Vault-13

FIRST TR EXCHANGE-TRADED FD FV

DORSEY WRT 5 ETF · ETP · CUSIP 33738R605

284 institutional holders +8 vs Q4 2023
54,603,96254.6m shares reported held*
$3.1bnreported value*
30 new 85 added 113 reduced 23 sold out net bought ≈ $247.0m (+4.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($41.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $57.06. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 215Q4 22: 245Q1 23: 245Q2 23: 257Q3 23: 255Q4 23: 276Q1 24: 284284Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022215
Q4 2022245
Q1 2023245
Q2 2023257
Q3 2023255
Q4 2023276
Q1 2024284

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 133 bought or addedQ4 22: 83 cut or sold outQ4 22Q1 23: 130 bought or addedQ1 23: 97 cut or sold outQ1 23Q2 23: 98 bought or addedQ2 23: 125 cut or sold outQ2 23Q3 23: 104 bought or addedQ3 23: 121 cut or sold outQ3 23Q4 23: 91 bought or addedQ4 23: 133 cut or sold outQ4 23Q1 24: 115 bought or addedQ1 24: 136 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202213383
Q1 202313097
Q2 202398125
Q3 2023104121
Q4 202391133
Q1 2024115136

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 23 calls: $220.5kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $1.1mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$220.5k$00.00
Q3 2023$1.1m$00.00
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +6,061,670+6.1m
Cetera Investment Advisers Added +405,129+405.1k
One Capital Management, LLC New +394,902+394.9k
Cambridge Investment Research Advisors, Inc. Added +173,986+174.0k
Global Assets Advisory, LLC New +146,955+147.0k
ROYAL BANK OF CANADA Added +131,739+131.7k
Rockefeller Capital Management L.P. Added +106,599+106.6k
Secure Asset Management, LLC Added +62,659+62.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +53,518+53.5k
Baird Financial Group, Inc. Added +53,459+53.5k

