Vault-13

FIRST TR EXCHANGE-TRADED FD FV

DORSEY WRT 5 ETF · ETP · CUSIP 33738R605

255 institutional holders -2 vs Q2 2023
44,442,66844.4m shares reported held*
$2.0bnreported value*
16 new 88 added 103 reduced 18 sold out net sold ≈ $30.4m (-728.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($21.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.30. Options: 2 managers hold calls ($1.1m notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 215Q4 22: 245Q1 23: 245Q2 23: 257Q3 23: 255255Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022215
Q4 2022245
Q1 2023245
Q2 2023257
Q3 2023255

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 133 bought or addedQ4 22: 83 cut or sold outQ4 22Q1 23: 130 bought or addedQ1 23: 97 cut or sold outQ1 23Q2 23: 98 bought or addedQ2 23: 125 cut or sold outQ2 23Q3 23: 104 bought or addedQ3 23: 121 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202213383
Q1 202313097
Q2 202398125
Q3 2023104121

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 22 calls: $409.6kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $220.5kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $1.1mQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$409.6k$00.00
Q1 2023$0$0—
Q2 2023$220.5k$00.00
Q3 2023$1.1m$00.00

Biggest buyers

MinichMacGregor Wealth Management, LLC Added +231,583+231.6k
NewEdge Advisors, LLC Added +208,470+208.5k
Madrona Financial Services, LLC Added +181,846+181.8k
LPL Financial LLC Added +130,520+130.5k
WELLS FARGO & COMPANY/MN Added +127,256+127.3k
COMERICA BANK New +88,400+88.4k
RAYMOND JAMES & ASSOCIATES Added +63,639+63.6k
ROYAL BANK OF CANADA Added +62,749+62.7k
HighTower Advisors, LLC Added +60,824+60.8k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +46,065+46.1k

Biggest sellers

MORGAN STANLEY Reduced -1,002,944-1.0m
Hudock, Inc. Sold out -201,520-201.5k
IFP Advisors, Inc Reduced -119,110-119.1k
DB Wealth Management Group, LLC Reduced -92,385-92.4k
Private Advisor Group, LLC Reduced -89,595-89.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -84,974-85.0k
TRUIST FINANCIAL CORP Reduced -78,350-78.3k
Second Half Financial Partners, LLC Sold out -70,443-70.4k
Secure Asset Management, LLC Reduced -53,690-53.7k
BANK OF AMERICA CORP /DE/ Reduced -47,148-47.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m25.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 7,518,0487.5m $333.0m $333.0m 0.03% Reduced -1.0m -1,002,944
2 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 4,714,6274.7m $208.9m $208.9m 0.07% Added +127.3k +127,256
3 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 4,237,7864.2m $187.7m $187.7m 0.13% Added +130.5k +130,520
4 COMMONWEALTH EQUITY SERVICES, LLC 0.28% of their portfolio WALTHAM, MA 3,079,0763.1m $136.4m $136.4m 0.28% Reduced -85.0k -84,974
5 UBS Group AG 0.04% of their portfolio ZURICH, V8 2,049,6242.0m $90.8m $90.8m 0.04% Added +24.4k +24,430
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,733,5721.7m $76.8m $76.8m 0.01% Reduced -47.1k -47,148
7 Prospera Financial Services Inc 2.90% of their portfolio Dallas, TX 1,693,5631.7m $75.0m $75.0m 2.90% Reduced -44.4k -44,369
8 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 1,601,6131.6m $70.9m $70.9m 0.10% Reduced -43.1k -43,076
9 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 1,595,4891.6m $70.7m $70.7m 0.06% Added +63.6k +63,639
10 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 1,188,8221.2m $52.7m $52.7m 0.10% Reduced -4.6k -4,586
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,104,9811.1m $49.0m $49.0m 0.01% Added +62.7k +62,749
12 NewEdge Advisors, LLC 0.44% of their portfolio NEW ORLEANS, LA 909,541909.5k $40.3m $40.3m 0.44% Added +208.5k +208,470
13 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 577,887577.9k $25.6m $25.6m 0.10% Reduced -38.1k -38,063
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 481,058481.1k $21.3m $21.3m 0.01% Reduced -40.0k -39,963
15 Madrona Financial Services, LLC 8.73% of their portfolio EVERETT, WA 431,645431.6k $19.1m $19.1m 8.73% Added +181.8k +181,846
16 D.A. DAVIDSON & CO. 0.20% of their portfolio GREAT FALLS, MT 424,526424.5k $18.8m $18.8m 0.20% Reduced -7.0k -6,950
17 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 415,200415.2k $18.4m $18.4m 0.03% Added +5.4k +5,389
18 Cetera Advisor Networks LLC 0.11% of their portfolio EL SEGUNDO, CA 397,546397.5k $17.6m $17.6m 0.11% Reduced -25.2k -25,162
19 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 349,624349.6k $15.5m $15.5m 0.04% Added +39.4k +39,424
20 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 340,942340.9k $15.1m $15.1m 0.07% Added +37.8k +37,787
21 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 336,798336.8k $14.9m $14.9m 0.13% Reduced -89.6k -89,595
22 ATWOOD & PALMER INC 1.22% of their portfolio KANSAS CITY, MO 312,916312.9k $13.9m $13.9m 1.22% Reduced -21.7k -21,746
23 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 305,011305.0k $13.5m $13.5m 0.05% Added +12.8k +12,757
24 CWM, LLC 0.08% of their portfolio OMAHA, NE 287,940287.9k $12.8m $12.8m 0.08% Reduced -2.4k -2,353
25 Strid Group, LLC 2.63% of their portfolio NEWTOWN SQUARE, PA 283,713283.7k $12.6m $12.6m 2.63% Reduced -1.7k -1,739
26 Ashton Thomas Private Wealth, LLC 0.82% of their portfolio SCOTTSDALE, AZ 253,817253.8k $11.2m $11.2m 0.82% Reduced -11.2k -11,191
27 Secure Asset Management, LLC 3.29% of their portfolio Troy, MI 248,006248.0k $11.0m $11.0m 3.29% Reduced -53.7k -53,690
28 MinichMacGregor Wealth Management, LLC 3.61% of their portfolio Saratoga Springs, NY 245,800245.8k $10.9m $10.9m 3.61% Added +231.6k +231,583
29 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 222,399222.4k $9.9m $9.9m 0.02% Added +60.8k +60,824
30 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 199,831199.8k $8.9m $8.9m 0.14% Reduced -8.1k -8,101
