Vault-13

FIRST TR EXCHANGE TRADED FD AIRR

RBA INDL ETF · ETP · CUSIP 33738R704

137 institutional holders +12 vs Q3 2023
9,497,5489.5m shares reported held*
$548.7mreported value*
13 new 55 added 44 reduced 6 sold out net bought ≈ $152.0m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $57.77. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 63Q4 22: 79Q1 23: 88Q2 23: 102Q3 23: 125Q4 23: 137137Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202263
Q4 202279
Q1 202388
Q2 2023102
Q3 2023125
Q4 2023137

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 39 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 50 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 84 bought or addedQ3 23: 27 cut or sold outQ3 23Q4 23: 68 bought or addedQ4 23: 50 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223921
Q1 20235032
Q2 20235834
Q3 20238427
Q4 20236850

Biggest buyers

MORGAN STANLEY Added +1,989,742+2.0m
LPL Financial LLC Added +211,640+211.6k
Mirae Asset Global Investments Co., Ltd. Added +57,200+57.2k
ENVESTNET ASSET MANAGEMENT INC Added +55,995+56.0k
Schorn Wealth LLC Added +55,109+55.1k
UBS Group AG Added +49,046+49.0k
OSAIC HOLDINGS, INC. Added +48,734+48.7k
MML INVESTORS SERVICES, LLC Added +44,164+44.2k
Raymond James Financial Services Advisors, Inc. Added +36,465+36.5k
MRA Advisory Group Added +35,865+35.9k

