Vault-13

FIRST TR EXCHANGE-TRADED FD FV

DORSEY WRT 5 ETF · ETP · CUSIP 33738R605

245 institutional holders +0 vs Q4 2022
44,555,73144.6m shares reported held*
$2.0bnreported value*
24 new 106 added 76 reduced 21 sold out net bought ≈ $101.7m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($21.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.04. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 215Q4 22: 245Q1 23: 245245Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022215
Q4 2022245
Q1 2023245

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 133 bought or addedQ4 22: 83 cut or sold outQ4 22Q1 23: 130 bought or addedQ1 23: 97 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202213383
Q1 202313097

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $456.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $409.6kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$456.0k$00.00
Q4 2022$409.6k$00.00
Q1 2023$0$0—

Biggest buyers

WELLS FARGO & COMPANY/MN Added +641,801+641.8k
UBS Group AG Added +360,248+360.2k
LPL Financial LLC Added +243,838+243.8k
OSAIC HOLDINGS, INC. Added +228,524+228.5k
NewEdge Advisors, LLC Added +209,176+209.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +187,247+187.2k
Cambridge Investment Research Advisors, Inc. Added +174,386+174.4k
Janney Montgomery Scott LLC Added +135,639+135.6k
BANK OF AMERICA CORP /DE/ Added +95,844+95.8k
Sigma Planning Corp Added +93,727+93.7k