31 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 178,007178.0k $7.9m $7.9m 0.01% Reduced -78.3k -78,350
32 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 174,263174.3k $7.7m $7.7m 0.07% Added +1.6k +1,628
33 MGO ONE SEVEN LLC 0.58% of their portfolio Beachwood, OH 169,355169.4k $7.5m $7.5m 0.58% Added +23.3k +23,267
34 Good Life Advisors, LLC 0.81% of their portfolio READING, PA 159,151159.2k $7.1m $7.1m 0.81% Reduced -1.5k -1,532
35 Stratos Wealth Partners, LTD. 0.15% of their portfolio BEACHWOOD, OH 158,834158.8k $7.0m $7.0m 0.15% Reduced -2.1k -2,078
36 Integrated Wealth Concepts LLC 0.12% of their portfolio WALTHAM, MA 151,989152.0k $6.7m $6.7m 0.12% Reduced -1.6k -1,553
37 Regal Investment Advisors LLC 0.57% of their portfolio KENTWOOD, MI 150,309150.3k $6.7m $6.7m 0.57% Reduced -1.8k -1,782
38 HFG Advisors, Inc. 7.24% of their portfolio CINCINATTI, OH 149,359149.4k $6.6m $6.6m 7.24% Added +1.4k +1,433
39 AFFINITY WEALTH MANAGEMENT LLC 1.52% of their portfolio WILMINGTON, DE 148,631148.6k $6.6m $6.6m 1.52% Reduced -1.4k -1,368
40 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 145,990146.0k $6.5m $6.5m 0.04% Added +2.2k +2,195
41 Concentrum Wealth Management 3.80% of their portfolio SAN JOSE, CA 141,742141.7k $6.3m $6.3m 3.80% Added +8.1k +8,094
42 PFG Investments, LLC 1.09% of their portfolio WOODBURY, NY 131,496131.5k $5.8m $5.8m 1.09% Added +29.9k +29,861
43 DB Wealth Management Group, LLC 3.65% of their portfolio SAN DIEGO, CA 130,609130.6k $5.8m $5.8m 3.65% Reduced -92.4k -92,385
44 SkyOak Wealth, LLC 1.59% of their portfolio SOUTHFIELD, MI 122,980123.0k $5.4m $5.4m 1.59% Reduced -1.5k -1,453
45 Geneos Wealth Management Inc. 0.27% of their portfolio ENGLEWOOD, CO 120,338120.3k $5.3m $5.3m 0.27% Reduced -13.0k -13,034
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 116,502116.5k $5.2m $5.2m 0.00% Added +1.4k +1,395
47 Sigma Planning Corp 0.19% of their portfolio ANN ARBOR, MI 116,333116.3k $5.2m $5.2m 0.19% Added +12.1k +12,087
48 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 114,914114.9k $5.1m $5.1m 0.03% Added +11.7k +11,716
49 Apollon Wealth Management, LLC 0.25% of their portfolio MOUNT PLEASANT, SC 112,188112.2k $5.0m $5.0m 0.25% Added +4.4k +4,439
50 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 111,648111.6k $4.9m $4.9m 0.01% Added +3.8k +3,794
51 IFP Advisors, Inc 0.21% of their portfolio TAMPA, FL 106,242106.2k $4.7m $4.7m 0.21% Reduced -119.1k -119,110
52 Mariner, LLC 0.01% of their portfolio Overland Park, KS 102,647102.6k $4.5m $4.5m 0.01% Added +15.4k +15,428
53 Fusion Capital, LLC 2.55% of their portfolio MT. PLEASANT, SC 102,288102.3k $4.5m $4.5m 2.55% Reduced -24 -24
54 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 95,50695.5k $4.2m $4.2m 0.04% Reduced -9.1k -9,120
55 COMERICA BANK 0.02% of their portfolio DALLAS, TX 88,40088.4k $3.9m $3.9m 0.02% New
56 Claro Advisors Inc. 0.96% of their portfolio BOSTON, MA 86,28186.3k $3.8m $3.8m 0.96% Reduced -4.4k -4,398
57 UNIONVIEW, LLC 3.45% of their portfolio SEATTLE, WA 82,49082.5k $3.7m $3.7m 3.45% Added +2.1k +2,107
58 DAYMARK WEALTH PARTNERS, LLC 0.24% of their portfolio CINCINNATI, OH 79,07779.1k $3.5m $3.5m 0.24% Reduced -2.5k -2,474
59 Valmark Advisers, Inc. 0.07% of their portfolio AKRON, OH 72,78472.8k $3.2m $3.2m 0.07% Added +3.3k +3,337
60 Fifth Third Securities, Inc. 0.36% of their portfolio Cincinnati, OH 72,46772.5k $3.2m $3.2m 0.36% Added +937 +937
61 QP WEALTH MANAGEMENT, LLC 5.31% of their portfolio BOCA RATON, FL 68,74468.7k $3.0m $3.0m 5.31% Added +3.7k +3,716
62 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 68,31968.3k $3.0m $3.0m 0.00% Added +436 +436
63 SPC Financial, Inc. 0.34% of their portfolio ROCKVILLE, MD 68,16268.2k $3.0m $3.0m 0.34% Added +9.0k +9,038
64 Meridian Wealth Management, LLC 0.17% of their portfolio LEXINGTON, KY 63,90763.9k $2.8m $2.8m 0.17% Reduced -8.8k -8,750
65 KESTRA PRIVATE WEALTH SERVICES, LLC 0.09% of their portfolio AUSTIN, TX 63,75363.8k $2.8m $2.8m 0.09% Added +13.8k +13,827
