Vault-13

FIRST TR EXCHANGE-TRADED FD FV

DORSEY WRT 5 ETF · ETP · CUSIP 33738R605

257 institutional holders +12 vs Q1 2023
45,172,77245.2m shares reported held*
$2.1bnreported value*
24 new 74 added 110 reduced 15 sold out net bought ≈ $10.5m (+223.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($23.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.87. Options: 2 managers hold calls ($220.5k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 215Q4 22: 245Q1 23: 245Q2 23: 257257Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022215
Q4 2022245
Q1 2023245
Q2 2023257

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 133 bought or addedQ4 22: 83 cut or sold outQ4 22Q1 23: 130 bought or addedQ1 23: 97 cut or sold outQ1 23Q2 23: 98 bought or addedQ2 23: 125 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202213383
Q1 202313097
Q2 202398125

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $456.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $409.6kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $220.5kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$456.0k$00.00
Q4 2022$409.6k$00.00
Q1 2023$0$0—
Q2 2023$220.5k$00.00

Biggest buyers

LPL Financial LLC Added +801,990+802.0k
Prospera Financial Services Inc Added +728,882+728.9k
NewEdge Advisors, LLC Added +377,204+377.2k
MORGAN STANLEY Added +236,197+236.2k
Baird Financial Group, Inc. Added +134,679+134.7k
SkyOak Wealth, LLC New +124,433+124.4k
IFP Advisors, Inc Added +104,550+104.5k
HighTower Advisors, LLC Added +103,947+103.9k
Second Half Financial Partners, LLC New +70,443+70.4k
PFG Investments, LLC Added +63,530+63.5k