Biggest sellers

Portfolio Strategies, Inc. Sold out -68,279-68.3k
Sigma Planning Corp Reduced -42,613-42.6k
Aptus Capital Advisors, LLC Reduced -22,474-22.5k
Financial Advocates Investment Management Reduced -17,627-17.6k
WORLD EQUITY GROUP, INC. Sold out -17,241-17.2k
Cambridge Investment Research Advisors, Inc. Reduced -14,026-14.0k
Private Advisor Group, LLC Reduced -12,411-12.4k
CITADEL ADVISORS LLC Sold out -9,136-9.1k
NewEdge Advisors, LLC Reduced -8,607-8.6k
Advisory Services Network, LLC Reduced -8,522-8.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,736,0642.7m $158.3m $158.3m 0.01% Added +2.0m +1,989,742
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,080,5011.1m $62.5m $62.5m 0.04% Added +211.6k +211,640
3 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 711,182711.2k $41.1m $41.1m 0.07% Added +36.5k +36,465
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 547,735547.7k $31.7m $31.7m 0.01% Added +49.0k +49,046
5 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 280,876280.9k $16.2m $16.2m 0.01% Added +19.9k +19,851
6 Kestra Advisory Services, LLC 0.13% of their portfolio AUSTIN, TX 268,138268.1k $15.5m $15.5m 0.13% Reduced -3.5k -3,476
7 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 221,167221.2k $12.8m $12.8m 0.02% Added +48.7k +48,734
8 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 207,225207.2k $12.0m $12.0m 0.05% Reduced -14.0k -14,026
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 184,173184.2k $10.7m $10.7m 0.00% Added +22.6k +22,635
10 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 171,103171.1k $9.9m $9.9m 0.02% Reduced -1.1k -1,139
11 IHT Wealth Management, LLC 0.40% of their portfolio Chicago, IL 153,464153.5k $8.9m $8.9m 0.40% Added +851 +851
12 Alpha Omega Group, Inc. 13.44% of their portfolio RESTON, VA 132,636132.6k $7.7m $7.7m 13.44% Reduced -993 -993
13 Csenge Advisory Group 0.41% of their portfolio CLEARWATER, FL 112,829112.8k $6.5m $6.5m 0.41% Added +504 +504
14 NWAM LLC 0.49% of their portfolio MERCER ISLAND, WA 105,740105.7k $6.1m $6.1m 0.49% Added +12.1k +12,119
15 Atlas Wealth LLC 2.84% of their portfolio CINCINNATI, OH 101,102101.1k $5.2m $5.2m 2.84% Unchanged
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 101,051101.1k $5.8m $5.8m 0.01% Added +17.9k +17,878
17 ICA Group Wealth Management, LLC 1.21% of their portfolio DENVER, CO 93,81093.8k $5.4m $5.4m 1.21% Reduced -7.6k -7,637
18 HARBOUR INVESTMENTS, INC. 0.22% of their portfolio MADISON, WI 93,59093.6k $5.4m $5.4m 0.22% Added +8.2k +8,198
19 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 92,01192.0k $5.3m $5.3m 0.05% Added +10.0k +10,016
20 MRA Advisory Group 3.38% of their portfolio PARSIPPANY, NJ 88,65088.7k $5.1m $5.1m 3.38% Added +35.9k +35,865
21 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 83,33383.3k $4.8m $4.8m 0.01% Reduced -6.3k -6,308
22 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 81,20081.2k $4.7m $4.7m 0.01% Added +57.2k +57,200
23 Schorn Wealth LLC 1.93% of their portfolio ENGLEWOOD, FL 78,26778.3k $4.5m $4.5m 1.93% Added +55.1k +55,109
24 SAGE PRIVATE WEALTH GROUP, LLC 3.85% of their portfolio OAKBROOK TERRACE, IL 74,64774.6k $4.3m $4.3m 3.85% Reduced -2.8k -2,835
25 SPC Financial, Inc. 0.43% of their portfolio ROCKVILLE, MD 72,25872.3k $4.2m $4.2m 0.43% Added +5.0k +4,966
26 Riggs Asset Managment Co. Inc. 1.33% of their portfolio DALLAS, PA 72,23172.2k $4.2m $4.2m 1.33% Reduced -2.3k -2,300
27 THEORY FINANCIAL LLC 2.21% of their portfolio FORT COLLINS, CO 71,43771.4k $4.1m $4.1m 2.21% Added +2.1k +2,105
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 66,25666.3k $3.8m $3.8m 0.00% Added +56.0k +55,995
29 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 61,26361.3k $3.5m $3.5m 0.04% Added +12.7k +12,699
30 RiverTree Advisors, LLC 2.15% of their portfolio WINTER PARK, FL 54,76754.8k $3.2m $3.2m 2.15% Added +19.4k +19,368
31 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 54,18054.2k $3.1m $3.1m 0.01% Added +44.2k +44,164
32 Lokken Investment Group LLC 1.70% of their portfolio LEWES, DE 51,92351.9k $3.0m $3.0m 1.70% Added +1.3k +1,294
33 HBW ADVISORY SERVICES LLC 0.55% of their portfolio SIMI VALLEY, CA 50,45050.5k $2.9m $2.9m 0.55% Added +6.2k +6,220
34 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 48,26748.3k $2.8m $2.8m 0.00% Reduced -1.5k -1,502
35 Sigma Planning Corp 0.20% of their portfolio ANN ARBOR, MI 43,90743.9k $2.5m $2.5m 0.20% Reduced -42.6k -42,613
36 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 41,63841.6k $2.4m $2.4m 0.00% Reduced -1.3k -1,289
37 PCG Wealth Advisors, LLC 1.28% of their portfolio OVERLAND PARK, KS 39,61139.6k $2.3m $2.3m 1.28% Added +13.5k +13,487
38 Ameritas Advisory Services, LLC 0.13% of their portfolio Lincoln, NE 37,38237.4k $2.3m $2.3m 0.13% Reduced -4.8k -4,774
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,87334.9k $2.0m $2.0m 0.00% Added +4.9k +4,856
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 34,05734.1k $2.0m $2.0m 0.00% Reduced -4.1k -4,081
41 RFG Advisory, LLC 0.07% of their portfolio BIRMINGHAM, AL 32,78732.8k $1.9m $1.9m 0.07% Reduced -4.0k -4,030
42 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 32,32532.3k $1.9m $1.9m 0.02% Reduced -8.6k -8,607
43 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 31,85831.9k $1.8m $1.8m 0.01% Added +4.0k +3,988
44 CWM, LLC 0.01% of their portfolio OMAHA, NE 31,38731.4k $1.8m $1.8m 0.01% Added +10.0k +10,041
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 30,44830.4k $1.8m $1.8m 0.00% Added +22.4k +22,404
46 ARVEST INVESTMENTS, INC. 0.28% of their portfolio LOWELL, AR 30,09530.1k $1.7m $1.7m 0.28% First filing
47 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 28,12028.1k $1.6m $1.6m 0.01% Added +3.6k +3,611
48 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 27,12127.1k $1.6m $1.6m 0.03% Reduced -279 -279
