6k
IHT Wealth Management, LLC Reduced -15,271-15.3k
NewEdge Advisors, LLC Reduced -15,229-15.2k
Raymond James Financial Services Advisors, Inc. Reduced -14,763-14.8k
TWO SIGMA INVESTMENTS, LP Sold out -12,000-12.0k
PCG Wealth Advisors, LLC Reduced -7,926-7.9k

Biggest calls

Belvedere Trading LLC New $303.0k4.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,025,0695.0m $338.3m $338.3m 0.01% Added +2.3m +2,289,005
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,020,1421.0m $68.7m $68.7m 0.04% Reduced -60.4k -60,359
3 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 696,419696.4k $46.9m $46.9m 0.07% Reduced -14.8k -14,763
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 648,191648.2k $43.6m $43.6m 0.01% Added +100.5k +100,456
5 Global Assets Advisory, LLC 0.29% of their portfolio ORLANDO, FL 508,762508.8k $7.6k $7.6k 0.29% New
6 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 312,070312.1k $21.0m $21.0m 0.01% Added +31.2k +31,194
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 308,104308.1k $20.7m $20.7m 0.01% Added +123.9k +123,931
8 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 269,572269.6k $18.2m $18.2m 0.12% Added +1.4k +1,434
9 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 244,243244.2k $16.4m $16.4m 0.04% Added +23.1k +23,076
10 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 223,399223.4k $15.0m $15.0m 0.06% Added +16.2k +16,174
11 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 175,000175.0k $11.8m $11.8m 0.03% Added +93.8k +93,800
12 Riggs Asset Managment Co. Inc. 3.34% of their portfolio DALLAS, PA 170,296170.3k $11.5m $11.5m 3.34% Added +98.1k +98,065
13 IHT Wealth Management, LLC 0.37% of their portfolio Chicago, IL 138,193138.2k $9.3m $9.3m 0.37% Reduced -15.3k -15,271
14 Alpha Omega Group, Inc. 12.11% of their portfolio RESTON, VA 128,384128.4k $8.6m $8.6m 12.11% Reduced -4.3k -4,252
15 Csenge Advisory Group 0.44% of their portfolio CLEARWATER, FL 115,726115.7k $7.8m $7.8m 0.44% Added +2.9k +2,897
16 HARBOUR INVESTMENTS, INC. 0.26% of their portfolio MADISON, WI 108,316108.3k $7.3m $7.3m 0.26% Added +14.7k +14,726
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 108,090108.1k $7.3m $7.3m 0.01% Added +7.0k +7,039
18 NWAM LLC 0.58% of their portfolio MERCER ISLAND, WA 105,647105.6k $7.2m $7.2m 0.58% Reduced -93 -93
19 Atlas Wealth LLC 3.35% of their portfolio CINCINNATI, OH 101,840101.8k $6.9m $6.9m 3.35% Added +738 +738
20 ICA Group Wealth Management, LLC 1.33% of their portfolio DENVER, CO 98,35598.4k $6.6m $6.6m 1.33% Added +4.5k +4,545
21 SAGE PRIVATE WEALTH GROUP, LLC 5.18% of their portfolio OAKBROOK TERRACE, IL 96,06296.1k $6.5m $6.5m 5.18% Added +21.4k +21,415
22 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 93,90093.9k $6.3m $6.3m 0.01% Reduced -77.2k -77,203
23 MRA Advisory Group 3.67% of their portfolio PARSIPPANY, NJ 91,29991.3k $6.1m $6.1m 3.67% Added +2.6k +2,649
24 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 87,21287.2k $5.9m $5.9m 0.05% Reduced -4.8k -4,799
25 Jaffetilchin Investment Partners, LLC 0.51% of their portfolio TAMPA, FL 84,90184.9k $5.7m $5.7m 0.51% Added +69.4k +69,365
26 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 81,91581.9k $5.5m $5.5m 0.01% Reduced -1.4k -1,418
27 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 80,81280.8k $5.4m $5.4m 0.01% Added +49.0k +48,954
28 Sigma Planning Corp 0.17% of their portfolio ANN ARBOR, MI 78,36378.4k $5.3m $5.3m 0.17% Added +34.5k +34,456
29 Parkside Investments, LLC 0.78% of their portfolio DEERFIELD, IL 73,44573.4k $4.9m $4.9m 0.78% New
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 73,27873.3k $4.9m $4.9m 0.00% Added +7.0k +7,022
31 SPC Financial, Inc. 0.46% of their portfolio ROCKVILLE, MD 73,07873.1k $4.9m $4.9m 0.46% Added +820 +820