Biggest sellers

One Capital Management, LLC Sold out -629,055-629.1k
Raymond James Financial Services Advisors, Inc. Reduced -580,926-580.9k
BANK OF AMERICA CORP /DE/ Reduced -225,143-225.1k
Cambridge Investment Research Advisors, Inc. Reduced -171,161-171.2k
Janney Montgomery Scott LLC Reduced -148,954-149.0k
Cetera Advisor Networks LLC Reduced -127,036-127.0k
OSAIC HOLDINGS, INC. Reduced -87,344-87.3k
Kestra Advisory Services, LLC Reduced -83,935-83.9k
WELLS FARGO & COMPANY/MN Reduced -59,377-59.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -58,226-58.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $220.5k4.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 8,520,9928.5m $399.7m $399.7m 0.04% Added +236.2k +236,197
2 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 4,587,3714.6m $215.2m $215.2m 0.06% Reduced -59.4k -59,377
3 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 4,107,2664.1m $192.7m $192.7m 0.14% Added +802.0k +801,990
4 COMMONWEALTH EQUITY SERVICES, LLC 0.30% of their portfolio WALTHAM, MA 3,164,0503.2m $148.4m $148.4m 0.30% Reduced -44.6k -44,554
5 UBS Group AG 0.04% of their portfolio ZURICH, V8 2,025,1942.0m $95.0m $95.0m 0.04% Reduced -24.5k -24,528
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,780,7201.8m $83.5m $83.5m 0.01% Reduced -225.1k -225,143
7 Prospera Financial Services Inc 3.12% of their portfolio Dallas, TX 1,737,9321.7m $81.5m $81.5m 3.12% Added +728.9k +728,882
8 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 1,644,6891.6m $77.2m $77.2m 0.14% Reduced -87.3k -87,344
9 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 1,531,8501.5m $71.9m $71.9m 0.06% Reduced -15.7k -15,709
10 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 1,193,4081.2m $56.0m $56.0m 0.10% Reduced -580.9k -580,926
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,042,2321.0m $48.9m $48.9m 0.01% Reduced -54.2k -54,185
12 NewEdge Advisors, LLC 0.37% of their portfolio NEW ORLEANS, LA 701,071701.1k $32.9m $32.9m 0.37% Added +377.2k +377,204
13 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 615,950616.0k $28.9m $28.9m 0.10% Reduced -149.0k -148,954
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 521,021521.0k $24.4m $24.4m 0.01% Reduced -58.2k -58,226
15 D.A. DAVIDSON & CO. 0.21% of their portfolio GREAT FALLS, MT 431,476431.5k $20.2m $20.2m 0.21% Reduced -6.8k -6,758
16 Private Advisor Group, LLC 0.17% of their portfolio MORRISTOWN, NJ 426,393426.4k $20.0m $20.0m 0.17% Reduced -14.0k -13,964
17 Cetera Advisor Networks LLC 0.14% of their portfolio EL SEGUNDO, CA 422,708422.7k $19.8m $19.8m 0.14% Reduced -127.0k -127,036
18 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 409,811409.8k $19.2m $19.2m 0.03% Reduced -25.0k -24,958
19 ATWOOD & PALMER INC 1.40% of their portfolio KANSAS CITY, MO 334,662334.7k $15.7m $15.7m 1.40% Reduced -5.6k -5,642
20 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 310,200310.2k $14.6m $14.6m 0.04% Added +134.7k +134,679
21 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 303,155303.2k $14.2m $14.2m 0.06% Reduced -171.2k -171,161
22 Secure Asset Management, LLC 4.30% of their portfolio Troy, MI 301,696301.7k $14.2m $14.2m 4.30% Added +4.4k +4,386
23 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 292,254292.3k $13.7m $13.7m 0.05% First filing
24 CWM, LLC 0.08% of their portfolio OMAHA, NE 290,293290.3k $13.6m $13.6m 0.08% Added +4.4k +4,390
25 Strid Group, LLC 2.75% of their portfolio NEWTOWN SQUARE, PA 285,452285.5k $13.4m $13.4m 2.75% Added +6.9k +6,911
26 Ashton Thomas Private Wealth, LLC 0.95% of their portfolio SCOTTSDALE, AZ 265,008265.0k $12.4m $12.4m 0.95% Reduced -2.0k -2,030
27 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 256,357256.4k $12.0m $12.0m 0.02% Reduced -8.4k -8,357
28 Madrona Financial Services, LLC 5.73% of their portfolio EVERETT, WA 249,799249.8k $11.7m $11.7m 5.73% Added +41.0k +40,961
29 IFP Advisors, Inc 0.19% of their portfolio TAMPA, FL 225,352225.4k $8.7m $8.7m 0.19% Added +104.5k +104,550