Biggest sellers

Prospera Financial Services Inc Reduced -152,202-152.2k
AE Wealth Management LLC Reduced -148,231-148.2k
MORGAN STANLEY Reduced -89,799-89.8k
MONEY CONCEPTS CAPITAL CORP Sold out -65,608-65.6k
AMERIPRISE FINANCIAL INC Sold out -58,097-58.1k
Cetera Advisor Networks LLC Reduced -53,126-53.1k
Private Advisor Group, LLC Reduced -45,211-45.2k
Jackson Wealth Management, LLC Sold out -43,694-43.7k
RAYMOND JAMES & ASSOCIATES Reduced -32,250-32.2k
Sowell Financial Services LLC Sold out -31,537-31.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 8,284,7958.3m $373.5m $373.5m 0.04% Reduced -89.8k -89,799
2 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 4,646,7484.6m $209.5m $209.5m 0.06% Added +641.8k +641,801
3 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 3,305,2763.3m $149.0m $149.0m 0.12% Added +243.8k +243,838
4 COMMONWEALTH EQUITY SERVICES, LLC 0.30% of their portfolio WALTHAM, MA 3,208,6043.2m $144.6m $144.6m 0.30% Added +187.2k +187,247
5 UBS Group AG 0.04% of their portfolio ZURICH, V8 2,049,7222.0m $92.4m $92.4m 0.04% Added +360.2k +360,248
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,005,8632.0m $90.4m $90.4m 0.01% Added +95.8k +95,844
7 Raymond James Financial Services Advisors, Inc. 0.15% of their portfolio ST. PETERSBURG, FL 1,774,3341.8m $80.0m $80.0m 0.15% Added +30.2k +30,220
8 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 1,732,0331.7m $78.0m $78.0m 0.15% Added +228.5k +228,524
9 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 1,547,5591.5m $69.8m $69.8m 0.06% Reduced -32.2k -32,250
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,096,4171.1m $49.4m $49.4m 0.01% Added +18.9k +18,890
11 Prospera Financial Services Inc 1.87% of their portfolio Dallas, TX 1,009,0501.0m $45.5m $45.5m 1.87% Reduced -152.2k -152,202
12 Janney Montgomery Scott LLC 0.14% of their portfolio PHILADELPHIA, PA 764,904764.9k $34.5m $34.5m 0.14% Added +135.6k +135,639
13 One Capital Management, LLC 1.39% of their portfolio WESTLAKE VILLAGE, CA 629,055629.1k $28.4m $28.4m 1.39% Reduced -8.6k -8,580
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 579,247579.2k $26.1m $26.1m 0.01% Reduced -12.9k -12,901
15 Cetera Advisor Networks LLC 0.18% of their portfolio EL SEGUNDO, CA 549,744549.7k $24.8m $24.8m 0.18% Reduced -53.1k -53,126
16 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 474,316474.3k $21.4m $21.4m 0.10% Added +174.4k +174,386
17 Private Advisor Group, LLC 0.19% of their portfolio MORRISTOWN, NJ 440,357440.4k $19.9m $19.9m 0.19% Reduced -45.2k -45,211
18 D.A. DAVIDSON & CO. 0.22% of their portfolio GREAT FALLS, MT 438,234438.2k $19.8m $19.8m 0.22% Added +8.2k +8,180
19 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 434,769434.8k $19.6m $19.6m 0.03% Added +54.0k +53,998
20 ATWOOD & PALMER INC 1.44% of their portfolio KANSAS CITY, MO 340,304340.3k $15.3m $15.3m 1.44% Added +87.6k +87,614
21 NewEdge Advisors, LLC 0.18% of their portfolio NEW ORLEANS, LA 323,867323.9k $14.5m $14.5m 0.18% Added +209.2k +209,176
22 Secure Asset Management, LLC 4.47% of their portfolio Troy, MI 297,310297.3k $13.4m $13.4m 4.47% Added +14.3k +14,326
23 CWM, LLC 0.09% of their portfolio OMAHA, NE 285,903285.9k $12.9m $12.9m 0.09% Added +9.2k +9,215
24 Strid Group, LLC 2.77% of their portfolio NEWTOWN SQUARE, PA 278,541278.5k $12.6m $12.6m 2.77% Reduced -2.5k -2,487
25 Ashton Thomas Private Wealth, LLC 1.05% of their portfolio SCOTTSDALE, AZ 267,038267.0k $12.0m $12.0m 1.05% Added +156 +156
26 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 264,714264.7k $11.9m $11.9m 0.02% Reduced -8.0k -7,999
27 Steward Partners Investment Advisory, LLC 0.17% of their portfolio STAMFORD, CT 230,163230.2k $10.4m $10.4m 0.17% Added +2.2k +2,167
28 DB Wealth Management Group, LLC 6.54% of their portfolio SAN DIEGO, CA 229,770229.8k $10.4m $10.4m 6.54% Reduced -696 -696
29 Madrona Financial Services, LLC 5.05% of their portfolio EVERETT, WA 208,838208.8k $9.4m $9.4m 5.05% Added +1.7k +1,727