32 Schorn Wealth LLC 1.85% of their portfolio ENGLEWOOD, FL 72,76572.8k $4.9m $4.9m 1.85% Reduced -5.5k -5,502
33 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 71,15471.2k $4.8m $4.8m 0.05% Added +9.9k +9,891
34 THEORY FINANCIAL LLC 2.28% of their portfolio FORT COLLINS, CO 66,43266.4k $4.5m $4.5m 2.28% Reduced -5.0k -5,005
35 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 62,51562.5k $4.2m $4.2m 0.02% Added +8.3k +8,335
36 RFG Advisory, LLC 0.12% of their portfolio BIRMINGHAM, AL 52,81952.8k $3.6m $3.6m 0.12% Added +20.0k +20,032
37 RiverTree Advisors, LLC 2.33% of their portfolio WINTER PARK, FL 51,51651.5k $3.5m $3.5m 2.33% Reduced -3.3k -3,251
38 Lokken Investment Group LLC 1.70% of their portfolio LEWES, DE 50,61450.6k $3.4m $3.4m 1.70% Reduced -1.3k -1,309
39 HBW ADVISORY SERVICES LLC 0.55% of their portfolio SIMI VALLEY, CA 50,45050.5k $2.9m $2.9m 0.55% Unchanged
40 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 49,79149.8k $3.4m $3.4m 0.01% Added +1.5k +1,524
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 45,97446.0k $3.1m $3.1m 0.00% Added +15.5k +15,526
42 Ameritas Advisory Services, LLC 0.12% of their portfolio Lincoln, NE 43,63443.6k $2.8m $2.8m 0.12% Added +6.3k +6,252
43 Hobart Private Capital, LLC 0.88% of their portfolio CHARLOTTE, NC 43,05743.1k $2.9m $2.9m 0.88% New
44 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 41,09941.1k $2.8m $2.8m 0.00% Reduced -539 -539
45 Next Level Private LLC 1.26% of their portfolio HARRISON, NY 40,85940.9k $2.8m $2.8m 1.26% Added +28.7k +28,669
46 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 34,05734.1k $2.3m $2.3m 0.00% Unchanged
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 33,07733.1k $2.2m $2.2m 0.00% Reduced -1.8k -1,796
48 PCG Wealth Advisors, LLC 1.01% of their portfolio OVERLAND PARK, KS 31,68531.7k $2.1m $2.1m 1.01% Reduced -7.9k -7,926
49 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 28,01228.0k $1.9m $1.9m 0.00% Added +20.1k +20,064
50 Cedar Brook Financial Partners, LLC 0.37% of their portfolio CLEVELAND, OH 27,98728.0k $1.9m $1.9m 0.37% Added +5.9k +5,905
51 CWM, LLC 0.01% of their portfolio OMAHA, NE 27,67127.7k $1.9m $1.9m 0.01% Reduced -3.7k -3,716
52 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 27,59927.6k $1.9m $1.9m 0.01% Added +15.2k +15,216
53 ARVEST INVESTMENTS, INC. 0.29% of their portfolio LOWELL, AR 27,38227.4k $1.8m $1.8m 0.29% Reduced -2.7k -2,713
54 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 26,62826.6k $1.8m $1.8m 0.03% Reduced -493 -493
55 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 25,67925.7k $1.7m $1.7m 0.01% Added +7.0k +7,034
56 Total Clarity Wealth Management, Inc. 0.60% of their portfolio ST. CHARLES, IL 25,61425.6k $1.7m $1.7m 0.60% Added +4.0k +4,044
57 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 25,50225.5k $1.7m $1.7m 0.00% Added +4.4k +4,381
58 Stegent Equity Advisors, Inc. 1.73% of their portfolio HOUSTON, TX 25,29825.3k $1.7m $1.7m 1.73% Reduced -1.7k -1,729
59 Capital Wealth Alliance, LLC 0.99% of their portfolio Scottsdale, AZ 24,79224.8k $1.7m $1.7m 0.99% Added +5.2k +5,193
60 Concurrent Investment Advisors, LLC 0.07% of their portfolio Tampa, FL 23,76623.8k $1.6m $1.6m 0.07% New
61 Garden State Investment Advisory Services LLC 0.57% of their portfolio Red Bank, NJ 23,40923.4k $1.6m $1.6m 0.57% Added +1.6k +1,595
62 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 21,02221.0k $1.4m $1.4m 0.05% New
63 COMERICA BANK 0.01% of their portfolio DALLAS, TX 20,23420.2k $1.4m $1.4m 0.01% Added +746 +746
64 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 19,14919.1k $1.3m $1.3m 0.03% Added +5.3k +5,260
65 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 17,09617.1k $1.2m $1.2m 0.01% Reduced -15.2k -15,229
66 WealthBridge Capital Management, LLC 0.37% of their portfolio WESTERVILLE, OH 16,26616.3k $1.1m $1.1m 0.37% Added +1.0k +1,007
67 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 15,80515.8k $1.1m $1.1m 0.05% Added +10.4k +10,375
68 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 13,52013.5k $910.3k $910.3k 0.01% Reduced -5.1k -5,118
69 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 12,92412.9k $870.2k $870.2k 0.00% Added +1.9k +1,942
70 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 12,68312.7k $853.9k $853.9k 0.01% Added +2.2k +2,162
71 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 12,45712.5k $838.7k $838.7k 0.01% Added +3.4k +3,358
72 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 12,31512.3k $634.5k $634.5k 0.02% Added +1.3k +1,259
73 Essex Financial Services, Inc. 0.08% of their portfolio ESSEX, CT 12,20512.2k $821.7k $821.7k 0.08% Added +7.5k +7,530
74 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 12,18112.2k $820.2k $820.2k 0.01% Reduced -2.7k -2,713
75 HANOVER ADVISORS INC 0.34% of their portfolio SENECA, SC 12,07912.1k $813.3k $813.3k 0.34% Added +3.1k +3,071
76 Well Done, LLC 0.16% of their portfolio HOLLAND, MI 11,88211.9k $800.0k $800.0k 0.16% Added +1.8k +1,808
77 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 11,05011.1k $744.2k $744.2k 0.01% Added +2.2k +2,240
78 Good Life Advisors, LLC 0.07% of their portfolio READING, PA 10,92810.9k $735.7k $735.7k 0.07% Added +4.9k +4,858
79 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 10,46210.5k $704.0k $704.0k 0.03% Reduced -425 -425
80 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 9,7539.8k $656.7k $656.7k 0.03% Reduced -589 -589
81 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 9,6279.6k $626.1k $626.1k 0.01% Reduced -136 -136
82 Quadcap Wealth Management, LLC 0.15% of their portfolio Frisco, TX 9,5379.5k $642.1k $642.1k 0.15% New
83 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 9,4409.4k $635.6k $635.6k 0.02% Added +4.3k +4,258
84 BAROMETER CAPITAL MANAGEMENT INC. 0.15% of their portfolio TORONTO, A6 9,3009.3k $592.9k $592.9k 0.15% Reduced -1.3k -1,300
85 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 8,9739.0k $604.1k $604.1k 0.01% Reduced -180 -180
86 CASCADE INVESTMENT GROUP, INC. 0.45% of their portfolio Colorado Springs, CO 8,9719.0k $604.0k $604.0k 0.45% Added +54 +54
87 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 8,9058.9k $599.6k $599.6k 0.00% Unchanged
88 WINTRUST INVESTMENTS LLC 0.05% of their portfolio CHICAGO, IL 8,7908.8k $592.0k $592.0k 0.05% New
89 Insight Wealth Partners, LLC 0.38% of their portfolio Plano, TX 8,7758.8k $590.8k $590.8k 0.38% Added +3.2k +3,160
90 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 8,6498.6k $582.0k $582.0k 0.05% Reduced -588 -588
91 Compound Planning, Inc. 0.05% of their portfolio NEW YORK, NY 8,6158.6k $580.0k $580.0k 0.05% Added +353 +353
92 Trueblood Wealth Management, LLC 0.32% of their portfolio LIMA, OH 8,4168.4k $566.6k $566.6k 0.32% Unchanged
93 VitalStone Financial, LLC 0.41% of their portfolio SHAVANO PARK, TX 8,0218.0k $540.0k $540.0k 0.41% Added +1.4k +1,408
94 Southland Equity Partners LLC 0.14% of their portfolio WILDWOOD, MO 7,2157.2k $485.8k $485.8k 0.14% New
95 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 6,3486.3k $427.4k $427.4k 0.01% Added +325 +325
96 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 6,2566.3k $421.2k $421.2k 0.01% Reduced -1.6k -1,647
97 World Investment Advisors 0.06% of their portfolio LINCROFT, NJ 5,9295.9k $399.2k $399.2k 0.06% New
98 First Heartland Consultants, Inc. 0.04% of their portfolio LAKE ST. LOUIS, MO 5,6465.6k $380.0k $380.0k 0.04% New
99 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 5,4565.5k $367.0k $367.0k 0.03% New
100 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 5,0085.0k $335.3k $335.3k 0.04% Reduced -827 -827