Vault-13

FIRST TR EXCHANGE TRADED FD RDVY

RISNG DIVD ACHIV · ETP · CUSIP 33738R506

433 institutional holders -4 vs Q4 2022
117,528,825117.5m shares reported held*
$5.3bnreported value*
34 new 157 added 192 reduced 36 sold out net sold ≈ $175.3m (-3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.81. Options: 2 managers hold calls ($17.0k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 412Q4 22: 437Q1 23: 433433Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022412
Q4 2022437
Q1 2023433

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 169 bought or addedQ4 22: 219 cut or sold outQ4 22Q1 23: 191 bought or addedQ1 23: 228 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022169219
Q1 2023191228

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $214.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $2.7mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $17.0kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$214.0k$00.00
Q4 2022$2.7m$00.00
Q1 2023$17.0k$00.00

Biggest buyers

MERCER GLOBAL ADVISORS INC /ADV Added +154,661+154.7k
American Trust New +131,008+131.0k
Advance Capital Management, Inc. Added +123,273+123.3k
Goldstein Advisors, LLC Added +113,496+113.5k
Foundations Investment Advisors, LLC Added +99,592+99.6k
First Horizon Advisors, Inc. Added +89,708+89.7k
Avidian Wealth Enterprises, LLC New +87,654+87.7k
Orion Porfolio Solutions, LLC New +87,537+87.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +78,766+78.8k
Kestra Advisory Services, LLC Added +76,469+76.5k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -794,334-794.3k
Raymond James Financial Services Advisors, Inc. Reduced -577,218-577.2k
UBS Group AG Reduced -517,295-517.3k
Cambridge Investment Research Advisors, Inc. Reduced -330,292-330.3k
IFP Advisors, Inc Reduced -327,196-327.2k
ROYAL BANK OF CANADA Reduced -280,695-280.7k
FWG Holdings, LLC Reduced -276,999-277.0k
GOLDMAN SACHS GROUP INC Reduced -177,088-177.1k
LPL Financial LLC Reduced -170,258-170.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -162,619-162.6k