30 Hudock, Inc. 2.24% of their portfolio Williamsport, PA 202,328202.3k $9.1m $9.1m 2.24% Reduced -5.5k -5,451
31 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 188,561188.6k $8.5m $8.5m 0.09% Added +90.3k +90,307
32 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 175,521175.5k $7.9m $7.9m 0.02% Reduced -26.1k -26,078
33 Geneos Wealth Management Inc. 0.47% of their portfolio ENGLEWOOD, CO 172,307172.3k $7.8m $7.8m 0.47% Added +27.2k +27,225
34 AFFINITY WEALTH MANAGEMENT LLC 1.75% of their portfolio WILMINGTON, DE 164,906164.9k $7.4m $7.4m 1.75% Added +3.6k +3,634
35 Good Life Advisors, LLC 0.92% of their portfolio READING, PA 159,930159.9k $7.2m $7.2m 0.92% Added +733 +733
36 Integrated Wealth Concepts LLC 0.14% of their portfolio WALTHAM, MA 153,687153.7k $6.9m $6.9m 0.14% Reduced -3.6k -3,646
37 Regal Investment Advisors LLC 0.60% of their portfolio KENTWOOD, MI 150,357150.4k $6.8m $6.8m 0.60% Added +8.6k +8,635
38 MGO ONE SEVEN LLC 0.43% of their portfolio Beachwood, OH 150,275150.3k $6.8m $6.8m 0.43% Added +5.8k +5,792
39 HFG Advisors, Inc. 7.64% of their portfolio CINCINATTI, OH 148,665148.7k $6.7m $6.7m 7.64% Added +1.8k +1,847
40 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 141,542141.5k $6.4m $6.4m 0.05% Added +9.7k +9,727
41 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 137,461137.5k $6.2m $6.2m 0.05% Added +54.2k +54,213
42 Stratos Wealth Partners, LTD. 0.16% of their portfolio BEACHWOOD, OH 131,068131.1k $5.9m $5.9m 0.16% Added +26.9k +26,923
43 Concentrum Wealth Management 4.30% of their portfolio SAN JOSE, CA 128,671128.7k $5.8m $5.8m 4.30% Reduced -1.5k -1,530
44 IFP Advisors, Inc 0.16% of their portfolio TAMPA, FL 120,802120.8k $3.7m $3.7m 0.16% Reduced -18.6k -18,590
45 Sigma Planning Corp 0.18% of their portfolio ANN ARBOR, MI 117,353117.4k $5.3m $5.3m 0.18% Added +93.7k +93,727
46 Apollon Wealth Management, LLC 0.32% of their portfolio MOUNT PLEASANT, SC 115,741115.7k $5.2m $5.2m 0.32% Added +18.9k +18,882
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 115,529115.5k $5.2m $5.2m 0.00% Reduced -19.9k -19,870
48 Mariner, LLC 0.01% of their portfolio Overland Park, KS 114,103114.1k $5.1m $5.1m 0.01% Added +4.3k +4,347
49 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 102,984103.0k $4.6m $4.6m 0.01% Added +4.0k +3,977
50 Fusion Capital, LLC 2.66% of their portfolio MT. PLEASANT, SC 102,984103.0k $4.6m $4.6m 2.66% Reduced -2.1k -2,068
51 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 96,71096.7k $4.4m $4.4m 0.03% Reduced -148.2k -148,231
52 RFG Advisory, LLC 0.21% of their portfolio BIRMINGHAM, AL 93,39393.4k $4.2m $4.2m 0.21% Added +4.4k +4,418
53 Claro Advisors Inc. 1.24% of their portfolio BOSTON, MA 93,34193.3k $4.2m $4.2m 1.24% Reduced -3.6k -3,634
54 DAYMARK WEALTH PARTNERS, LLC 0.50% of their portfolio CINCINNATI, OH 83,37183.4k $3.8m $3.8m 0.50% Added +100 +100
55 UNIONVIEW, LLC 3.26% of their portfolio SEATTLE, WA 77,11777.1k $3.5m $3.5m 3.26% Added +2.8k +2,794
56 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 73,98174.0k $3.3m $3.3m 0.00% Added +16.4k +16,358
57 Meridian Wealth Management, LLC 0.29% of their portfolio LEXINGTON, KY 73,24673.2k $3.3m $3.3m 0.29% Unchanged
58 WINTRUST INVESTMENTS LLC 0.44% of their portfolio CHICAGO, IL 71,53571.5k $3.2m $3.2m 0.44% Reduced -194 -194
59 Fifth Third Securities, Inc. 0.36% of their portfolio Cincinnati, OH 70,53670.5k $3.2m $3.2m 0.36% Added +22.9k +22,882
60 Valmark Advisers, Inc. 0.07% of their portfolio AKRON, OH 69,39269.4k $3.1m $3.1m 0.07% Reduced -2.0k -1,989
61 Arkadios Wealth Advisors 0.36% of their portfolio ATLANTA, GA 66,82166.8k $3.0m $3.0m 0.36% Added +202 +202
62 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 66,29666.3k $3.0m $3.0m 0.04% Added +6.9k +6,855
63 QP WEALTH MANAGEMENT, LLC 4.84% of their portfolio BOCA RATON, FL 65,53565.5k $3.0m $3.0m 4.84% Reduced -5.3k -5,257
64 COTTONWOOD CAPITAL ADVISORS, LLC 2.41% of their portfolio SALT LAKE CITY, UT 58,09658.1k $2.6m $2.6m 2.41% Reduced -177 -177
65 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 57,62857.6k $2.6m $2.6m 0.01% Reduced -1.2k -1,214
