Vault-13

FIRST TR EXCHANGE-TRADED FD DDIV

DORSEYWRIGHT MOM · ETP · CUSIP 33738R696

39 institutional holders +8 vs Q3 2024
1,160,1151.2m shares reported held*
$43.8mreported value*
10 new 14 added 3 reduced 4 sold out net bought ≈ $4.3m (+112.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $37.73.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 38Q4 22: 36Q1 23: 35Q2 23: 28Q3 23: 26Q4 23: 27Q1 24: 27Q2 24: 27Q3 24: 31Q4 24: 3939Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202238
Q4 202236
Q1 202335
Q2 202328
Q3 202326
Q4 202327
Q1 202427
Q2 202427
Q3 202431
Q4 202439

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 17 bought or addedQ1 23: 16 cut or sold outQ2 23: 10 bought or addedQ2 23: 19 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 19 cut or sold outQ4 23: 11 bought or addedQ4 23: 15 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 12 cut or sold outQ2 24: 12 bought or addedQ2 24: 10 cut or sold outQ2 24Q3 24: 15 bought or addedQ3 24: 13 cut or sold outQ4 24: 24 bought or addedQ4 24: 7 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20231716
Q2 20231019
Q3 2023919
Q4 20231115
Q1 20241012
Q2 20241210
Q3 20241513
Q4 2024247

Biggest buyers

Independent Advisor Alliance New +99,122+99.1k
Kesler, Norman & Wride, LLC New +50,788+50.8k
OLD MISSION CAPITAL LLC New +27,706+27.7k
BANK OF AMERICA CORP /DE/ Added +8,827+8.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +7,384+7.4k
Sigma Planning Corp New +5,929+5.9k
Advisory Services Network, LLC New +5,627+5.6k
J.W. COLE ADVISORS, INC. New +5,383+5.4k
Janney Montgomery Scott LLC New +5,367+5.4k
UBS Group AG Added +3,215+3.2k

Biggest sellers

Private Advisory Group LLC Sold out -81,677-81.7k
CITADEL ADVISORS LLC Reduced -10,498-10.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -6,384-6.4k
LEVEL FOUR ADVISORY SERVICES, LLC Sold out -6,114-6.1k
Kestra Advisory Services, LLC Sold out -5,986-6.0k
ROYAL BANK OF CANADA Sold out -5,707-5.7k
Realta Investment Advisors Reduced -1,725-1.7k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Virtus Wealth Solutions LLC 2.17% of their portfolio CRANFORD, NJ 243,310243.3k $9.2m $9.2m 2.17% First filing
2 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 168,995169.0k $6.4m $6.4m 0.01% Added +7.4k +7,384
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 155,968156.0k $5.9m $5.9m 0.00% Added +2.5k +2,508
4 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 107,519107.5k $4.1m $4.1m 0.04% Added +230 +230
5 Independent Advisor Alliance 0.05% of their portfolio CHARLOTTE, NC 99,12299.1k $3.7m $3.7m 0.05% New
6 Kesler, Norman & Wride, LLC 0.41% of their portfolio OGDEN, UT 50,78850.8k $1.9m $1.9m 0.41% New
7 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 45,01645.0k $1.7m $1.7m 0.00% Unchanged
8 Synergy Asset Management, LLC 0.12% of their portfolio VANCOUVER, WA 41,64741.6k $1.5m $1.5m 0.12% Unchanged
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 34,64534.6k $1.3m $1.3m 0.00% Added +1.3k +1,318
10 TCFG WEALTH MANAGEMENT, LLC 0.53% of their portfolio LAGUNA NIGUEL, CA 28,08228.1k $1.1m $1.1m 0.53% Added +47 +47
11 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 27,70627.7k $1.0m $1.0m 0.02% New
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 20,48520.5k $773.7k $773.7k 0.00% Added +8.8k +8,827
13 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 19,04019.0k $719.1k $719.1k 0.00% First filing
14 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 16,49216.5k $622.9k $622.9k 0.01% Added +140 +140
15 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 14,28514.3k $539.5k $539.5k 0.03% Added +246 +246
16 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,07312.1k $456.0k $456.0k 0.00% Added +2.3k +2,284
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,90211.9k $449.5k $449.5k 0.00% Reduced -6.4k -6,384
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,15811.2k $421.4k $421.4k 0.00% Reduced -10.5k -10,498
19 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,2358.2k $311.0k $311.0k 0.00% Added +602 +602
20 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,6687.7k $289.6k $289.6k 0.00% Unchanged
21 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 5,9295.9k $224.0k $224.0k 0.01% New
22 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 5,6275.6k $212.5k $212.5k 0.00% New
23 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 5,3835.4k $203.3k $203.3k 0.01% New
24 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,3675.4k $203.0k $203.0k 0.00% New
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,4354.4k $167.5k $167.5k 0.00% Added +3.1k +3,100
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,3323.3k $125.8k $125.8k 0.00% Added +3.2k +3,215
27 MTM Investment Management, LLC 0.03% of their portfolio SPARTANBURG, SC 2,0812.1k $78.6k $78.6k 0.03% Unchanged
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,8341.8k $69.3k $69.3k 0.00% Added +699 +699
29 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 601601 $23.1k $23.1k 0.01% Reduced -1.7k -1,725
30 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 430430 $16.2k $16.2k 0.00% Unchanged
31 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 316316 $11.9k $11.9k 0.00% New
32 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 205205 $7.7k $7.7k 0.00% Unchanged
33 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 185185 $7.0k $7.0k 0.00% Added +1 +1
34 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 100100 $3.8k $3.8k 0.00% Unchanged
35 Truvestments Capital LLC 0.00% of their portfolio SARASOTA, FL 6363 $2.4k $2.4k 0.00% New
36 Golden State Wealth Management, LLC 0.00% of their portfolio SANTA ANA, CA 5959 $2.2k $2.2k 0.00% First filing
37 Darwin Wealth Management, LLC 0.00% of their portfolio TAMPA, FL 2727 $1.0k $1.0k 0.00% Unchanged
38 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 55 $189 $189 0.00% New
39 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged