Vault-13

FIRST TR EXCHANGE-TRADED FD FV

DORSEY WRT 5 ETF · ETP · CUSIP 33738R605

334 institutional holders +23 vs Q3 2024
42,627,15442.6m shares reported held*
$2.5bnreported value*
26 new 99 added 117 reduced 23 sold out net bought ≈ $22.2m (-97.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($61.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $59.08. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 215Q4 22: 245Q1 23: 245Q2 23: 257Q3 23: 255Q4 23: 276Q1 24: 284Q2 24: 296Q3 24: 311Q4 24: 334334Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022215
Q4 2022245
Q1 2023245
Q2 2023257
Q3 2023255
Q4 2023276
Q1 2024284
Q2 2024296
Q3 2024311
Q4 2024334

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 130 bought or addedQ1 23: 97 cut or sold outQ2 23: 98 bought or addedQ2 23: 125 cut or sold outQ2 23Q3 23: 104 bought or addedQ3 23: 121 cut or sold outQ4 23: 91 bought or addedQ4 23: 133 cut or sold outQ4 23Q1 24: 115 bought or addedQ1 24: 136 cut or sold outQ2 24: 117 bought or addedQ2 24: 136 cut or sold outQ2 24Q3 24: 132 bought or addedQ3 24: 123 cut or sold outQ4 24: 125 bought or addedQ4 24: 140 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202313097
Q2 202398125
Q3 2023104121
Q4 202391133
Q1 2024115136
Q2 2024117136
Q3 2024132123
Q4 2024125140

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $268.0kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$268.0k$00.00
Q4 2024$0$0—

