Vault-13

FIRST TR EXCHANGE TRADED FD AIRR

RBA INDL ETF · ETP · CUSIP 33738R704

102 institutional holders +14 vs Q1 2023
5,233,3335.2m shares reported held*
$283.0mreported value*
18 new 40 added 27 reduced 7 sold out net bought ≈ $36.0m (+665.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $54.07. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 63Q4 22: 79Q1 23: 88Q2 23: 102102Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202263
Q4 202279
Q1 202388
Q2 2023102

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 39 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 50 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 34 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223921
Q1 20235032
Q2 20235834

Biggest buyers

MORGAN STANLEY Added +180,416+180.4k
Kestra Advisory Services, LLC Added +164,757+164.8k
LPL Financial LLC Added +140,210+140.2k
Riggs Asset Managment Co. Inc. New +70,780+70.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +64,440+64.4k
IHT Wealth Management, LLC New +56,050+56.0k
NWAM LLC New +48,724+48.7k
Cambridge Investment Research Advisors, Inc. Added +43,422+43.4k
STIFEL FINANCIAL CORP Added +35,315+35.3k
JANE STREET GROUP, LLC New +34,768+34.8k

Biggest sellers

Fulcrum Equity Management Sold out -118,930-118.9k
Raymond James Financial Services Advisors, Inc. Reduced -77,221-77.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -45,852-45.9k
MRA Advisory Group Reduced -36,031-36.0k
Legacy Capital Group California, Inc. Sold out -35,798-35.8k
STEPHENS INC /AR/ Reduced -32,260-32.3k
Geneos Wealth Management Inc. Reduced -16,484-16.5k
GOLDMAN SACHS GROUP INC Reduced -9,090-9.1k
J.P. Morgan Private Wealth Advisors LLC Reduced -7,800-7.8k
Southland Equity Partners LLC Sold out -7,151-7.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 687,826687.8k $37.2m $37.2m 0.00% Added +180.4k +180,416
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 563,553563.6k $30.5m $30.5m 0.02% Added +140.2k +140,210
3 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 559,884559.9k $30.3m $30.3m 0.05% Reduced -77.2k -77,221
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 390,866390.9k $21.1m $21.1m 0.01% Added +4.1k +4,108
5 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 243,027243.0k $13.1m $13.1m 0.01% Added +28.3k +28,305
6 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 228,609228.6k $12.4m $12.4m 0.12% Added +164.8k +164,757
7 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 167,327167.3k $9.0m $9.0m 0.04% Added +43.4k +43,422
8 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 166,620166.6k $9.0m $9.0m 0.02% Added +12.5k +12,482
9 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 148,578148.6k $8.0m $8.0m 0.02% Added +64.4k +64,440
10 Alpha Omega Group, Inc. 14.03% of their portfolio RESTON, VA 140,092140.1k $7.6m $7.6m 14.03% Added +102 +102
11 Atlas Wealth LLC 1.03% of their portfolio CINCINNATI, OH 101,879101.9k $5.6m $5.6m 1.03% Reduced -7.1k -7,097
12 ICA Group Wealth Management, LLC 1.36% of their portfolio DENVER, CO 100,175100.2k $5.4m $5.4m 1.36% Added +3.5k +3,511
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 88,30688.3k $4.8m $4.8m 0.00% Added +1.4k +1,410
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 82,11582.1k $4.4m $4.4m 0.01% Added +5.2k +5,158
15 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 80,79580.8k $4.4m $4.4m 0.05% Added +1.5k +1,471
16 THEORY FINANCIAL LLC 2.44% of their portfolio FORT COLLINS, CO 78,27678.3k $4.2m $4.2m 2.44% Reduced -2.2k -2,183
17 HARBOUR INVESTMENTS, INC. 0.19% of their portfolio MADISON, WI 71,97472.0k $3.9m $3.9m 0.19% Added +311 +311
18 Riggs Asset Managment Co. Inc. 1.35% of their portfolio DALLAS, PA 70,78070.8k $3.8m $3.8m 1.35% New
19 Portfolio Strategies, Inc. 0.65% of their portfolio MONTVALE, NJ 66,33666.3k $3.6m $3.6m 0.65% Reduced -929 -929
20 SPC Financial, Inc. 0.38% of their portfolio ROCKVILLE, MD 65,37665.4k $3.5m $3.5m 0.38% Added +4.5k +4,538
21 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 58,74858.7k $3.2m $3.2m 0.04% Added +34.6k +34,609
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 56,06356.1k $3.0m $3.0m 0.00% Added +35.3k +35,315
23 IHT Wealth Management, LLC 0.16% of their portfolio Chicago, IL 56,05056.0k $3.0m $3.0m 0.16% New
24 MRA Advisory Group 2.04% of their portfolio PARSIPPANY, NJ 54,77654.8k $3.0m $3.0m 2.04% Reduced -36.0k -36,031
25 Sigma Planning Corp 0.10% of their portfolio ANN ARBOR, MI 50,23950.2k $2.7m $2.7m 0.10% Added +2.0k +2,014
26 NWAM LLC 0.22% of their portfolio MERCER ISLAND, WA 48,72448.7k $2.6m $2.6m 0.22% New
27 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 46,18946.2k $2.5m $2.5m 0.00% Added +1.9k +1,935
28 HBW ADVISORY SERVICES LLC 0.52% of their portfolio SIMI VALLEY, CA 43,90443.9k $2.4m $2.4m 0.52% Added +2.6k +2,648
29 Ameritas Advisory Services, LLC 0.28% of their portfolio Lincoln, NE 41,07941.1k $2.2m $2.2m 0.28% Reduced -1.8k -1,827
30 RiverTree Advisors, LLC 1.53% of their portfolio WINTER PARK, FL 39,28839.3k $2.1m $2.1m 1.53% Reduced -1.8k -1,769
31 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 36,73736.7k $2.0m $2.0m 0.03% Added +26.7k +26,712
32 PCG Wealth Advisors, LLC 1.21% of their portfolio OVERLAND PARK, KS 35,94435.9k $1.9m $1.9m 1.21% Reduced -1.7k -1,731
33 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 34,76834.8k $1.9m $1.9m 0.00% New
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 33,80133.8k $1.8m $1.8m 0.00% Reduced -9.1k -9,090
35 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 29,64529.6k $1.6m $1.6m 0.01% New
36 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 29,40529.4k $1.6m $1.6m 0.06% Reduced -3.9k -3,880
37 Financial Advocates Investment Management 0.10% of their portfolio OLYMPIA, WA 25,91525.9k $1.4m $1.4m 0.10% Reduced -948 -948
38 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 24,58424.6k $1.3m $1.3m 0.01% Added +12.7k +12,715
39 LEVEL FOUR ADVISORY SERVICES, LLC 0.07% of their portfolio DALLAS, TX 21,61221.6k $1.2m $1.2m 0.07% Reduced -1.4k -1,350
40 Well Done, LLC 0.21% of their portfolio HOLLAND, MI 18,53418.5k $1.0m $1.0m 0.21% Unchanged
41 Garden State Investment Advisory Services LLC 0.43% of their portfolio Red Bank, NJ 17,80017.8k $962.3k $962.3k 0.43% Added +8.6k +8,610
42 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 17,55217.6k $948.9k $948.9k 0.02% Reduced -32.3k -32,260
43 BAROMETER CAPITAL MANAGEMENT INC. 0.24% of their portfolio TORONTO, A6 16,70016.7k $902.8k $902.8k 0.24% Added +1.5k +1,500
44 Capital Wealth Alliance, LLC 0.60% of their portfolio Scottsdale, AZ 14,78714.8k $799.4k $799.4k 0.60% Added +242 +242
45 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 13,08413.1k $707.3k $707.3k 0.02% Reduced -1.5k -1,500
46 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,29812.3k $665.0k $665.0k 0.00% Added +3.3k +3,340
47 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,91111.9k $643.9k $643.9k 0.00% Reduced -1.4k -1,388
48 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 11,77511.8k $636.5k $636.5k 0.01% Added +202 +202
49 Cedar Brook Financial Partners, LLC 0.14% of their portfolio CLEVELAND, OH 11,21511.2k $606.3k $606.3k 0.14% Added +412 +412
50 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 10,85210.9k $586.7k $586.7k 0.03% Added +188 +188
51 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 10,74810.7k $581.1k $581.1k 0.00% Reduced -448 -448
52 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 10,69610.7k $578.0k $578.0k 0.03% Reduced -8 -8
53 Total Clarity Wealth Management, Inc. 0.28% of their portfolio ST. CHARLES, IL 10,31510.3k $557.6k $557.6k 0.28% Added +901 +901
54 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,4719.5k $512.0k $512.0k 0.01% Unchanged
55 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,2829.3k $502.0k $502.0k 0.00% Added +947 +947
56 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 9,1749.2k $495.9k $495.9k 0.01% Added +392 +392
57 CASCADE INVESTMENT GROUP, INC. 0.44% of their portfolio Colorado Springs, CO 8,9278.9k $482.6k $482.6k 0.44% Reduced -120 -120
58 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 8,9058.9k $481.4k $481.4k 0.00% New
59 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 8,2628.3k $446.6k $446.6k 0.03% Reduced -332 -332