30 DB Wealth Management Group, LLC 6.41% of their portfolio SAN DIEGO, CA 222,994223.0k $10.5m $10.5m 6.41% Reduced -6.8k -6,776
31 Steward Partners Investment Advisory, LLC 0.15% of their portfolio STAMFORD, CT 207,932207.9k $9.8m $9.8m 0.15% Reduced -22.2k -22,231
32 Hudock, Inc. 2.24% of their portfolio Williamsport, PA 201,520201.5k $9.5m $9.5m 2.24% Reduced -808 -808
33 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 172,635172.6k $8.1m $8.1m 0.07% Added +35.2k +35,174
34 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 161,575161.6k $7.6m $7.6m 0.01% Added +103.9k +103,947
35 Stratos Wealth Partners, LTD. 0.17% of their portfolio BEACHWOOD, OH 160,912160.9k $7.5m $7.5m 0.17% Added +29.8k +29,844
36 Good Life Advisors, LLC 0.85% of their portfolio READING, PA 160,683160.7k $7.5m $7.5m 0.85% Added +753 +753
37 Integrated Wealth Concepts LLC 0.12% of their portfolio WALTHAM, MA 153,542153.5k $7.2m $7.2m 0.12% Reduced -145 -145
38 Regal Investment Advisors LLC 0.60% of their portfolio KENTWOOD, MI 152,091152.1k $7.1m $7.1m 0.60% Added +1.7k +1,734
39 AFFINITY WEALTH MANAGEMENT LLC 1.61% of their portfolio WILMINGTON, DE 149,999150.0k $7.0m $7.0m 1.61% Reduced -14.9k -14,907
40 HFG Advisors, Inc. 7.33% of their portfolio CINCINATTI, OH 147,926147.9k $6.9m $6.9m 7.33% Reduced -739 -739
41 MGO ONE SEVEN LLC 0.63% of their portfolio Beachwood, OH 146,088146.1k $6.9m $6.9m 0.63% Reduced -4.2k -4,187
42 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 143,795143.8k $6.7m $6.7m 0.04% Added +2.3k +2,253
43 Concentrum Wealth Management 4.01% of their portfolio SAN JOSE, CA 133,648133.6k $6.3m $6.3m 4.01% Added +5.0k +4,977
44 Geneos Wealth Management Inc. 0.33% of their portfolio ENGLEWOOD, CO 133,372133.4k $6.3m $6.3m 0.33% Reduced -38.9k -38,935
45 SkyOak Wealth, LLC 1.65% of their portfolio SOUTHFIELD, MI 124,433124.4k $5.8m $5.8m 1.65% New
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 115,107115.1k $5.4m $5.4m 0.00% Reduced -422 -422
47 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 107,854107.9k $5.1m $5.1m 0.01% Added +4.9k +4,870
48 Apollon Wealth Management, LLC 0.24% of their portfolio MOUNT PLEASANT, SC 107,749107.7k $5.1m $5.1m 0.24% Reduced -8.0k -7,992
49 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 104,626104.6k $4.9m $4.9m 0.05% Reduced -83.9k -83,935
50 Sigma Planning Corp 0.18% of their portfolio ANN ARBOR, MI 104,246104.2k $4.9m $4.9m 0.18% Reduced -13.1k -13,107
51 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 103,198103.2k $4.8m $4.8m 0.03% Added +6.5k +6,488
52 Fusion Capital, LLC 2.68% of their portfolio MT. PLEASANT, SC 102,312102.3k $4.8m $4.8m 2.68% Reduced -672 -672
53 PFG Investments, LLC 0.85% of their portfolio WOODBURY, NY 101,635101.6k $4.8m $4.8m 0.85% Added +63.5k +63,530
54 Claro Advisors Inc. 1.06% of their portfolio BOSTON, MA 90,67990.7k $4.3m $4.3m 1.06% Reduced -2.7k -2,662
55 Mariner, LLC 0.01% of their portfolio Overland Park, KS 87,21987.2k $4.1m $4.1m 0.01% Reduced -26.9k -26,884
56 DAYMARK WEALTH PARTNERS, LLC 0.28% of their portfolio CINCINNATI, OH 81,55181.6k $3.8m $3.8m 0.28% Reduced -1.8k -1,820
57 UNIONVIEW, LLC 3.44% of their portfolio SEATTLE, WA 80,38380.4k $3.8m $3.8m 3.44% Added +3.3k +3,266
58 Meridian Wealth Management, LLC 0.29% of their portfolio LEXINGTON, KY 72,65772.7k $3.4m $3.4m 0.29% Reduced -589 -589
59 Fifth Third Securities, Inc. 0.37% of their portfolio Cincinnati, OH 71,53071.5k $3.4m $3.4m 0.37% Added +994 +994
60 Second Half Financial Partners, LLC 0.75% of their portfolio SEBRING, FL 70,44370.4k $3.3m $3.3m 0.75% New
61 Valmark Advisers, Inc. 0.07% of their portfolio AKRON, OH 69,44769.4k $3.3m $3.3m 0.07% Added +55 +55
62 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 67,88367.9k $3.2m $3.2m 0.00% Reduced -6.1k -6,098
63 Arkadios Wealth Advisors 0.36% of their portfolio ATLANTA, GA 66,72466.7k $3.1m $3.1m 0.36% Reduced -97 -97
64 QP WEALTH MANAGEMENT, LLC 4.84% of their portfolio BOCA RATON, FL 65,02865.0k $3.1m $3.1m 4.84% Reduced -507 -507
65 TKG Advisors, LLC 1.89% of their portfolio VALPARAISO, IN 61,98262.0k $2.9m $2.9m 1.89% New
