Vault-13

FIRST TR EXCHANGE-TRADED FD DDIV

DORSEYWRIGHT MOM · ETP · CUSIP 33738R696

31 institutional holders +4 vs Q2 2024
801,327801.3k shares reported held*
$29.5mreported value*
7 new 8 added 9 reduced 4 sold out net sold ≈ $6.0m (-162.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.78.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 38Q4 22: 36Q1 23: 35Q2 23: 28Q3 23: 26Q4 23: 27Q1 24: 27Q2 24: 27Q3 24: 3131Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202238
Q4 202236
Q1 202335
Q2 202328
Q3 202326
Q4 202327
Q1 202427
Q2 202427
Q3 202431

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 16 bought or addedQ4 22: 21 cut or sold outQ1 23: 17 bought or addedQ1 23: 16 cut or sold outQ1 23Q2 23: 10 bought or addedQ2 23: 19 cut or sold outQ3 23: 9 bought or addedQ3 23: 19 cut or sold outQ3 23Q4 23: 11 bought or addedQ4 23: 15 cut or sold outQ1 24: 10 bought or addedQ1 24: 12 cut or sold outQ1 24Q2 24: 12 bought or addedQ2 24: 10 cut or sold outQ3 24: 15 bought or addedQ3 24: 13 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221621
Q1 20231716
Q2 20231019
Q3 2023919
Q4 20231115
Q1 20241012
Q2 20241210
Q3 20241513

Biggest buyers

Private Advisory Group LLC New +81,677+81.7k
Synergy Asset Management, LLC New +41,647+41.6k
CITADEL ADVISORS LLC New +21,656+21.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +18,286+18.3k
Compound Planning, Inc. New +14,039+14.0k
LPL Financial LLC Added +12,485+12.5k
RAYMOND JAMES & ASSOCIATES Added +8,194+8.2k
Steward Partners Investment Advisory, LLC Added +1,538+1.5k
MORGAN STANLEY Added +1,498+1.5k
WELLS FARGO & COMPANY/MN Added +1,134+1.1k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -240,072-240.1k
JANE STREET GROUP, LLC Sold out -41,070-41.1k
Raymond James Financial Services Advisors, Inc. Sold out -40,030-40.0k
GOLDMAN SACHS GROUP INC Reduced -15,619-15.6k
OLD MISSION CAPITAL LLC Sold out -14,259-14.3k
Cetera Investment Advisers Reduced -5,473-5.5k
ROYAL BANK OF CANADA Reduced -5,441-5.4k
BANK OF AMERICA CORP /DE/ Reduced -1,528-1.5k
Kestra Advisory Services, LLC Reduced -962-962
LEVEL FOUR ADVISORY SERVICES, LLC Reduced -581-581

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 161,611161.6k $5.9m $5.9m 0.01% Reduced -240.1k -240,072
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 153,460153.5k $5.6m $5.6m 0.00% Added +12.5k +12,485
3 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 107,289107.3k $3.9m $3.9m 0.04% Added +1.5k +1,538
4 Private Advisory Group LLC 0.38% of their portfolio REDMOND, WA 81,67781.7k $3.0m $3.0m 0.38% New
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 45,01645.0k $1.7m $1.7m 0.00% Reduced -15.6k -15,619
6 Synergy Asset Management, LLC 0.23% of their portfolio VANCOUVER, WA 41,64741.6k $1.5m $1.5m 0.23% New
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 33,32733.3k $1.2m $1.2m 0.00% Added +1.5k +1,498
8 TCFG WEALTH MANAGEMENT, LLC 0.52% of their portfolio LAGUNA NIGUEL, CA 28,03528.0k $1.0m $1.0m 0.52% First filing
9 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,65621.7k $796.3k $796.3k 0.00% New
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,28618.3k $672.4k $672.4k 0.00% New
11 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 16,43716.4k $604.4k $604.4k 0.00% Added +8.2k +8,194
12 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 16,35216.4k $601.3k $601.3k 0.02% Reduced -239 -239
13 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 14,03914.0k $516.2k $516.2k 0.03% New
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 11,65811.7k $428.7k $428.7k 0.00% Reduced -1.5k -1,528
15 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,7899.8k $360.0k $360.0k 0.00% Added +985 +985
16 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,6687.7k $282.0k $282.0k 0.00% Unchanged
17 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,6337.6k $280.7k $280.7k 0.00% Reduced -5.5k -5,473
18 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 6,1146.1k $228.6k $228.6k 0.01% Reduced -581 -581
19 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,9866.0k $220.1k $220.1k 0.00% Reduced -962 -962
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,7075.7k $210.0k $210.0k 0.00% Reduced -5.4k -5,441
21 Realta Investment Advisors 0.04% of their portfolio WILMINGTON, DE 2,3262.3k $87.8k $87.8k 0.04% Added +1 +1
22 MTM Investment Management, LLC 0.03% of their portfolio SPARTANBURG, SC 2,0812.1k $77.2k $77.2k 0.03% Unchanged
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,3351.3k $49.1k $49.1k 0.00% Unchanged
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,1351.1k $41.7k $41.7k 0.00% Added +1.1k +1,134
25 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 430430 $15.8k $15.8k 0.00% Unchanged
26 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 205205 $7.5k $7.5k 0.00% New
27 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 184184 $6.8k $6.8k 0.00% Added +2 +2
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 117117 $4.3k $4.3k 0.00% Reduced -78 -78
29 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 100100 $3.7k $3.7k 0.00% Unchanged
30 Darwin Wealth Management, LLC 0.00% of their portfolio TAMPA, FL 2727 $993 $993 0.00% New
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged