Vault-13

FIRST TR EXCHANGE-TRADED FD FV

DORSEY WRT 5 ETF · ETP · CUSIP 33738R605

311 institutional holders +15 vs Q2 2024
42,240,85142.2m shares reported held*
$2.4bnreported value*
27 new 105 added 108 reduced 15 sold out net sold ≈ $18.1m (+172.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($17.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $57.60. Options: 2 managers hold calls ($268.0k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 215Q4 22: 245Q1 23: 245Q2 23: 257Q3 23: 255Q4 23: 276Q1 24: 284Q2 24: 296Q3 24: 311311Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022215
Q4 2022245
Q1 2023245
Q2 2023257
Q3 2023255
Q4 2023276
Q1 2024284
Q2 2024296
Q3 2024311

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 133 bought or addedQ4 22: 83 cut or sold outQ1 23: 130 bought or addedQ1 23: 97 cut or sold outQ1 23Q2 23: 98 bought or addedQ2 23: 125 cut or sold outQ3 23: 104 bought or addedQ3 23: 121 cut or sold outQ3 23Q4 23: 91 bought or addedQ4 23: 133 cut or sold outQ1 24: 115 bought or addedQ1 24: 136 cut or sold outQ1 24Q2 24: 117 bought or addedQ2 24: 136 cut or sold outQ3 24: 132 bought or addedQ3 24: 123 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202213383
Q1 202313097
Q2 202398125
Q3 2023104121
Q4 202391133
Q1 2024115136
Q2 2024117136
Q3 2024132123

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $268.0kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$268.0k$00.00

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +482,524+482.5k
MORGAN STANLEY Added +203,795+203.8k
BRASS TAX WEALTH MANAGEMENT, INC Added +66,879+66.9k
ORG Partners LLC New +60,678+60.7k
RAYMOND JAMES & ASSOCIATES Added +47,375+47.4k
ENVESTNET ASSET MANAGEMENT INC Added +30,109+30.1k
Cambridge Investment Research Advisors, Inc. Added +29,757+29.8k
PRINCIPAL SECURITIES, INC. Added +29,092+29.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +26,136+26.1k
Madrona Financial Services, LLC Added +24,263+24.3k

Biggest sellers

UBS Group AG Reduced -211,711-211.7k
ATWOOD & PALMER INC Reduced -168,675-168.7k
Private Advisor Group, LLC Reduced -105,762-105.8k
Cetera Investment Advisers Reduced -75,183-75.2k
OSAIC HOLDINGS, INC. Reduced -72,734-72.7k
WELLS FARGO & COMPANY/MN Reduced -71,625-71.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -64,601-64.6k
Prospera Financial Services Inc Reduced -55,653-55.7k
ROYAL BANK OF CANADA Reduced -55,555-55.6k
STIFEL FINANCIAL CORP Reduced -30,795-30.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $268.0k4.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 6,878,9396.9m $400.8m $400.8m 0.03% Added +203.8k +203,795
2 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 4,187,8144.2m $244.0m $244.0m 0.11% Reduced -23.4k -23,356
3 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 4,138,6304.1m $241.2m $241.2m 0.06% Reduced -71.6k -71,625
4 COMMONWEALTH EQUITY SERVICES, LLC 0.25% of their portfolio WALTHAM, MA 2,813,2372.8m $163.9m $163.9m 0.25% Reduced -64.6k -64,601
5 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 1,672,2611.7m $97.4m $97.4m 0.06% Added +47.4k +47,375
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,664,7781.7m $97.0m $97.0m 0.01% Reduced -27.5k -27,488
7 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,574,5691.6m $91.8m $91.8m 0.03% Reduced -211.7k -211,711
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,110,3481.1m $64.7m $64.7m 0.01% Reduced -55.6k -55,555
9 NewEdge Advisors, LLC 0.38% of their portfolio NEW ORLEANS, LA 993,019993.0k $57.9m $57.9m 0.38% Added +7.4k +7,400
10 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 953,973954.0k $55.6m $55.6m 0.07% Added +18.1k +18,052
11 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 894,686894.7k $52.1m $52.1m 0.12% Reduced -72.7k -72,734
12 Prospera Financial Services Inc 1.27% of their portfolio Dallas, TX 850,925850.9k $49.6m $49.6m 1.27% Reduced -55.7k -55,653
13 Concurrent Investment Advisors, LLC 0.98% of their portfolio Tampa, FL 568,765568.8k $33.1m $33.1m 0.98% Added +12.6k +12,580
14 Madrona Financial Services, LLC 8.29% of their portfolio EVERETT, WA 511,831511.8k $29.8m $29.8m 8.29% Added +24.3k +24,263
15 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 505,869505.9k $29.5m $29.5m 0.08% Reduced -2.9k -2,854
16 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 500,075500.1k $29.1m $29.1m 0.06% Added +8.4k +8,376
17 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 489,346489.3k $9.1k $9.1k 0.02% Added +482.5k +482,524
18 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 475,077475.1k $27.7m $27.7m 0.09% Added +29.8k +29,757
19 SARD WEALTH MANAGEMENT GROUP, LLC 17.50% of their portfolio ATLANTA, GA 454,306454.3k $26.5m $26.5m 17.50% Added +723 +723
20 D.A. DAVIDSON & CO. 0.21% of their portfolio GREAT FALLS, MT 439,160439.2k $25.6m $25.6m 0.21% Reduced -1.3k -1,323
21 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 437,043437.0k $25.5m $25.5m 0.01% Added +30.1k +30,109
22 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 430,310430.3k $25.1m $25.1m 0.05% Reduced -75.2k -75,183
23 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 406,799406.8k $23.7m $23.7m 0.06% Reduced -12.8k -12,754
24 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 385,926385.9k $22.5m $22.5m 0.02% Reduced -30.8k -30,795
25 Proactive Wealth Strategies LLC 9.42% of their portfolio MARIETTA, GA 291,029291.0k $17.0m $17.0m 9.42% First filing
26 CWM, LLC 0.07% of their portfolio OMAHA, NE 280,908280.9k $16.4m $16.4m 0.07% Reduced -5.4k -5,374
27 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 255,931255.9k $14.9m $14.9m 0.14% Added +18.9k +18,873
28 MinichMacGregor Wealth Management, LLC 3.18% of their portfolio Saratoga Springs, NY 254,978255.0k $14.9m $14.9m 3.18% Added +937 +937
29 Integrated Wealth Concepts LLC 0.17% of their portfolio WALTHAM, MA 241,091241.1k $14.0m $14.0m 0.17% Added +11.0k +10,972
30 Strid Group, LLC 2.07% of their portfolio NEWTOWN SQUARE, PA 233,900233.9k $13.6m $13.6m 2.07% Unchanged