66 CPC Advisors, LLC 0.67% of their portfolio Atlanta, GA 57,42757.4k $2.6m $2.6m 0.67% New
67 First Heartland Consultants, Inc. 0.39% of their portfolio LAKE ST. LOUIS, MO 57,20957.2k $2.6m $2.6m 0.39% Unchanged
68 HARBOUR INVESTMENTS, INC. 0.14% of their portfolio MADISON, WI 55,44555.4k $2.5m $2.5m 0.14% Added +13.0k +12,957
69 RETIREMENT GUYS FORMULA LLC 1.76% of their portfolio MAUMEE, OH 54,37854.4k $2.5m $2.5m 1.76% Added +892 +892
70 OneDigital Investment Advisors LLC 0.06% of their portfolio OVERLAND PARK, KS 52,15752.2k $2.4m $2.4m 0.06% Reduced -3.0k -3,032
71 Main Street Financial Solutions, LLC 0.34% of their portfolio NEWTOWN, PA 50,80350.8k $2.3m $2.3m 0.34% Added +284 +284
72 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 50,23550.2k $2.3m $2.3m 0.04% Added +7.6k +7,640
73 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 48,01448.0k $2.2m $2.2m 0.03% Added +34.3k +34,332
74 SPC Financial, Inc. 0.24% of their portfolio ROCKVILLE, MD 47,53647.5k $2.1m $2.1m 0.24% Added +6.6k +6,572
75 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 46,92946.9k $2.1m $2.1m 0.00% Added +21.3k +21,317
76 KESTRA PRIVATE WEALTH SERVICES, LLC 0.08% of their portfolio AUSTIN, TX 45,84145.8k $2.1m $2.1m 0.08% Added +2.0k +1,991
77 LEVEL FOUR ADVISORY SERVICES, LLC 0.14% of their portfolio DALLAS, TX 45,67745.7k $2.1m $2.1m 0.14% New
78 Financial Architects, Inc 0.33% of their portfolio MARLTON, NJ 45,52445.5k $2.1m $2.1m 0.33% Added +35.5k +35,524
79 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 43,66143.7k $2.0m $2.0m 0.03% Reduced -2.2k -2,222
80 Onyx Bridge Wealth Group LLC 0.78% of their portfolio TARRYTOWN, NY 43,59943.6k $2.0m $2.0m 0.78% Added +18.1k +18,108
81 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 42,47842.5k $1.9m $1.9m 0.08% Added +3.2k +3,200
82 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 41,94041.9k $1.9m $1.9m 0.07% Added +2.6k +2,647
83 Endowment Wealth Management, Inc. 1.90% of their portfolio APPLETON, WI 41,89841.9k $1.9m $1.9m 1.90% Added +2.2k +2,199
84 IFG Advisory, LLC 0.17% of their portfolio ATLANTA, GA 40,35340.4k $1.8m $1.8m 0.17% Added +16.2k +16,219
85 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 39,61039.6k $1.8m $1.8m 0.05% Reduced -11.9k -11,928
86 PFG Investments, LLC 0.35% of their portfolio WOODBURY, NY 38,10538.1k $1.7m $1.7m 0.35% First filing
87 Garden State Investment Advisory Services LLC 0.86% of their portfolio Red Bank, NJ 37,70637.7k $1.7m $1.7m 0.86% Added +2.7k +2,708
88 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 36,57036.6k $1.6m $1.6m 0.03% Reduced -252 -252
89 CREATIVE FINANCIAL DESIGNS INC /ADV 0.21% of their portfolio KOKOMO, IN 36,38836.4k $1.6m $1.6m 0.21% Reduced -10.1k -10,062
90 INDEPENDENT FINANCIAL GROUP, LLC 0.13% of their portfolio SAN DIEGO, CA 35,81135.8k $1.6m $1.6m 0.13% New
91 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 34,93334.9k $1.6m $1.6m 0.00% Reduced -100 -100
92 Future Financial Wealth Managment LLC 1.73% of their portfolio CINCINNATI, OH 34,69534.7k $1.6m $1.6m 1.73% Added +4.2k +4,208
93 SMITH, MOORE & CO. 0.20% of their portfolio CLAYTON, MO 33,28033.3k $1.5m $1.5m 0.20% Added +316 +316
94 Accel Wealth Management 0.60% of their portfolio WAVERLY, IA 32,61732.6k $1.5m $1.5m 0.60% Reduced -1.3k -1,268
95 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 30,55430.6k $1.4m $1.4m 0.00% Added +688 +688
96 Waterfront Wealth Inc. 0.45% of their portfolio OVERLAND PARK, KS 30,35430.4k $1.4m $1.4m 0.45% Added +450 +450
97 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 30,26530.3k $1.4m $1.4m 0.03% Reduced -3.5k -3,450
98 Insight Advisors, LLC/ PA 0.30% of their portfolio Newtown, PA 28,22228.2k $1.3m $1.3m 0.30% Added +3.1k +3,114
99 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.10% of their portfolio BIRMINGHAM, AL 28,11428.1k $1.3m $1.3m 0.10% Added +7.6k +7,585
100 Bluespring Wealth Management, LLC 0.17% of their portfolio AUSTIN, TX 27,99428.0k $1.3m $1.3m 0.17% Reduced -1.8k -1,815