Biggest buyers

Independent Advisor Alliance New +342,760+342.8k
LPL Financial LLC Added +277,315+277.3k
ORG Partners LLC Added +125,371+125.4k
Essential Planning, LLC. New +97,500+97.5k
Cetera Investment Advisers Added +93,448+93.4k
Cambridge Investment Research Advisors, Inc. Added +88,148+88.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +84,414+84.4k
TKG Advisors, LLC New +63,867+63.9k
G&S Capital LLC New +45,066+45.1k
Global Retirement Partners, LLC Added +40,212+40.2k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -473,452-473.5k
MORGAN STANLEY Reduced -222,133-222.1k
UBS Group AG Reduced -177,841-177.8k
JPMORGAN CHASE & CO Reduced -102,105-102.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -83,667-83.7k
MML INVESTORS SERVICES, LLC Reduced -69,766-69.8k
BRASS TAX WEALTH MANAGEMENT, INC Reduced -66,313-66.3k
OSAIC HOLDINGS, INC. Reduced -58,143-58.1k
Prospera Financial Services Inc Reduced -47,104-47.1k
WELLS FARGO & COMPANY/MN Reduced -43,796-43.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 6,656,8066.7m $393.2m $393.2m 0.03% Reduced -222.1k -222,133
2 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 4,465,1294.5m $263.7m $263.7m 0.11% Added +277.3k +277,315
3 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 4,094,8344.1m $241.8m $241.8m 0.06% Reduced -43.8k -43,796
4 COMMONWEALTH EQUITY SERVICES, LLC 0.25% of their portfolio WALTHAM, MA 2,849,4212.8m $168.3m $168.3m 0.25% Added +36.2k +36,184
5 RAYMOND JAMES FINANCIAL INC 0.06% of their portfolio ST. PETERSBURG, FL 2,662,7142.7m $157.3m $157.3m 0.06% First filing
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,674,1871.7m $98.9m $98.9m 0.01% Added +9.4k +9,409
7 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,396,7281.4m $82.5m $82.5m 0.02% Reduced -177.8k -177,841
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,097,5541.1m $64.8m $64.8m 0.01% Reduced -12.8k -12,794
9 NewEdge Advisors, LLC 0.36% of their portfolio NEW ORLEANS, LA 1,017,4581.0m $60.1m $60.1m 0.36% Added +24.4k +24,439
10 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 836,543836.5k $49.4m $49.4m 0.11% Reduced -58.1k -58,143
11 Prospera Financial Services Inc 1.11% of their portfolio Dallas, TX 803,821803.8k $47.5m $47.5m 1.11% Reduced -47.1k -47,104
12 Concurrent Investment Advisors, LLC 0.91% of their portfolio Tampa, FL 566,978567.0k $33.5m $33.5m 0.91% Reduced -1.8k -1,787
13 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 563,225563.2k $33.3m $33.3m 0.11% Added +88.1k +88,148
14 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 523,758523.8k $30.9m $30.9m 0.06% Added +93.4k +93,448
15 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 513,339513.3k $30.3m $30.3m 0.08% Added +7.5k +7,470
16 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 495,838495.8k $29.3m $29.3m 0.06% Reduced -4.2k -4,237
17 Madrona Financial Services, LLC 7.89% of their portfolio EVERETT, WA 490,310490.3k $29.0m $29.0m 7.89% Reduced -21.5k -21,521
18 SARD WEALTH MANAGEMENT GROUP, LLC 17.83% of their portfolio ATLANTA, GA 449,550449.6k $26.6m $26.6m 17.83% Reduced -4.8k -4,756
19 D.A. DAVIDSON & CO. 0.21% of their portfolio GREAT FALLS, MT 440,396440.4k $26.0m $26.0m 0.21% Added +1.2k +1,236
20 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 404,445404.4k $23.9m $23.9m 0.06% Reduced -2.4k -2,354
21 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 362,485362.5k $21.4m $21.4m 0.02% Reduced -23.4k -23,441
22 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 353,376353.4k $20.9m $20.9m 0.01% Reduced -83.7k -83,667
23 Independent Advisor Alliance 0.27% of their portfolio CHARLOTTE, NC 342,760342.8k $20.2m $20.2m 0.27% New
24 Proactive Wealth Strategies LLC 9.17% of their portfolio MARIETTA, GA 298,141298.1k $17.6m $17.6m 9.17% Added +7.1k +7,112
25 CWM, LLC 0.07% of their portfolio OMAHA, NE 282,525282.5k $16.7m $16.7m 0.07% Added +1.6k +1,617
26 Steward Partners Investment Advisory, LLC 0.13% of their portfolio STAMFORD, CT 255,492255.5k $15.1m $15.1m 0.13% Reduced -439 -439
27 Strid Group, LLC 2.14% of their portfolio NEWTOWN SQUARE, PA 232,258232.3k $13.7m $13.7m 2.14% Reduced -1.6k -1,642