60 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 8,2488.2k $445.9k $445.9k 0.00% Reduced -196 -196
61 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 7,9828.0k $431.5k $431.5k 0.01% New
62 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,6567.7k $413.9k $413.9k 0.00% Reduced -45.9k -45,852
63 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 7,4587.5k $403.2k $403.2k 0.03% Reduced -155 -155
64 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 6,9316.9k $374.7k $374.7k 0.00% New
65 Private Advisory Group LLC 0.06% of their portfolio REDMOND, WA 5,8805.9k $317.9k $317.9k 0.06% Reduced -691 -691
66 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 5,6585.7k $305.9k $305.9k 0.01% New
67 Quad-Cities Investment Group, LLC 0.19% of their portfolio DAVENPORT, IA 5,3675.4k $290.2k $290.2k 0.19% Added +244 +244
68 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,3525.4k $289.3k $289.3k 0.00% New
69 Good Life Advisors, LLC 0.03% of their portfolio READING, PA 5,3215.3k $287.6k $287.6k 0.03% Added +1 +1
70 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,1755.2k $279.8k $279.8k 0.00% Reduced -7.8k -7,800
71 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 4,8724.9k $263.4k $263.4k 0.01% New
72 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,5514.6k $246.0k $246.0k 0.00% Added +4.2k +4,183
73 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 4,2484.2k $229.6k $229.6k 0.03% Reduced -152 -152
74 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,1734.2k $225.6k $225.6k 0.00% Added +2.0k +1,996
75 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 4,0004.0k $216.2k $216.2k 0.00% New
76 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 3,9624.0k $214.0k $214.0k 0.01% Not comparable
77 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 3,9614.0k $214.1k $214.1k 0.00% New
78 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 3,7993.8k $205.4k $205.4k 0.01% New
79 Capital Advisors, Ltd. LLC 0.03% of their portfolio SHAKER HEIGHTS, OH 3,3753.4k $182.0k $182.0k 0.03% Unchanged
80 Lee Financial Co 0.02% of their portfolio Dallas, TX 2,0002.0k $108.1k $108.1k 0.02% Unchanged
81 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,9662.0k $106.0k $106.0k 0.00% Added +1.2k +1,193
82 AlphaMark Advisors, LLC 0.04% of their portfolio FT. WRIGHT, KY 1,5801.6k $85.0k $85.0k 0.04% Unchanged
83 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,4451.4k $78.1k $78.1k 0.00% New
84 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 961961 $52.0k $52.0k 0.00% Unchanged
85 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 900900 $48.7k $48.7k 0.00% Reduced -16.5k -16,484
86 DB Wealth Management Group, LLC 0.03% of their portfolio SAN DIEGO, CA 895895 $48.4k $48.4k 0.03% Unchanged
87 TSFG, LLC 0.02% of their portfolio LAKE FOREST, IL 757757 $41.0k $41.0k 0.02% Added +1 +1
88 FMR LLC 0.00% of their portfolio BOSTON, MA 671671 $36.3k $36.3k 0.00% Reduced -635 -635
89 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 554554 $29.9k $29.9k 0.00% Unchanged
90 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 354354 $19.2k $19.2k 0.00% Added +239 +239
91 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 242242 $13.1k $13.1k 0.00% Not comparable
92 Cherry Tree Wealth Management, LLC 0.00% of their portfolio MINNETONKA, MN 221221 $11.9k $11.9k 0.00% First filing
93 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 126126 $6.8k $6.8k 0.00% Unchanged
94 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 113113 $6.1k $6.1k 0.00% Unchanged
95 Founders Financial Alliance, LLC 0.00% of their portfolio RALEIGH, NC 107107 $5.8k $5.8k 0.00% New
96 BARRETT & COMPANY, INC. 0.00% of their portfolio PROVIDENCE, RI 100100 $5.4k $5.4k 0.00% Unchanged
97 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 8080 $4.3k $4.3k 0.00% Unchanged
98 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 5656 $2.3k $2.3k 0.00% Added +28 +28
99 Covestor Ltd 0.00% of their portfolio LONDON, X0 4646 $2.0k $2.0k 0.00% Unchanged
100 Fiduciary Alliance LLC 0.00% of their portfolio GREENVILLE, SC 1717 $919 $919 0.00% New