Biggest sellers

UBS Group AG Sold out -2,070,715-2.1m
Cetera Advisor Networks LLC Sold out -379,796-379.8k
OSAIC HOLDINGS, INC. Reduced -160,910-160.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -113,570-113.6k
Raymond James Financial Services Advisors, Inc. Reduced -106,351-106.4k
AE Wealth Management LLC Reduced -101,272-101.3k
Meridian Wealth Management, LLC Sold out -65,064-65.1k
Prospera Financial Services Inc Reduced -51,620-51.6k
BANK OF AMERICA CORP /DE/ Reduced -51,203-51.2k
Endowment Wealth Management, Inc. Reduced -46,376-46.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 20,145,23420.1m $1.2bn $1.2bn 0.03% Added +6.1m +6,061,670
2 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 4,171,4504.2m $238.7m $238.7m 0.13% Added +38.5k +38,493
3 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 4,164,7324.2m $238.3m $238.3m 0.06% Reduced -41.2k -41,244
4 COMMONWEALTH EQUITY SERVICES, LLC 0.27% of their portfolio WALTHAM, MA 2,879,7452.9m $164.8m $164.8m 0.27% Reduced -113.6k -113,570
5 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 1,697,5631.7m $97.2m $97.2m 0.07% Added +43.0k +43,005
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,670,3121.7m $95.6m $95.6m 0.01% Reduced -51.2k -51,203
7 OSAIC HOLDINGS, INC. 0.16% of their portfolio SCOTTSDALE, AZ 1,230,1061.2m $70.4m $70.4m 0.16% Reduced -160.9k -160,910
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,177,2861.2m $67.4m $67.4m 0.02% Added +131.7k +131,739
9 NewEdge Advisors, LLC 0.49% of their portfolio NEW ORLEANS, LA 988,944988.9k $56.6m $56.6m 0.49% Added +39.5k +39,470
10 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 962,724962.7k $55.1m $55.1m 0.08% Reduced -106.4k -106,351
11 Prospera Financial Services Inc 1.63% of their portfolio Dallas, TX 954,340954.3k $54.6m $54.6m 1.63% Reduced -51.6k -51,620
12 Concurrent Investment Advisors, LLC 1.28% of their portfolio Tampa, FL 548,616548.6k $31.4m $31.4m 1.28% Reduced -24.1k -24,090
13 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 538,080538.1k $30.8m $30.8m 0.12% Added +174.0k +173,986
14 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 535,013535.0k $30.6m $30.6m 0.07% Added +405.1k +405,129
15 Janney Montgomery Scott LLC 0.09% of their portfolio PHILADELPHIA, PA 516,085516.1k $29.5m $29.5m 0.09% Reduced -1.8k -1,762
16 SARD WEALTH MANAGEMENT GROUP, LLC 26.31% of their portfolio ATLANTA, GA 508,791508.8k $29.1m $29.1m 26.31% Reduced -5.2k -5,232
17 Madrona Financial Services, LLC 9.92% of their portfolio EVERETT, WA 497,964498.0k $28.5m $28.5m 9.92% Added +8.2k +8,214
18 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 464,273464.3k $26.6m $26.6m 0.06% Added +53.5k +53,459
19 D.A. DAVIDSON & CO. 0.23% of their portfolio GREAT FALLS, MT 445,445445.4k $25.5m $25.5m 0.23% Reduced -6.4k -6,407
20 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 405,864405.9k $23.2m $23.2m 0.01% Reduced -1.2k -1,159
21 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 405,703405.7k $23.2m $23.2m 0.07% Added +106.6k +106,599
22 One Capital Management, LLC 0.82% of their portfolio WESTLAKE VILLAGE, CA 394,902394.9k $22.6m $22.6m 0.82% New
23 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 374,589374.6k $21.4m $21.4m 0.02% Reduced -12.6k -12,580
24 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 310,526310.5k $17.8m $17.8m 0.13% Reduced -10.0k -10,036
25 ATWOOD & PALMER INC 1.34% of their portfolio KANSAS CITY, MO 309,110309.1k $17.7m $17.7m 1.34% Reduced -7.4k -7,368
26 CWM, LLC 0.08% of their portfolio OMAHA, NE 285,309285.3k $16.3m $16.3m 0.08% Reduced -356 -356
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 272,366272.4k $15.6m $15.6m 0.00% Reduced -7.6k -7,642
28 Strid Group, LLC 2.73% of their portfolio NEWTOWN SQUARE, PA 265,688265.7k $15.2m $15.2m 2.73% Reduced -18.1k -18,084
29 MinichMacGregor Wealth Management, LLC 3.70% of their portfolio Saratoga Springs, NY 253,231253.2k $14.5m $14.5m 3.70% Reduced -2.9k -2,942