28 MinichMacGregor Wealth Management, LLC 2.76% of their portfolio Saratoga Springs, NY 225,249225.2k $13.3m $13.3m 2.76% Reduced -29.7k -29,729
29 Integrated Wealth Concepts LLC 0.14% of their portfolio WALTHAM, MA 200,984201.0k $11.9m $11.9m 0.14% Reduced -40.1k -40,107
30 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 195,120195.1k $11.5m $11.5m 0.06% Added +136 +136
31 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 188,911188.9k $11.2m $11.2m 0.02% Reduced -2.6k -2,614
32 ORG Partners LLC 1.49% of their portfolio ROANOKE, IN 186,049186.0k $11.0m $11.0m 1.49% Added +125.4k +125,371
33 MGO ONE SEVEN LLC 0.40% of their portfolio Beachwood, OH 178,327178.3k $10.5m $10.5m 0.40% Added +22.1k +22,139
34 Stratos Wealth Partners, LTD. 0.14% of their portfolio BEACHWOOD, OH 170,160170.2k $10.0m $10.0m 0.14% Reduced -351 -351
35 Ashton Thomas Private Wealth, LLC 0.39% of their portfolio SCOTTSDALE, AZ 169,514169.5k $10.0m $10.0m 0.39% Reduced -6.7k -6,651
36 Concentrum Wealth Management 3.31% of their portfolio SAN JOSE, CA 159,253159.3k $9.4m $9.4m 3.31% Added +5.6k +5,576
37 Regal Investment Advisors LLC 0.71% of their portfolio KENTWOOD, MI 158,948158.9k $9.4m $9.4m 0.71% Added +8.3k +8,264
38 Secure Asset Management, LLC 1.36% of their portfolio Troy, MI 152,040152.0k $9.0m $9.0m 1.36% Reduced -7.5k -7,473
39 HFG Advisors, Inc. 7.48% of their portfolio CINCINATTI, OH 144,840144.8k $8.6m $8.6m 7.48% Added +6.1k +6,070
40 Sigma Planning Corp 0.26% of their portfolio ANN ARBOR, MI 138,366138.4k $8.2m $8.2m 0.26% Added +14.4k +14,356
41 ATWOOD & PALMER INC 0.54% of their portfolio KANSAS CITY, MO 133,843133.8k $7.9m $7.9m 0.54% Reduced -4.8k -4,840
42 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 132,126132.1k $7.8m $7.8m 0.03% Reduced -69.8k -69,766
43 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 130,808130.8k $7.7m $7.7m 0.01% Added +591 +591
44 AFFINITY WEALTH MANAGEMENT LLC 1.37% of their portfolio WILMINGTON, DE 130,650130.7k $7.7m $7.7m 1.37% Reduced -3.5k -3,489
45 DAYMARK WEALTH PARTNERS, LLC 0.32% of their portfolio CINCINNATI, OH 127,274127.3k $7.5m $7.5m 0.32% Added +2.2k +2,231
46 PFG Investments, LLC 0.44% of their portfolio WOODBURY, NY 120,749120.7k $7.1m $7.1m 0.44% Reduced -5.1k -5,084
47 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 120,094120.1k $7.1m $7.1m 0.01% Added +84.4k +84,414
48 Good Life Advisors, LLC 0.50% of their portfolio READING, PA 117,120117.1k $6.9m $6.9m 0.50% Reduced -15.9k -15,881
49 SPC Financial, Inc. 0.60% of their portfolio ROCKVILLE, MD 115,933115.9k $6.8m $6.8m 0.60% Added +9.8k +9,804
50 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 115,705115.7k $6.8m $6.8m 0.01% Added +1.0k +1,006
51 SkyOak Wealth, LLC 1.45% of their portfolio SOUTHFIELD, MI 114,926114.9k $6.8m $6.8m 1.45% Reduced -2.5k -2,511
52 IFP Advisors, Inc 0.21% of their portfolio TAMPA, FL 109,696109.7k $6.5m $6.5m 0.21% Added +3.1k +3,121
53 Fusion Capital, LLC 2.46% of their portfolio MT. PLEASANT, SC 103,488103.5k $6.1m $6.1m 2.46% Added +3.7k +3,674
54 Essential Planning, LLC. 0.04% of their portfolio PORTSMOUTH, NH 97,50097.5k $5.8m $5.8m 0.04% New
55 UNIONVIEW, LLC 4.06% of their portfolio SEATTLE, WA 93,71793.7k $5.5m $5.5m 4.06% Added +4.5k +4,522
56 Geneos Wealth Management Inc. 0.19% of their portfolio ENGLEWOOD, CO 93,13893.1k $5.5m $5.5m 0.19% Added +6.8k +6,790
57 MARSHALL INVESTMENT MANAGEMENT, LLC 3.18% of their portfolio LITTLETON, CO 92,50492.5k $5.4m $5.4m 3.18% First filing
58 POM Investment Strategies, LLC 4.06% of their portfolio RALEIGH, NC 91,29691.3k $5.4m $5.4m 4.06% Added +1.5k +1,493
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 90,52190.5k $5.3m $5.3m 0.00% Reduced -102.1k -102,105
60 TradeWell Securities, LLC. 2.76% of their portfolio Fort Wayne, IN 90,32090.3k $5.3m $5.3m 2.76% First filing
61 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 89,54689.5k $5.3m $5.3m 0.03% Added +20.2k +20,194
62 Valmark Advisers, Inc. 0.08% of their portfolio AKRON, OH 88,03788.0k $5.2m $5.2m 0.08% Added +5.1k +5,131
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.28% of their portfolio BIRMINGHAM, AL 80,37280.4k $5.0m $5.0m 0.28% Added +4.5k +4,474
64 Apollon Wealth Management, LLC 0.11% of their portfolio MOUNT PLEASANT, SC 77,73277.7k $4.6m $4.6m 0.11% Added +210 +210
65 Claro Advisors Inc. 0.61% of their portfolio BOSTON, MA 76,54476.5k $4.5m $4.5m 0.61% Reduced -73 -73
66 COMERICA BANK 0.02% of their portfolio DALLAS, TX 75,27875.3k $4.4m $4.4m 0.02% Reduced -269 -269
67 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 66,73466.7k $4.2m $4.2m 0.03% Reduced -372 -372
68 BRASS TAX WEALTH MANAGEMENT, INC 0.83% of their portfolio CINCINNATI, OH 66,38366.4k $3.9m $3.9m 0.83% Reduced -66.3k -66,313
69 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 65,76765.8k $3.9m $3.9m 0.00% Added +4.3k +4,335
70 TKG Advisors, LLC 1.83% of their portfolio VALPARAISO, IN 63,86763.9k $4.0m $4.0m 1.83% New
71 Meridian Wealth Management, LLC 0.17% of their portfolio LEXINGTON, KY 61,03061.0k $3.6m $3.6m 0.17% Unchanged
72 First Heartland Consultants, Inc. 0.35% of their portfolio LAKE ST. LOUIS, MO 57,35857.4k $3.4m $3.4m 0.35% Added +2.9k +2,927
73 Global Retirement Partners, LLC 0.09% of their portfolio San Rafael, CA 55,74255.7k $3.3m $3.3m 0.09% Added +40.2k +40,212
74 Stablepoint Partners, LLC 0.57% of their portfolio BRAINTREE, MA 52,47952.5k $3.1m $3.1m 0.57% Reduced -1.6k -1,585
75 Morey & Quinn Wealth Partners, LLC 2.58% of their portfolio OMAHA, NE 51,45751.5k $3.0m $3.0m 2.58% First filing
76 MUIRFIELD WEALTH ADVISORS LLC 2.48% of their portfolio CHARLOTTE, NC 51,03551.0k $3.0m $3.0m 2.48% Reduced -1.7k -1,710
77 Cushing Capital Partners, LLC 2.71% of their portfolio DELAFIELD, WI 47,66347.7k $2.8m $2.8m 2.71% First filing
78 Atlas Private Wealth Advisors 0.38% of their portfolio RED BANK, NJ 45,75645.8k $2.7m $2.7m 0.38% Reduced -324 -324
79 G&S Capital LLC 1.10% of their portfolio DENVER, CO 45,06645.1k $2.7m $2.7m 1.10% New
80 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 44,12944.1k $2.6m $2.6m 0.04% Reduced -2.1k -2,102
81 Golden State Wealth Management, LLC 0.39% of their portfolio SANTA ANA, CA 43,90543.9k $2.6m $2.6m 0.39% First filing
82 Arkadios Wealth Advisors 0.14% of their portfolio ATLANTA, GA 43,56543.6k $2.6m $2.6m 0.14% Reduced -1.8k -1,788
83 IFG Advisory, LLC 0.13% of their portfolio ATLANTA, GA 39,94239.9k $2.4m $2.4m 0.13% Reduced -1.5k -1,503
84 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 39,78439.8k $2.4m $2.4m 0.07% Added +467 +467
85 COTTONWOOD CAPITAL ADVISORS, LLC 1.64% of their portfolio SALT LAKE CITY, UT 38,69238.7k $2.3m $2.3m 1.64% Reduced -5.5k -5,462
86 Lunt Capital Management, Inc. 0.88% of their portfolio HOLLADAY, UT 38,07138.1k $2.2m $2.2m 0.88% Added +5.0k +4,986
87 WEDBUSH SECURITIES INC 0.08% of their portfolio PASADENA, CA 37,97838.0k $2.2m $2.2m 0.08% Reduced -2.8k -2,802
88 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 37,47637.5k $2.2m $2.2m 0.07% Added +6.5k +6,477
89 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 37,06737.1k $2.2m $2.2m 0.07% Added +1 +1
90 Garden State Investment Advisory Services LLC 0.67% of their portfolio Red Bank, NJ 36,81236.8k $2.2m $2.2m 0.67% Added +967 +967
91 Accel Wealth Management 0.82% of their portfolio WAVERLY, IA 36,65436.7k $2.2m $2.2m 0.82% Added +112 +112
92 Mariner, LLC 0.00% of their portfolio Overland Park, KS 36,58436.6k $2.2m $2.2m 0.00% Reduced -2.0k -2,050
93 Carr Financial Group Corp 0.68% of their portfolio WORCESTER, MA 36,41636.4k $2.2m $2.2m 0.68% Added +526 +526
94 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 35,46435.5k $2.1m $2.1m 0.00% Added +17.4k +17,411
95 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 35,34335.3k $2.1m $2.1m 0.02% Reduced -254 -254
96 SMITH, MOORE & CO. 0.19% of their portfolio CLAYTON, MO 35,23835.2k $2.1m $2.1m 0.19% Added +600 +600
97 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 35,03335.0k $2.1m $2.1m 0.02% Reduced -2.5k -2,459
98 RETIREMENT GUYS FORMULA LLC 1.00% of their portfolio MAUMEE, OH 33,57333.6k $2.0m $2.0m 1.00% Reduced -1.3k -1,309
99 Harvest Investment Services, LLC 0.46% of their portfolio Oakbrook Terrace, IL 31,98332.0k $1.9m $1.9m 0.46% New
100 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 31,65631.7k $1.9m $1.9m 0.04% Reduced -76 -76