66 Arkadios Wealth Advisors 0.27% of their portfolio ATLANTA, GA 63,63663.6k $2.8m $2.8m 0.27% Reduced -3.1k -3,088
67 TKG Advisors, LLC 1.86% of their portfolio VALPARAISO, IN 63,05363.1k $2.8m $2.8m 1.86% Added +1.1k +1,071
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 60,84860.8k $2.7m $2.7m 0.00% Added +44.7k +44,730
69 CPC Advisors, LLC 0.56% of their portfolio Atlanta, GA 56,91956.9k $2.5m $2.5m 0.56% Reduced -4.2k -4,247
70 COTTONWOOD CAPITAL ADVISORS, LLC 2.32% of their portfolio SALT LAKE CITY, UT 56,08456.1k $2.5m $2.5m 2.32% Reduced -1.4k -1,350
71 First Heartland Consultants, Inc. 0.31% of their portfolio LAKE ST. LOUIS, MO 55,30055.3k $2.5m $2.5m 0.31% Reduced -328 -328
72 OneDigital Investment Advisors LLC 0.05% of their portfolio OVERLAND PARK, KS 50,99851.0k $2.3m $2.3m 0.05% Reduced -532 -532
73 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 48,89448.9k $2.2m $2.2m 0.03% Reduced -1.1k -1,109
74 Endowment Wealth Management, Inc. 1.92% of their portfolio APPLETON, WI 48,24848.2k $2.1m $2.1m 1.92% Added +5.1k +5,140
75 G&S Capital LLC 1.07% of their portfolio DENVER, CO 47,53247.5k $2.1m $2.1m 1.07% Added +199 +199
76 RETIREMENT GUYS FORMULA LLC 1.46% of their portfolio MAUMEE, OH 47,50747.5k $2.1m $2.1m 1.46% Reduced -82 -82
77 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 46,06546.1k $2.0m $2.0m 0.01% New
78 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 45,79045.8k $2.0m $2.0m 0.00% Added +34.0k +33,969
79 WEDBUSH SECURITIES INC 0.10% of their portfolio PASADENA, CA 44,80844.8k $2.0m $2.0m 0.10% Reduced -401 -401
80 IFG Advisory, LLC 0.17% of their portfolio ATLANTA, GA 44,68844.7k $2.0m $2.0m 0.17% Added +3.5k +3,503
81 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 44,08044.1k $2.0m $2.0m 0.08% Reduced -930 -930
82 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 43,88243.9k $1.9m $1.9m 0.01% Added +22.9k +22,880
83 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.15% of their portfolio BIRMINGHAM, AL 42,77242.8k $1.9m $1.9m 0.15% Added +10.7k +10,667
84 National Wealth Management Group, LLC 2.03% of their portfolio CINCINNATI, OH 42,16742.2k $1.9m $1.9m 2.03% Added +1.4k +1,418
85 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 41,97842.0k $1.9m $1.9m 0.05% Reduced -2.6k -2,552
86 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 37,62437.6k $1.7m $1.7m 0.07% Reduced -4.3k -4,252
87 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 36,88736.9k $1.6m $1.6m 0.02% Added +676 +676
88 Accel Wealth Management 0.91% of their portfolio WAVERLY, IA 36,75836.8k $1.6m $1.6m 0.91% Added +819 +819
89 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 36,30036.3k $1.6m $1.6m 0.08% Reduced -23.3k -23,268
90 Atlas Private Wealth Advisors 0.30% of their portfolio RED BANK, NJ 36,21436.2k $1.6m $1.6m 0.30% Added +4.9k +4,888
91 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 36,17036.2k $1.6m $1.6m 0.03% Reduced -3.8k -3,754
92 LEVEL FOUR ADVISORY SERVICES, LLC 0.10% of their portfolio DALLAS, TX 33,73833.7k $1.5m $1.5m 0.10% Reduced -10.3k -10,277
93 RFG Advisory, LLC 0.07% of their portfolio BIRMINGHAM, AL 33,48633.5k $1.5m $1.5m 0.07% Reduced -9.3k -9,252
94 Waterfront Wealth Inc. 0.46% of their portfolio OVERLAND PARK, KS 33,13533.1k $1.4m $1.4m 0.46% Added +857 +857
95 CREATIVE FINANCIAL DESIGNS INC /ADV 0.16% of their portfolio KOKOMO, IN 31,66831.7k $1.4m $1.4m 0.16% Reduced -1.5k -1,500
96 SMITH, MOORE & CO. 0.18% of their portfolio CLAYTON, MO 31,54931.5k $1.4m $1.4m 0.18% Added +196 +196
97 Garden State Investment Advisory Services LLC 0.65% of their portfolio Red Bank, NJ 31,46531.5k $1.4m $1.4m 0.65% Reduced -7.9k -7,876
98 RAYMOND JAMES TRUST N.A. 0.04% of their portfolio ST. PETERSBURG, FL 27,68727.7k $1.2m $1.2m 0.04% Unchanged
99 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 27,56827.6k $1.2m $1.2m 0.00% Added +8.6k +8,615
100 CoreCap Advisors, LLC 0.08% of their portfolio SOUTHFIELD, MI 26,49426.5k $1.2m $1.2m 0.08% Reduced -2.0k -1,979