30 Steward Partners Investment Advisory, LLC 0.15% of their portfolio STAMFORD, CT 237,920237.9k $13.6m $13.6m 0.15% Added +50.1k +50,079
31 Integrated Wealth Concepts LLC 0.20% of their portfolio WALTHAM, MA 236,500236.5k $13.5m $13.5m 0.20% Reduced -24.1k -24,098
32 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 236,237236.2k $13.5m $13.5m 0.06% Added +10.5k +10,499
33 Secure Asset Management, LLC 2.93% of their portfolio Troy, MI 217,515217.5k $12.4m $12.4m 2.93% Added +62.7k +62,659
34 Ashton Thomas Private Wealth, LLC 0.68% of their portfolio SCOTTSDALE, AZ 206,128206.1k $11.8m $11.8m 0.68% Reduced -20.7k -20,728
35 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 191,802191.8k $11.0m $11.0m 0.02% Added +8.4k +8,368
36 Stratos Wealth Partners, LTD. 0.15% of their portfolio BEACHWOOD, OH 160,345160.3k $9.2m $9.2m 0.15% Added +1.7k +1,671
37 MGO ONE SEVEN LLC 0.46% of their portfolio Beachwood, OH 154,112154.1k $8.8m $8.8m 0.46% Reduced -4.6k -4,567
38 Good Life Advisors, LLC 0.78% of their portfolio READING, PA 154,023154.0k $8.8m $8.8m 0.78% Reduced -6.8k -6,806
39 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 151,303151.3k $8.7m $8.7m 0.01% Reduced -32.2k -32,170
40 Concentrum Wealth Management 3.94% of their portfolio SAN JOSE, CA 149,060149.1k $8.5m $8.5m 3.94% Added +8.1k +8,131
41 Regal Investment Advisors LLC 0.58% of their portfolio KENTWOOD, MI 148,360148.4k $8.5m $8.5m 0.58% Reduced -626 -626
42 Global Assets Advisory, LLC 0.10% of their portfolio ORLANDO, FL 146,955147.0k $2.6k $2.6k 0.10% New
43 HFG Advisors, Inc. 7.28% of their portfolio CINCINATTI, OH 143,485143.5k $8.2m $8.2m 7.28% Reduced -7.2k -7,166
44 AFFINITY WEALTH MANAGEMENT LLC 1.49% of their portfolio WILMINGTON, DE 140,650140.7k $8.0m $8.0m 1.49% Added +2.3k +2,284
45 Sigma Planning Corp 0.23% of their portfolio ANN ARBOR, MI 125,114125.1k $7.2m $7.2m 0.23% Added +51.9k +51,905
46 PFG Investments, LLC 0.43% of their portfolio WOODBURY, NY 124,107124.1k $7.1m $7.1m 0.43% Added +44.3k +44,307
47 SkyOak Wealth, LLC 1.64% of their portfolio SOUTHFIELD, MI 119,485119.5k $6.8m $6.8m 1.64% Reduced -356 -356
48 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 112,861112.9k $6.5m $6.5m 0.01% Added +2.2k +2,186
49 DAYMARK WEALTH PARTNERS, LLC 0.33% of their portfolio CINCINNATI, OH 107,325107.3k $6.1m $6.1m 0.33% Added +11.0k +11,018
50 IFP Advisors, Inc 0.26% of their portfolio TAMPA, FL 102,062102.1k $5.8m $5.8m 0.26% Reduced -185 -185
51 Apollon Wealth Management, LLC 0.18% of their portfolio MOUNT PLEASANT, SC 100,495100.5k $5.8m $5.8m 0.18% Added +715 +715
52 Fusion Capital, LLC 2.62% of their portfolio MT. PLEASANT, SC 100,210100.2k $5.7m $5.7m 2.62% Reduced -1.4k -1,412
53 POM Investment Strategies, LLC 4.48% of their portfolio RALEIGH, NC 95,56595.6k $5.5m $5.5m 4.48% Added +2.9k +2,942
54 COMERICA BANK 0.02% of their portfolio DALLAS, TX 88,79988.8k $5.1m $5.1m 0.02% Reduced -880 -880
55 SPC Financial, Inc. 0.47% of their portfolio ROCKVILLE, MD 87,55787.6k $5.0m $5.0m 0.47% Added +10.0k +9,995
56 UNIONVIEW, LLC 3.98% of their portfolio SEATTLE, WA 83,97684.0k $4.8m $4.8m 3.98% Added +1.4k +1,405
57 Claro Advisors Inc. 0.82% of their portfolio BOSTON, MA 82,06082.1k $4.7m $4.7m 0.82% Reduced -584 -584
58 Geneos Wealth Management Inc. 0.21% of their portfolio ENGLEWOOD, CO 79,86679.9k $4.6m $4.6m 0.21% Added +973 +973
59 Valmark Advisers, Inc. 0.08% of their portfolio AKRON, OH 76,54076.5k $4.4m $4.4m 0.08% Added +2.0k +1,964
60 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 73,81873.8k $4.2m $4.2m 0.03% Reduced -2.6k -2,600
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 70,62170.6k $4.0m $4.0m 0.01% Added +53.5k +53,518
62 Fifth Third Securities, Inc. 0.37% of their portfolio Cincinnati, OH 67,10267.1k $3.8m $3.8m 0.37% Reduced -2.9k -2,908
63 BRASS TAX WEALTH MANAGEMENT, INC 1.98% of their portfolio CINCINNATI, OH 66,33466.3k $3.8m $3.8m 1.98% First filing
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.24% of their portfolio BIRMINGHAM, AL 65,77765.8k $3.8m $3.8m 0.24% Added +12.9k +12,885
65 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 63,55463.6k $3.6m $3.6m 0.00% Reduced -935 -935
66 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 59,88759.9k $3.4m $3.4m 0.04% Added +4.0k +4,033
67 First Heartland Consultants, Inc. 0.33% of their portfolio LAKE ST. LOUIS, MO 55,42855.4k $3.2m $3.2m 0.33% Added +128 +128
68 Stablepoint Partners, LLC 0.63% of their portfolio BRAINTREE, MA 54,07054.1k $3.1m $3.1m 0.63% Added +10.3k +10,331
69 COTTONWOOD CAPITAL ADVISORS, LLC 2.23% of their portfolio SALT LAKE CITY, UT 51,90151.9k $2.8m $2.8m 2.23% Reduced -3.4k -3,355
70 MUIRFIELD WEALTH ADVISORS LLC 2.73% of their portfolio CHARLOTTE, NC 49,57749.6k $2.8m $2.8m 2.73% Added +105 +105
71 Arkadios Wealth Advisors 0.20% of their portfolio ATLANTA, GA 45,72245.7k $2.6m $2.6m 0.20% Reduced -9.2k -9,162
72 WEDBUSH SECURITIES INC 0.09% of their portfolio PASADENA, CA 41,94941.9k $2.4m $2.4m 0.09% Reduced -3.9k -3,927
73 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 40,74140.7k $2.3m $2.3m 0.05% Reduced -5.9k -5,928
74 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 40,06140.1k $2.3m $2.3m 0.04% Reduced -9.9k -9,892
75 Mariner, LLC 0.00% of their portfolio Overland Park, KS 40,05640.1k $2.3m $2.3m 0.00% Reduced -15.9k -15,873
76 IFG Advisory, LLC 0.17% of their portfolio ATLANTA, GA 39,99840.0k $2.3m $2.3m 0.17% Reduced -4.9k -4,909
77 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 38,74138.7k $2.2m $2.2m 0.07% Reduced -700 -700
78 Accel Wealth Management 0.93% of their portfolio WAVERLY, IA 38,41038.4k $2.2m $2.2m 0.93% Added +1.1k +1,103
79 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 36,88936.9k $2.1m $2.1m 0.07% Reduced -214 -214
80 RETIREMENT GUYS FORMULA LLC 1.03% of their portfolio MAUMEE, OH 36,83036.8k $2.1m $2.1m 1.03% Reduced -8.2k -8,172
81 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 36,00336.0k $2.1m $2.1m 0.02% Reduced -796 -796
82 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 34,83934.8k $2.0m $2.0m 0.01% Added +2.0k +2,034
83 SMITH, MOORE & CO. 0.21% of their portfolio CLAYTON, MO 34,79434.8k $2.0m $2.0m 0.21% Added +3.5k +3,503
84 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 33,00233.0k $1.9m $1.9m 0.07% Added +898 +898
85 Private Advisory Group LLC 0.25% of their portfolio REDMOND, WA 30,69130.7k $1.8m $1.8m 0.25% Added +12.3k +12,274
86 Garden State Investment Advisory Services LLC 0.63% of their portfolio Red Bank, NJ 30,02130.0k $1.7m $1.7m 0.63% Added +1.8k +1,766
87 NBT BANK, N.A. 0.13% of their portfolio NORWICH, NY 29,95029.9k $1.7m $1.7m 0.13% Reduced -1.8k -1,759
88 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 29,32329.3k $1.6m $1.6m 0.07% Added +15.3k +15,274
89 Keystone Financial Group 0.24% of their portfolio LEXINGTON, KY 29,02529.0k $1.7m $1.7m 0.24% Added +4.8k +4,765
90 Waterfront Wealth Inc. 0.44% of their portfolio OVERLAND PARK, KS 29,02229.0k $1.6m $1.6m 0.44% Reduced -4.7k -4,662
91 CREATIVE FINANCIAL DESIGNS INC /ADV 0.16% of their portfolio KOKOMO, IN 28,64128.6k $1.6m $1.6m 0.16% Reduced -3.4k -3,406
92 LEVEL FOUR ADVISORY SERVICES, LLC 0.08% of their portfolio DALLAS, TX 28,00328.0k $1.4m $1.4m 0.08% Unchanged
93 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 27,11527.1k $1.6m $1.6m 0.03% Added +735 +735
94 Lunt Capital Management, Inc. 0.77% of their portfolio HOLLADAY, UT 27,07727.1k $1.5m $1.5m 0.77% Added +5.7k +5,674
95 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 26,37526.4k $1.5m $1.5m 0.00% New
96 CoreCap Advisors, LLC 0.08% of their portfolio SOUTHFIELD, MI 25,52425.5k $1.5m $1.5m 0.08% Reduced -325 -325
97 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 25,17225.2k $1.4m $1.4m 0.07% Added +2.2k +2,230
98 TRUST POINT INC. 0.11% of their portfolio LA CROSSE, WI 25,03725.0k $1.4m $1.4m 0.11% Not comparable
99 Financial Advocates Investment Management 0.08% of their portfolio OLYMPIA, WA 23,53923.5k $1.4m $1.4m 0.08% Reduced -837 -837
100 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 23,42923.4k $1.3m $1.3m 0.00% Reduced -1.1k -1,109