66 CPC Advisors, LLC 0.60% of their portfolio Atlanta, GA 61,16661.2k $2.9m $2.9m 0.60% Added +3.7k +3,739
67 HARBOUR INVESTMENTS, INC. 0.14% of their portfolio MADISON, WI 59,56859.6k $2.8m $2.8m 0.14% Added +4.1k +4,123
68 SPC Financial, Inc. 0.30% of their portfolio ROCKVILLE, MD 59,12459.1k $2.8m $2.8m 0.30% Added +11.6k +11,588
69 COTTONWOOD CAPITAL ADVISORS, LLC 2.47% of their portfolio SALT LAKE CITY, UT 57,43457.4k $2.7m $2.7m 2.47% Reduced -662 -662
70 First Heartland Consultants, Inc. 0.34% of their portfolio LAKE ST. LOUIS, MO 55,62855.6k $2.6m $2.6m 0.34% Reduced -1.6k -1,581
71 OneDigital Investment Advisors LLC 0.05% of their portfolio OVERLAND PARK, KS 51,53051.5k $2.4m $2.4m 0.05% Reduced -627 -627
72 Main Street Financial Solutions, LLC 0.33% of their portfolio NEWTOWN, PA 51,47851.5k $2.4m $2.4m 0.33% Added +675 +675
73 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 50,00350.0k $2.3m $2.3m 0.03% Added +2.0k +1,989
74 KESTRA PRIVATE WEALTH SERVICES, LLC 0.08% of their portfolio AUSTIN, TX 49,92649.9k $2.3m $2.3m 0.08% Added +4.1k +4,085
75 Keystone Financial Group 0.39% of their portfolio LEXINGTON, KY 48,69148.7k $2.3m $2.3m 0.39% First filing
76 RETIREMENT GUYS FORMULA LLC 1.29% of their portfolio MAUMEE, OH 47,58947.6k $2.2m $2.2m 1.29% Reduced -6.8k -6,789
77 G&S Capital LLC 1.07% of their portfolio DENVER, CO 47,33347.3k $2.2m $2.2m 1.07% New
78 WEDBUSH SECURITIES INC 0.10% of their portfolio PASADENA, CA 45,20945.2k $2.1m $2.1m 0.10% Added +19.3k +19,267
79 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 45,01045.0k $2.1m $2.1m 0.08% Added +2.5k +2,532
80 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 44,53044.5k $2.1m $2.1m 0.06% Added +4.9k +4,920
81 LEVEL FOUR ADVISORY SERVICES, LLC 0.12% of their portfolio DALLAS, TX 44,01544.0k $2.1m $2.1m 0.12% Reduced -1.7k -1,662
82 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 43,97444.0k $2.1m $2.1m 0.02% Reduced -22.3k -22,322
83 Endowment Wealth Management, Inc. 1.85% of their portfolio APPLETON, WI 43,10843.1k $2.0m $2.0m 1.85% Added +1.2k +1,210
84 RFG Advisory, LLC 0.09% of their portfolio BIRMINGHAM, AL 42,73842.7k $2.0m $2.0m 0.09% Reduced -50.7k -50,655
85 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 41,87641.9k $2.0m $2.0m 0.07% Reduced -64 -64
86 IFG Advisory, LLC 0.17% of their portfolio ATLANTA, GA 41,18541.2k $1.9m $1.9m 0.17% Added +832 +832
87 National Wealth Management Group, LLC 1.99% of their portfolio CINCINNATI, OH 40,74940.7k $1.9m $1.9m 1.99% Added +17.8k +17,838
88 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 39,92439.9k $1.9m $1.9m 0.03% Reduced -3.7k -3,737
89 Garden State Investment Advisory Services LLC 0.82% of their portfolio Red Bank, NJ 39,34139.3k $1.8m $1.8m 0.82% Added +1.6k +1,635
90 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 36,21136.2k $1.7m $1.7m 0.02% Reduced -359 -359
91 Accel Wealth Management 0.93% of their portfolio WAVERLY, IA 35,93935.9k $1.7m $1.7m 0.93% Added +3.3k +3,322
92 CREATIVE FINANCIAL DESIGNS INC /ADV 0.18% of their portfolio KOKOMO, IN 33,16833.2k $1.6m $1.6m 0.18% Reduced -3.2k -3,220
93 INDEPENDENT FINANCIAL GROUP, LLC 0.11% of their portfolio SAN DIEGO, CA 33,15133.2k $1.6m $1.6m 0.11% Reduced -2.7k -2,660
94 Waterfront Wealth Inc. 0.46% of their portfolio OVERLAND PARK, KS 32,27832.3k $1.6m $1.6m 0.46% Added +1.9k +1,924
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.11% of their portfolio BIRMINGHAM, AL 32,10532.1k $1.5m $1.5m 0.11% Added +4.0k +3,991
96 SMITH, MOORE & CO. 0.19% of their portfolio CLAYTON, MO 31,35331.4k $1.5m $1.5m 0.19% Reduced -1.9k -1,927
97 Atlas Private Wealth Advisors 0.30% of their portfolio RED BANK, NJ 31,32631.3k $1.5m $1.5m 0.30% Added +17.7k +17,743
98 Future Financial Wealth Managment LLC 1.53% of their portfolio CINCINNATI, OH 30,95631.0k $1.5m $1.5m 1.53% Reduced -3.7k -3,739
99 CoreCap Advisors, LLC 0.10% of their portfolio SOUTHFIELD, MI 28,47328.5k $1.3m $1.3m 0.10% First filing
100 RAYMOND JAMES TRUST N.A. 0.04% of their portfolio ST. PETERSBURG, FL 27,68727.7k $1.3m $1.3m 0.04% Unchanged