Vault-13

FIRST TR EXCHANGE-TRADED FD FV

DORSEY WRT 5 ETF · ETP · CUSIP 33738R605

276 institutional holders +21 vs Q3 2023
50,120,13750.1m shares reported held*
$2.6bnreported value*
19 new 72 added 116 reduced 17 sold out net bought ≈ $228.1m (+4.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($878.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.56. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 215Q4 22: 245Q1 23: 245Q2 23: 257Q3 23: 255Q4 23: 276276Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022215
Q4 2022245
Q1 2023245
Q2 2023257
Q3 2023255
Q4 2023276

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 133 bought or addedQ4 22: 83 cut or sold outQ4 22Q1 23: 130 bought or addedQ1 23: 97 cut or sold outQ1 23Q2 23: 98 bought or addedQ2 23: 125 cut or sold outQ2 23Q3 23: 104 bought or addedQ3 23: 121 cut or sold outQ3 23Q4 23: 91 bought or addedQ4 23: 133 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202213383
Q1 202313097
Q2 202398125
Q3 2023104121
Q4 202391133

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $220.5kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $1.1mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$220.5k$00.00
Q3 2023$1.1m$00.00
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +6,565,516+6.6m
JPMORGAN CHASE & CO Added +163,506+163.5k
Integrated Wealth Concepts LLC Added +108,609+108.6k
MML INVESTORS SERVICES, LLC Added +79,748+79.7k
Baird Financial Group, Inc. Added +61,190+61.2k
RAYMOND JAMES & ASSOCIATES Added +59,069+59.1k
Madrona Financial Services, LLC Added +58,105+58.1k
NewEdge Advisors, LLC Added +39,933+39.9k
NBT BANK, N.A. New +31,709+31.7k
D.A. DAVIDSON & CO. Added +27,326+27.3k

Biggest sellers

Prospera Financial Services Inc Reduced -687,603-687.6k
WELLS FARGO & COMPANY/MN Reduced -508,651-508.7k
OSAIC HOLDINGS, INC. Reduced -210,597-210.6k
Raymond James Financial Services Advisors, Inc. Reduced -119,747-119.7k
LPL Financial LLC Reduced -104,829-104.8k
Secure Asset Management, LLC Reduced -93,150-93.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -85,761-85.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -74,035-74.0k
TKG Advisors, LLC Sold out -63,053-63.1k
Janney Montgomery Scott LLC Reduced -60,040-60.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 14,083,56414.1m $726.0m $726.0m 0.03% Added +6.6m +6,565,516
2 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 4,205,9764.2m $216.8m $216.8m 0.06% Reduced -508.7k -508,651
3 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 4,132,9574.1m $213.1m $213.1m 0.13% Reduced -104.8k -104,829
4 COMMONWEALTH EQUITY SERVICES, LLC 0.28% of their portfolio WALTHAM, MA 2,993,3153.0m $154.3m $154.3m 0.28% Reduced -85.8k -85,761
5 UBS Group AG 0.04% of their portfolio ZURICH, V8 2,070,7152.1m $106.7m $106.7m 0.04% Added +21.1k +21,091
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,721,5151.7m $88.7m $88.7m 0.01% Reduced -12.1k -12,057
7 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 1,654,5581.7m $85.3m $85.3m 0.06% Added +59.1k +59,069
8 OSAIC HOLDINGS, INC. 0.13% of their portfolio SCOTTSDALE, AZ 1,391,0161.4m $71.7m $71.7m 0.13% Reduced -210.6k -210,597
9 Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio ST. PETERSBURG, FL 1,069,0751.1m $55.1m $55.1m 0.09% Reduced -119.7k -119,747
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,045,5471.0m $53.9m $53.9m 0.01% Reduced -59.4k -59,434
11 Prospera Financial Services Inc 1.72% of their portfolio Dallas, TX 1,005,9601.0m $51.9m $51.9m 1.72% Reduced -687.6k -687,603
12 NewEdge Advisors, LLC 0.47% of their portfolio NEW ORLEANS, LA 949,474949.5k $49.4m $49.4m 0.47% Added +39.9k +39,933
13 Concurrent Investment Advisors, LLC 1.40% of their portfolio Tampa, FL 572,706572.7k $29.5m $29.5m 1.40% First filing
14 Janney Montgomery Scott LLC 0.09% of their portfolio PHILADELPHIA, PA 517,847517.8k $26.7m $26.7m 0.09% Reduced -60.0k -60,040
15 SARD WEALTH MANAGEMENT GROUP, LLC 26.75% of their portfolio ATLANTA, GA 514,023514.0k $26.5m $26.5m 26.75% First filing
16 Madrona Financial Services, LLC 9.96% of their portfolio EVERETT, WA 489,750489.8k $25.2m $25.2m 9.96% Added +58.1k +58,105
17 D.A. DAVIDSON & CO. 0.23% of their portfolio GREAT FALLS, MT 451,852451.9k $23.3m $23.3m 0.23% Added +27.3k +27,326
18 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 410,814410.8k $21.2m $21.2m 0.05% Added +61.2k +61,190
19 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 407,023407.0k $21.0m $21.0m 0.01% Reduced -74.0k -74,035
20 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 387,169387.2k $20.0m $20.0m 0.03% Reduced -28.0k -28,031
21 Cetera Advisor Networks LLC 0.11% of their portfolio EL SEGUNDO, CA 379,796379.8k $19.6m $19.6m 0.11% Reduced -17.8k -17,750
22 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 364,094364.1k $18.8m $18.8m 0.08% Added +23.2k +23,152
23 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 320,562320.6k $16.5m $16.5m 0.13% Reduced -16.2k -16,236
24 ATWOOD & PALMER INC 1.32% of their portfolio KANSAS CITY, MO 316,478316.5k $16.3m $16.3m 1.32% Added +3.6k +3,562
25 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 299,104299.1k $15.4m $15.4m 0.05% Reduced -5.9k -5,907
26 CWM, LLC 0.08% of their portfolio OMAHA, NE 285,665285.7k $14.7m $14.7m 0.08% Reduced -2.3k -2,275
27 Strid Group, LLC 2.96% of their portfolio NEWTOWN SQUARE, PA 283,772283.8k $14.6m $14.6m 2.96% Added +59 +59
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 280,008280.0k $14.4m $14.4m 0.00% Added +163.5k +163,506
29 Integrated Wealth Concepts LLC 0.22% of their portfolio WALTHAM, MA 260,598260.6k $13.4m $13.4m 0.22% Added +108.6k +108,609
30 MinichMacGregor Wealth Management, LLC 3.82% of their portfolio Saratoga Springs, NY 256,173256.2k $13.2m $13.2m 3.82% Added +10.4k +10,373
31 Ashton Thomas Private Wealth, LLC 0.74% of their portfolio SCOTTSDALE, AZ 226,856226.9k $11.7m $11.7m 0.74% Reduced -27.0k -26,961
32 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 225,738225.7k $11.6m $11.6m 0.05% Added +79.7k +79,748
33 Steward Partners Investment Advisory, LLC 0.13% of their portfolio STAMFORD, CT 187,841187.8k $9.7m $9.7m 0.13% Reduced -12.0k -11,990
34 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 183,473183.5k $9.5m $9.5m 0.02% Added +5.5k +5,466
35 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 183,434183.4k $9.5m $9.5m 0.02% Reduced -39.0k -38,965
36 Good Life Advisors, LLC 0.82% of their portfolio READING, PA 160,829160.8k $8.3m $8.3m 0.82% Added +1.7k +1,678
37 MGO ONE SEVEN LLC 0.47% of their portfolio Beachwood, OH 158,679158.7k $8.2m $8.2m 0.47% Reduced -10.7k -10,676
38 Stratos Wealth Partners, LTD. 0.15% of their portfolio BEACHWOOD, OH 158,674158.7k $8.2m $8.2m 0.15% Reduced -160 -160
39 Secure Asset Management, LLC 2.15% of their portfolio Troy, MI 154,856154.9k $8.0m $8.0m 2.15% Reduced -93.2k -93,150
40 HFG Advisors, Inc. 7.48% of their portfolio CINCINATTI, OH 150,651150.7k $7.8m $7.8m 7.48% Added +1.3k +1,292
41 Regal Investment Advisors LLC 0.58% of their portfolio KENTWOOD, MI 148,986149.0k $7.7m $7.7m 0.58% Reduced -1.3k -1,323
42 Concentrum Wealth Management 3.79% of their portfolio SAN JOSE, CA 140,929140.9k $7.3m $7.3m 3.79% Reduced -813 -813
43 AFFINITY WEALTH MANAGEMENT LLC 1.46% of their portfolio WILMINGTON, DE 138,366138.4k $7.1m $7.1m 1.46% Reduced -10.3k -10,265
44 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 129,884129.9k $6.7m $6.7m 0.05% Reduced -44.4k -44,379
45 SkyOak Wealth, LLC 1.61% of their portfolio SOUTHFIELD, MI 119,841119.8k $6.2m $6.2m 1.61% Reduced -3.1k -3,139
46 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 112,986113.0k $5.9m $5.9m 0.03% Reduced -1.9k -1,928
47 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 110,675110.7k $5.7m $5.7m 0.01% Reduced -973 -973
48 IFP Advisors, Inc 0.25% of their portfolio TAMPA, FL 102,247102.2k $5.3m $5.3m 0.25% Reduced -4.0k -3,995
49 Fusion Capital, LLC 2.68% of their portfolio MT. PLEASANT, SC 101,622101.6k $5.2m $5.2m 2.68% Reduced -666 -666
50 Apollon Wealth Management, LLC 0.18% of their portfolio MOUNT PLEASANT, SC 99,78099.8k $5.1m $5.1m 0.18% Reduced -12.4k -12,408
51 DAYMARK WEALTH PARTNERS, LLC 0.30% of their portfolio CINCINNATI, OH 96,30796.3k $5.0m $5.0m 0.30% Added +17.2k +17,230
52 POM Investment Strategies, LLC 4.38% of their portfolio RALEIGH, NC 92,62392.6k $4.8m $4.8m 4.38% First filing
53 DB Wealth Management Group, LLC 2.65% of their portfolio SAN DIEGO, CA 90,40690.4k $4.7m $4.7m 2.65% Reduced -40.2k -40,203
54 COMERICA BANK 0.02% of their portfolio DALLAS, TX 89,67989.7k $4.6m $4.6m 0.02% Added +1.3k +1,279
55 Claro Advisors Inc. 0.92% of their portfolio BOSTON, MA 82,64482.6k $4.3m $4.3m 0.92% Reduced -3.6k -3,637
56 UNIONVIEW, LLC 3.82% of their portfolio SEATTLE, WA 82,57182.6k $4.3m $4.3m 3.82% Added +81 +81
57 PFG Investments, LLC 0.76% of their portfolio WOODBURY, NY 79,80079.8k $4.1m $4.1m 0.76% Reduced -51.7k -51,696
58 Geneos Wealth Management Inc. 0.20% of their portfolio ENGLEWOOD, CO 78,89378.9k $4.1m $4.1m 0.20% Reduced -41.4k -41,445
59 SPC Financial, Inc. 0.41% of their portfolio ROCKVILLE, MD 77,56277.6k $4.0m $4.0m 0.41% Added +9.4k +9,400
60 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 76,41876.4k $3.9m $3.9m 0.03% Reduced -19.1k -19,088
61 Valmark Advisers, Inc. 0.07% of their portfolio AKRON, OH 74,57674.6k $3.8m $3.8m 0.07% Added +1.8k +1,792
62 Sigma Planning Corp 0.30% of their portfolio ANN ARBOR, MI 73,20973.2k $3.8m $3.8m 0.30% Reduced -43.1k -43,124
63 Fifth Third Securities, Inc. 0.37% of their portfolio Cincinnati, OH 70,01070.0k $3.6m $3.6m 0.37% Reduced -2.5k -2,457
64 Meridian Wealth Management, LLC 0.21% of their portfolio LEXINGTON, KY 65,06465.1k $3.4m $3.4m 0.21% Added +1.2k +1,157
65 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 64,48964.5k $3.3m $3.3m 0.01% Reduced -3.8k -3,830
66 Mariner, LLC 0.01% of their portfolio Overland Park, KS 55,92955.9k $2.9m $2.9m 0.01% Reduced -46.7k -46,718
67 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 55,85455.9k $2.9m $2.9m 0.04% Added +7.0k +6,960
68 First Heartland Consultants, Inc. 0.34% of their portfolio LAKE ST. LOUIS, MO 55,30055.3k $2.9m $2.9m 0.34% Unchanged
69 COTTONWOOD CAPITAL ADVISORS, LLC 2.35% of their portfolio SALT LAKE CITY, UT 55,25655.3k $2.8m $2.8m 2.35% Reduced -828 -828
70 Arkadios Wealth Advisors 0.24% of their portfolio ATLANTA, GA 54,88454.9k $2.8m $2.8m 0.24% Reduced -8.8k -8,752
71 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.20% of their portfolio BIRMINGHAM, AL 52,89252.9k $2.7m $2.7m 0.20% Added +10.1k +10,120
72 OneDigital Investment Advisors LLC 0.05% of their portfolio OVERLAND PARK, KS 49,95350.0k $2.6m $2.6m 0.05% Reduced -1.0k -1,045
73 Endowment Wealth Management, Inc. 2.14% of their portfolio APPLETON, WI 49,92849.9k $2.6m $2.6m 2.14% Added +1.7k +1,680
74 MUIRFIELD WEALTH ADVISORS LLC 2.70% of their portfolio CHARLOTTE, NC 49,47249.5k $2.6m $2.6m 2.70% First filing
75 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 46,66946.7k $2.4m $2.4m 0.06% Reduced -17.1k -17,084
76 WEDBUSH SECURITIES INC 0.10% of their portfolio PASADENA, CA 45,87645.9k $2.4m $2.4m 0.10% Added +1.1k +1,068
77 RETIREMENT GUYS FORMULA LLC 1.24% of their portfolio MAUMEE, OH 45,00245.0k $2.3m $2.3m 1.24% Reduced -2.5k -2,505
78 IFG Advisory, LLC 0.17% of their portfolio ATLANTA, GA 44,90744.9k $2.3m $2.3m 0.17% Added +219 +219
79 Stablepoint Partners, LLC 0.58% of their portfolio BRAINTREE, MA 43,73943.7k $2.3m $2.3m 0.58% First filing
80 Atlas Private Wealth Advisors 0.39% of their portfolio RED BANK, NJ 41,13641.1k $2.1m $2.1m 0.39% Added +4.9k +4,922
81 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 39,44139.4k $2.0m $2.0m 0.07% Reduced -4.6k -4,639
82 Accel Wealth Management 0.97% of their portfolio WAVERLY, IA 37,30737.3k $1.9m $1.9m 0.97% Added +549 +549
83 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 37,10337.1k $1.9m $1.9m 0.07% Reduced -521 -521
84 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 37,02937.0k $1.9m $1.9m 0.03% Added +859 +859
85 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 36,79936.8k $1.9m $1.9m 0.02% Reduced -88 -88
86 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,27036.3k $1.9m $1.9m 0.00% Reduced -9.5k -9,520
87 Waterfront Wealth Inc. 0.51% of their portfolio OVERLAND PARK, KS 33,68433.7k $1.7m $1.7m 0.51% Added +549 +549
88 National Wealth Management Group, LLC 1.66% of their portfolio CINCINNATI, OH 33,18433.2k $1.7m $1.7m 1.66% Reduced -9.0k -8,983
89 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 32,80532.8k $1.7m $1.7m 0.00% Reduced -13.3k -13,260
90 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 32,53932.5k $1.7m $1.7m 0.04% Reduced -9.4k -9,439
91 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 32,10432.1k $1.7m $1.7m 0.07% Reduced -4.2k -4,196
92 CREATIVE FINANCIAL DESIGNS INC /ADV 0.17% of their portfolio KOKOMO, IN 32,04732.0k $1.7m $1.7m 0.17% Added +379 +379
93 NBT BANK, N.A. 0.13% of their portfolio NORWICH, NY 31,70931.7k $1.6m $1.6m 0.13% New
94 SMITH, MOORE & CO. 0.19% of their portfolio CLAYTON, MO 31,29131.3k $1.6m $1.6m 0.19% Reduced -258 -258
95 Garden State Investment Advisory Services LLC 0.59% of their portfolio Red Bank, NJ 28,25528.3k $1.5m $1.5m 0.59% Reduced -3.2k -3,210
96 LEVEL FOUR ADVISORY SERVICES, LLC 0.08% of their portfolio DALLAS, TX 28,00328.0k $1.4m $1.4m 0.08% Reduced -5.7k -5,735
97 RAYMOND JAMES TRUST N.A. 0.04% of their portfolio ST. PETERSBURG, FL 27,68727.7k $1.4m $1.4m 0.04% Unchanged
98 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 26,38026.4k $1.4m $1.4m 0.02% Added +282 +282
99 CoreCap Advisors, LLC 0.09% of their portfolio SOUTHFIELD, MI 25,84925.8k $1.3m $1.3m 0.09% Reduced -645 -645
100 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 24,53824.5k $1.3m $1.3m 0.00% Reduced -3.0k -3,030