31 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 201,892201.9k $11.8m $11.8m 0.04% Reduced -29.8k -29,825
32 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 194,984195.0k $11.4m $11.4m 0.07% Reduced -105.8k -105,762
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 192,626192.6k $11.2m $11.2m 0.00% Reduced -1.8k -1,820
34 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 191,525191.5k $11.2m $11.2m 0.02% Added +4.4k +4,439
35 Ashton Thomas Private Wealth, LLC 0.55% of their portfolio SCOTTSDALE, AZ 176,165176.2k $10.3m $10.3m 0.55% Reduced -17.4k -17,380
36 Stratos Wealth Partners, LTD. 0.14% of their portfolio BEACHWOOD, OH 170,511170.5k $9.9m $9.9m 0.14% Added +13.8k +13,840
37 Secure Asset Management, LLC 1.57% of their portfolio Troy, MI 159,513159.5k $9.3m $9.3m 1.57% Reduced -16.9k -16,883
38 MGO ONE SEVEN LLC 0.39% of their portfolio Beachwood, OH 156,188156.2k $9.1m $9.1m 0.39% Reduced -1.3k -1,341
39 Concentrum Wealth Management 3.48% of their portfolio SAN JOSE, CA 153,677153.7k $9.0m $9.0m 3.48% Added +2.6k +2,641
40 Regal Investment Advisors LLC 0.62% of their portfolio KENTWOOD, MI 150,684150.7k $8.8m $8.8m 0.62% Added +1.6k +1,558
41 HFG Advisors, Inc. 7.16% of their portfolio CINCINATTI, OH 138,770138.8k $8.1m $8.1m 7.16% Reduced -721 -721
42 ATWOOD & PALMER INC 0.55% of their portfolio KANSAS CITY, MO 138,683138.7k $8.1m $8.1m 0.55% Reduced -168.7k -168,675
43 AFFINITY WEALTH MANAGEMENT LLC 1.39% of their portfolio WILMINGTON, DE 134,139134.1k $7.8m $7.8m 1.39% Reduced -4.9k -4,917
44 Good Life Advisors, LLC 0.48% of their portfolio READING, PA 133,001133.0k $7.7m $7.7m 0.48% Reduced -4.5k -4,522
45 BRASS TAX WEALTH MANAGEMENT, INC 1.06% of their portfolio CINCINNATI, OH 132,696132.7k $7.7m $7.7m 1.06% Added +66.9k +66,879
46 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 130,217130.2k $7.6m $7.6m 0.01% Added +300 +300
47 PFG Investments, LLC 0.47% of their portfolio WOODBURY, NY 125,833125.8k $7.3m $7.3m 0.47% Added +3.9k +3,880
48 DAYMARK WEALTH PARTNERS, LLC 0.31% of their portfolio CINCINNATI, OH 125,043125.0k $7.3m $7.3m 0.31% Added +7.7k +7,717
49 Sigma Planning Corp 0.22% of their portfolio ANN ARBOR, MI 124,010124.0k $7.2m $7.2m 0.22% Added +1.1k +1,115
50 SkyOak Wealth, LLC 1.53% of their portfolio SOUTHFIELD, MI 117,437117.4k $6.8m $6.8m 1.53% Reduced -266 -266
51 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 114,699114.7k $6.7m $6.7m 0.01% Reduced -4.1k -4,074
52 IFP Advisors, Inc 0.22% of their portfolio TAMPA, FL 106,575106.6k $6.2m $6.2m 0.22% Reduced -1.1k -1,102
53 SPC Financial, Inc. 0.54% of their portfolio ROCKVILLE, MD 106,129106.1k $6.2m $6.2m 0.54% Added +9.8k +9,796
54 Fusion Capital, LLC 2.50% of their portfolio MT. PLEASANT, SC 99,81499.8k $5.8m $5.8m 2.50% Added +322 +322
55 POM Investment Strategies, LLC 4.09% of their portfolio RALEIGH, NC 89,80389.8k $5.2m $5.2m 4.09% Added +581 +581
56 UNIONVIEW, LLC 4.05% of their portfolio SEATTLE, WA 89,19589.2k $5.2m $5.2m 4.05% Added +392 +392
57 Geneos Wealth Management Inc. 0.19% of their portfolio ENGLEWOOD, CO 86,34886.3k $5.0m $5.0m 0.19% Added +5.0k +4,976
58 Valmark Advisers, Inc. 0.08% of their portfolio AKRON, OH 82,90682.9k $4.8m $4.8m 0.08% Added +4.5k +4,530
59 Apollon Wealth Management, LLC 0.13% of their portfolio MOUNT PLEASANT, SC 77,52277.5k $4.5m $4.5m 0.13% Reduced -22.2k -22,239
60 Claro Advisors Inc. 0.58% of their portfolio BOSTON, MA 76,61776.6k $4.5m $4.5m 0.58% Reduced -684 -684
61 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.26% of their portfolio BIRMINGHAM, AL 75,89875.9k $4.4m $4.4m 0.26% Added +6.7k +6,675
62 COMERICA BANK 0.02% of their portfolio DALLAS, TX 75,54775.5k $4.4m $4.4m 0.02% Reduced -1.2k -1,233
63 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 69,35269.4k $4.0m $4.0m 0.02% Reduced -9.0k -9,018
64 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 67,10667.1k $4.1m $4.1m 0.03% Reduced -7.4k -7,363
65 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 61,43261.4k $3.6m $3.6m 0.00% Reduced -2.1k -2,105
66 Meridian Wealth Management, LLC 0.17% of their portfolio LEXINGTON, KY 61,03061.0k $3.6m $3.6m 0.17% Reduced -3.2k -3,240
67 ORG Partners LLC 0.57% of their portfolio ROANOKE, IN 60,67860.7k $3.5m $3.5m 0.57% New
68 First Heartland Consultants, Inc. 0.34% of their portfolio LAKE ST. LOUIS, MO 54,43154.4k $3.2m $3.2m 0.34% Reduced -625 -625
69 Stablepoint Partners, LLC 0.57% of their portfolio BRAINTREE, MA 54,06454.1k $3.2m $3.2m 0.57% Reduced -647 -647
70 MUIRFIELD WEALTH ADVISORS LLC 2.61% of their portfolio CHARLOTTE, NC 52,74552.7k $3.1m $3.1m 2.61% Added +708 +708
71 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 49,61849.6k $2.9m $2.9m 0.00% Added +26.1k +26,136
72 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 46,23146.2k $2.7m $2.7m 0.05% Added +2.4k +2,427
73 Atlas Private Wealth Advisors 0.39% of their portfolio RED BANK, NJ 46,08046.1k $2.7m $2.7m 0.39% Added +444 +444
74 Arkadios Wealth Advisors 0.15% of their portfolio ATLANTA, GA 45,35345.4k $2.6m $2.6m 0.15% Added +473 +473
75 COTTONWOOD CAPITAL ADVISORS, LLC 1.89% of their portfolio SALT LAKE CITY, UT 44,15444.2k $2.6m $2.6m 1.89% Reduced -6.0k -6,030
76 IFG Advisory, LLC 0.15% of their portfolio ATLANTA, GA 41,44541.4k $2.4m $2.4m 0.15% Added +1.0k +1,014
77 WEDBUSH SECURITIES INC 0.09% of their portfolio PASADENA, CA 40,78040.8k $2.4m $2.4m 0.09% Added +867 +867
78 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 39,31739.3k $2.3m $2.3m 0.07% Added +1.3k +1,298
79 Mariner, LLC 0.00% of their portfolio Overland Park, KS 38,63438.6k $2.3m $2.3m 0.00% Reduced -901 -901
80 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 37,49237.5k $2.2m $2.2m 0.02% Reduced -595 -595
81 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 37,06637.1k $2.2m $2.2m 0.06% Reduced -605 -605
82 Accel Wealth Management 0.79% of their portfolio WAVERLY, IA 36,54236.5k $2.1m $2.1m 0.79% Reduced -1.1k -1,111
83 Carr Financial Group Corp 0.62% of their portfolio WORCESTER, MA 35,89035.9k $2.1m $2.1m 0.62% Reduced -4.3k -4,335
84 Garden State Investment Advisory Services LLC 0.67% of their portfolio Red Bank, NJ 35,84535.8k $2.1m $2.1m 0.67% Added +724 +724
85 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 35,68035.7k $2.1m $2.1m 0.00% Added +541 +541
86 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 35,59735.6k $2.1m $2.1m 0.02% Added +1.2k +1,183
87 RETIREMENT GUYS FORMULA LLC 0.95% of their portfolio MAUMEE, OH 34,88234.9k $2.0m $2.0m 0.95% Reduced -1.1k -1,061
88 SMITH, MOORE & CO. 0.19% of their portfolio CLAYTON, MO 34,63834.6k $2.0m $2.0m 0.19% Reduced -214 -214
89 Lunt Capital Management, Inc. 0.90% of their portfolio HOLLADAY, UT 33,08533.1k $1.9m $1.9m 0.90% Added +2.4k +2,429
90 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 32,69032.7k $1.9m $1.9m 0.00% Added +3.5k +3,550
91 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 31,73231.7k $1.8m $1.8m 0.04% Added +29.1k +29,092
92 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 30,99931.0k $1.8m $1.8m 0.07% Added +6.0k +5,975
93 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 30,06730.1k $1.8m $1.8m 0.02% Reduced -170 -170
94 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 29,83929.8k $1.7m $1.7m 0.00% Reduced -2.9k -2,892
95 Gilliland Jeter Wealth Management LLC 0.28% of their portfolio LITTLE ROCK, AR 29,35929.4k $1.7m $1.7m 0.28% Added +14.7k +14,680
96 Waterfront Wealth Inc. 0.42% of their portfolio OVERLAND PARK, KS 29,30429.3k $1.7m $1.7m 0.42% Added +532 +532
97 CREATIVE FINANCIAL DESIGNS INC /ADV 0.14% of their portfolio KOKOMO, IN 28,71828.7k $1.7m $1.7m 0.14% Added +121 +121
98 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 28,40528.4k $1.7m $1.7m 0.05% Reduced -1.7k -1,653
99 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 28,13428.1k $1.6m $1.6m 0.07% Reduced -403 -403
100 CoreCap Advisors, LLC 0.08% of their portfolio SOUTHFIELD, MI 27,67927.7k $1.6m $1.6m 0.08% Added +585 +585