49 Stegent Equity Advisors, Inc. 1.85% of their portfolio HOUSTON, TX 27,02727.0k $1.6m $1.6m 1.85% Added +21.9k +21,896
50 Cedar Brook Financial Partners, LLC 0.27% of their portfolio CLEVELAND, OH 22,08222.1k $1.2m $1.2m 0.27% Added +9.0k +8,953
51 Garden State Investment Advisory Services LLC 0.51% of their portfolio Red Bank, NJ 21,81421.8k $1.3m $1.3m 0.51% Added +1.9k +1,870
52 Total Clarity Wealth Management, Inc. 0.51% of their portfolio ST. CHARLES, IL 21,57021.6k $1.2m $1.2m 0.51% Added +178 +178
53 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 21,12121.1k $1.2m $1.2m 0.00% Added +5.8k +5,787
54 Capital Wealth Alliance, LLC 0.78% of their portfolio Scottsdale, AZ 19,59919.6k $1.1m $1.1m 0.78% Added +3.1k +3,093
55 COMERICA BANK 0.01% of their portfolio DALLAS, TX 19,48819.5k $1.1m $1.1m 0.01% Added +2.9k +2,926
56 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 18,64518.6k $1.1m $1.1m 0.00% Added +164 +164
57 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 18,63818.6k $1.1m $1.1m 0.01% Reduced -12.4k -12,411
58 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 17,12717.1k $931.7k $931.7k 0.03% New
59 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,58015.6k $901.1k $901.1k 0.00% Added +9.8k +9,759
60 Jaffetilchin Investment Partners, LLC 0.09% of their portfolio TAMPA, FL 15,53615.5k $898.6k $898.6k 0.09% New
61 WealthBridge Capital Management, LLC 0.33% of their portfolio WESTERVILLE, OH 15,25915.3k $882.6k $882.6k 0.33% Added +3.3k +3,272
62 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 14,89414.9k $823.2k $823.2k 0.00% Added +2.1k +2,087
63 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 13,88913.9k $803.4k $803.4k 0.02% Reduced -8.5k -8,522
64 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 12,38312.4k $716.2k $716.2k 0.00% Added +1.3k +1,251
65 Next Level Private LLC 0.40% of their portfolio HARRISON, NY 12,19012.2k $705.1k $705.1k 0.40% New
66 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 12,00012.0k $694.1k $694.1k 0.00% Added +100 +100
67 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 11,05611.1k $639.5k $639.5k 0.02% Reduced -1.3k -1,259
68 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 10,98211.0k $635.2k $635.2k 0.00% Added +6.7k +6,728
69 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 10,88710.9k $630.0k $630.0k 0.03% Added +344 +344
70 BAROMETER CAPITAL MANAGEMENT INC. 0.17% of their portfolio TORONTO, A6 10,60010.6k $613.1k $613.1k 0.17% Reduced -4.6k -4,600
71 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 10,52110.5k $608.6k $608.6k 0.01% Added +275 +275
72 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 10,34210.3k $598.2k $598.2k 0.02% Reduced -380 -380
73 Well Done, LLC 0.11% of their portfolio HOLLAND, MI 10,07410.1k $582.7k $582.7k 0.11% Reduced -8.5k -8,460
74 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 9,7639.8k $564.7k $564.7k 0.01% Reduced -445 -445
75 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 9,2379.2k $534.0k $534.0k 0.05% Reduced -331 -331
76 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 9,1539.2k $529.4k $529.4k 0.01% Reduced -2.2k -2,173
77 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 9,0999.1k $526.3k $526.3k 0.01% Reduced -300 -300
78 HANOVER ADVISORS INC 0.25% of their portfolio SENECA, SC 9,0089.0k $521.0k $521.0k 0.25% First filing
79 CASCADE INVESTMENT GROUP, INC. 0.42% of their portfolio Colorado Springs, CO 8,9178.9k $515.8k $515.8k 0.42% Reduced -10 -10
80 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 8,9058.9k $515.1k $515.1k 0.00% Unchanged
81 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 8,8108.8k $509.6k $509.6k 0.01% New
82 Trueblood Wealth Management, LLC 0.31% of their portfolio LIMA, OH 8,4168.4k $486.8k $486.8k 0.31% First filing
83 Compound Planning, Inc. 0.07% of their portfolio NEW YORK, NY 8,2628.3k $477.9k $477.9k 0.07% Reduced -1.1k -1,076
84 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,9487.9k $459.7k $459.7k 0.00% Added +528 +528
85 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 7,9037.9k $457.1k $457.1k 0.01% Reduced -2.0k -1,994
86 VitalStone Financial, LLC 0.31% of their portfolio SHAVANO PARK, TX 6,6136.6k $382.0k $382.0k 0.31% Added +667 +667
87 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 6,2346.2k $360.6k $360.6k 0.00% Added +1.4k +1,372
88 Good Life Advisors, LLC 0.03% of their portfolio READING, PA 6,0706.1k $351.1k $351.1k 0.03% Unchanged
89 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 6,0236.0k $348.4k $348.4k 0.01% Reduced -218 -218
90 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 5,8355.8k $337.5k $337.5k 0.04% Added +256 +256
91 Insight Wealth Partners, LLC 0.25% of their portfolio Plano, TX 5,6155.6k $324.8k $324.8k 0.25% New
92 Ignite Planners, LLC 0.10% of their portfolio SAN CLEMENTE, CA 5,6035.6k $321.2k $321.2k 0.10% Reduced -1.9k -1,925
93 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 5,4305.4k $314.1k $314.1k 0.02% Added +340 +340
94 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 5,1825.2k $299.7k $299.7k 0.01% Added +677 +677
95 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 5,0315.0k $291.0k $291.0k 0.02% Reduced -17.6k -17,627
96 Quad-Cities Investment Group, LLC 0.17% of their portfolio DAVENPORT, IA 4,9014.9k $272.4k $272.4k 0.17% Reduced -468 -468
97 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 4,8854.9k $282.6k $282.6k 0.01% Reduced -69 -69
98 Herold Advisors, Inc. 0.08% of their portfolio New York, NY 4,7234.7k $273.3k $273.3k 0.08% Reduced -1.2k -1,196
99 Essex Financial Services, Inc. 0.03% of their portfolio ESSEX, CT 4,6754.7k $270.4k $270.4k 0.03% New
100 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 4,6514.7k $269.0k $269.0k 0.01% Unchanged