Biggest calls

SIMPLEX TRADING, LLC Reduced $17.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.53% of their portfolio FORT MILL, SC 15,180,62515.2m $681.2m $681.2m 0.53% Reduced -170.3k -170,258
2 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 12,119,10512.1m $543.8m $543.8m 0.06% Reduced -105.2k -105,180
3 WELLS FARGO & COMPANY/MN 0.12% of their portfolio SAN FRANCISCO, CA 8,385,7048.4m $376.3m $376.3m 0.12% Reduced -794.3k -794,334
4 Raymond James Financial Services Advisors, Inc. 0.40% of their portfolio ST. PETERSBURG, FL 4,752,4984.8m $213.2m $213.2m 0.40% Reduced -577.2k -577,218
5 OSAIC HOLDINGS, INC. 0.33% of their portfolio SCOTTSDALE, AZ 3,934,1443.9m $176.6m $176.6m 0.33% Reduced -25.5k -25,472
6 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,895,7893.9m $174.8m $174.8m 0.02% Reduced -153.4k -153,423
7 UBS Group AG 0.08% of their portfolio ZURICH, V8 3,838,5573.8m $172.2m $172.2m 0.08% Reduced -517.3k -517,295
8 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 3,710,4553.7m $166.5m $166.5m 0.05% Added +47.6k +47,558
9 Advance Capital Management, Inc. 26.80% of their portfolio SOUTHFIELD, MI 3,355,4913.4m $150.6m $150.6m 26.80% Added +123.3k +123,273
10 RAYMOND JAMES & ASSOCIATES 0.11% of their portfolio ST PETERSBURG, FL 2,826,1452.8m $126.8m $126.8m 0.11% Added +15.2k +15,209
11 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,674,9752.7m $120.0m $120.0m 0.06% Reduced -89.0k -89,027
12 COMMONWEALTH EQUITY SERVICES, LLC 0.25% of their portfolio WALTHAM, MA 2,659,6882.7m $119.3m $119.3m 0.25% Reduced -131.9k -131,866
13 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,499,6192.5m $112.2m $112.2m 0.03% Reduced -280.7k -280,695
14 Kestra Advisory Services, LLC 0.90% of their portfolio AUSTIN, TX 1,853,9541.9m $83.2m $83.2m 0.90% Added +76.5k +76,469
15 Cambridge Investment Research Advisors, Inc. 0.40% of their portfolio FAIRFIELD, IA 1,804,4041.8m $81.0m $81.0m 0.40% Reduced -330.3k -330,292
16 Private Advisor Group, LLC 0.68% of their portfolio MORRISTOWN, NJ 1,582,7951.6m $71.0m $71.0m 0.68% Added +19.7k +19,712
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 1,157,1741.2m $51.9m $51.9m 0.07% Reduced -162.6k -162,619
18 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 1,050,8531.1m $47.2m $47.2m 0.07% Reduced -38.7k -38,710
19 Fifth Third Securities, Inc. 5.06% of their portfolio Cincinnati, OH 982,929982.9k $44.1m $44.1m 5.06% Added +424 +424
20 Csenge Advisory Group 3.07% of their portfolio CLEARWATER, FL 949,024949.0k $42.6m $42.6m 3.07% Reduced -19.8k -19,770
21 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 892,516892.5k $40.0m $40.0m 0.04% Added +10.2k +10,222
22 MML INVESTORS SERVICES, LLC 0.28% of their portfolio SPRINGFIELD, MA 881,461881.5k $39.6m $39.6m 0.28% Reduced -79.4k -79,388
23 NewEdge Advisors, LLC 0.40% of their portfolio NEW ORLEANS, LA 725,040725.0k $32.3m $32.3m 0.40% Added +13.3k +13,251
24 Cetera Advisors LLC 0.54% of their portfolio DENVER, CO 721,834721.8k $32.4m $32.4m 0.54% Reduced -20.3k -20,336
25 Equitable Holdings, Inc. 0.49% of their portfolio NEW YORK, NY 687,200687.2k $30.8m $30.8m 0.49% Reduced -20.0k -19,964
26 Cetera Advisor Networks LLC 0.23% of their portfolio EL SEGUNDO, CA 684,506684.5k $30.7m $30.7m 0.23% Reduced -71.5k -71,498
27 Janney Montgomery Scott LLC 0.12% of their portfolio PHILADELPHIA, PA 658,536658.5k $29.5m $29.5m 0.12% Added +68.7k +68,744
28 J.P. Morgan Private Wealth Advisors LLC 0.06% of their portfolio SAN FRANCISCO, CA 634,796634.8k $28.5m $28.5m 0.06% Reduced -51.5k -51,518
29 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 634,712634.7k $28.5m $28.5m 0.07% Added +13.6k +13,630
30 Cetera Investment Advisers 0.25% of their portfolio SCHAUMBURG, IL 626,130626.1k $28.1m $28.1m 0.25% Added +22.7k +22,739
31 Prospera Financial Services Inc 1.13% of their portfolio Dallas, TX 613,711613.7k $27.5m $27.5m 1.13% Reduced -388 -388
32 HARBOUR INVESTMENTS, INC. 1.41% of their portfolio MADISON, WI 577,423577.4k $25.9m $25.9m 1.41% Added +21.3k +21,283
33 MERCER GLOBAL ADVISORS INC /ADV 0.12% of their portfolio DENVER, CO 570,248570.2k $25.6m $25.6m 0.12% Added +154.7k +154,661
34 Koshinski Asset Management, Inc. 2.49% of their portfolio DECATUR, IL 568,010568.0k $25.5m $25.5m 2.49% Added +32.0k +32,013
35 Mariner, LLC 0.07% of their portfolio Overland Park, KS 561,831561.8k $25.2m $25.2m 0.07% Added +29.2k +29,245
36 Steward Partners Investment Advisory, LLC 0.40% of their portfolio STAMFORD, CT 551,010551.0k $24.7m $24.7m 0.40% Reduced -1.1k -1,139
37 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 525,360525.4k $23.6m $23.6m 0.04% Added +29.3k +29,333
38 Ten Capital Wealth Advisors, LLC 7.15% of their portfolio SPOKANE, WA 489,812489.8k $22.0m $22.0m 7.15% Reduced -41.9k -41,948
39 Atria Wealth Solutions, Inc. 0.31% of their portfolio NEW YORK, NY 471,322471.3k $21.1m $21.1m 0.31% Reduced -49.8k -49,774
40 RVW Wealth, LLC 2.59% of their portfolio LOS ANGELES, CA 465,910465.9k $20.9m $20.9m 2.59% Added +7.0k +7,002
41 Ascension Capital Advisors, Inc. 16.04% of their portfolio Houston, TX 462,971463.0k $20.8m $20.8m 16.04% Added +58 +58
42 Sigma Planning Corp 0.67% of their portfolio ANN ARBOR, MI 449,310449.3k $20.2m $20.2m 0.67% Reduced -62.1k -62,108
43 Aptus Capital Advisors, LLC 0.57% of their portfolio FAIRHOPE, AL 442,147442.1k $19.8m $19.8m 0.57% Added +53.7k +53,659
44 Western Wealth Management, LLC 1.76% of their portfolio GOLDEN, CO 422,424422.4k $19.0m $19.0m 1.76% Reduced -13.2k -13,161
45 Sweet Financial Partners, LLC 5.14% of their portfolio FAIRMONT, MN 414,140414.1k $18.6m $18.6m 5.14% Reduced -10.2k -10,170
46 GUARDIAN WEALTH ADVISORS, LLC / NC 3.23% of their portfolio RALEIGH, NC 410,424410.4k $18.4m $18.4m 3.23% Added +52.4k +52,432
47 FDx Advisors, Inc. 0.78% of their portfolio BERWYN, PA 407,848407.8k $17.9m $17.9m 0.78% Unchanged
48 Goldstein Advisors, LLC 3.84% of their portfolio Madison, WI 389,363389.4k $17.5m $17.5m 3.84% Added +113.5k +113,496
49 KESTRA PRIVATE WEALTH SERVICES, LLC 0.69% of their portfolio AUSTIN, TX 386,604386.6k $17.3m $17.3m 0.69% Added +71.7k +71,734
50 Financial Partners Group, Inc 3.70% of their portfolio Overland Park, KS 370,511370.5k $16.6m $16.6m 3.70% Reduced -1.4k -1,394
51 First Horizon Advisors, Inc. 0.57% of their portfolio MEMPHIS, TN 357,030357.0k $16.0m $16.0m 0.57% Added +89.7k +89,708
52 PARK NATIONAL CORP /OH/ 0.65% of their portfolio NEWARK, OH 326,887326.9k $14.7m $14.7m 0.65% Added +7.2k +7,153
53 Good Life Advisors, LLC 1.87% of their portfolio READING, PA 326,073326.1k $14.6m $14.6m 1.87% Reduced -4.6k -4,597
54 BLAIR WILLIAM & CO/IL 0.06% of their portfolio CHICAGO, IL 319,782319.8k $14.3m $14.3m 0.06% Added +12.2k +12,182
55 Legacy Capital Wealth Partners, LLC 3.91% of their portfolio LITTLE ROCK, AR 318,559318.6k $14.3m $14.3m 3.91% Reduced -13.3k -13,335
56 D.A. DAVIDSON & CO. 0.16% of their portfolio GREAT FALLS, MT 313,514313.5k $14.1m $14.1m 0.16% Added +6.8k +6,753
57 REGATTA CAPITAL GROUP, LLC 4.87% of their portfolio EL SEGUNDO, CA 311,237311.2k $13.7m $13.7m 4.87% Unchanged
58 BENJAMIN F. EDWARDS & COMPANY, INC. 0.58% of their portfolio ST. LOUIS, MO 307,809307.8k $13.8m $13.8m 0.58% Added +12.8k +12,829
59 Stratos Wealth Partners, LTD. 0.37% of their portfolio BEACHWOOD, OH 307,411307.4k $13.8m $13.8m 0.37% Reduced -83.7k -83,685
60 Sanchez Wealth Management Group 6.05% of their portfolio JACKSONVILLE, FL 306,187306.2k $13.7m $13.7m 6.05% Reduced -1.6k -1,568
61 Solano Wealth Management, Inc. 9.69% of their portfolio Fairfield, CA 296,002296.0k $13.3m $13.3m 9.69% First filing
62 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 294,111294.1k $13.2m $13.2m 0.02% Reduced -120.4k -120,372
63 Eldridge Investment Advisors, Inc. 4.53% of their portfolio MANCHESTER, NH 291,470291.5k $13.1m $13.1m 4.53% Reduced -105.2k -105,235
64 Keebeck Wealth Management 2.09% of their portfolio Chicago, IL 289,490289.5k $13.0m $13.0m 2.09% Unchanged
65 Integrated Wealth Concepts LLC 0.26% of their portfolio WALTHAM, MA 280,852280.9k $12.6m $12.6m 0.26% Added +4.6k +4,591
66 AVANTAX ADVISORY SERVICES, INC. 0.15% of their portfolio DALLAS, TX 279,524279.5k $12.5m $12.5m 0.15% Added +2.0k +1,974
67 ABLE Financial Group, LLC 7.62% of their portfolio SCOTTSDALE, AZ 260,577260.6k $11.7m $11.7m 7.62% First filing
68 Valmark Advisers, Inc. 0.24% of their portfolio AKRON, OH 250,772250.8k $11.3m $11.3m 0.24% Added +5.9k +5,905
69 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 245,116245.1k $11.0m $11.0m 0.02% Added +11.7k +11,733
70 Cedrus LLC 7.56% of their portfolio Littleton, CO 239,697239.7k $10.8m $10.8m 7.56% Added +30.0k +29,960
71 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 235,829235.8k $10.6m $10.6m 0.02% Reduced -46.4k -46,357
72 CWM, LLC 0.07% of their portfolio OMAHA, NE 230,739230.7k $10.4m $10.4m 0.07% Added +61.5k +61,532
73 Arax Advisory Partners 1.35% of their portfolio NEW YORK, NY 228,031228.0k $10.2m $10.2m 1.35% Added +6.7k +6,715
74 IHT Wealth Management, LLC 0.58% of their portfolio Chicago, IL 225,828225.8k $10.1m $10.1m 0.58% Added +2.5k +2,473
75 Jaffetilchin Investment Partners, LLC 1.14% of their portfolio TAMPA, FL 223,867223.9k $10.0m $10.0m 1.14% Added +46.4k +46,443
76 First Heartland Consultants, Inc. 1.49% of their portfolio LAKE ST. LOUIS, MO 220,497220.5k $9.9m $9.9m 1.49% Reduced -2.9k -2,897
77 PFG Advisors 0.82% of their portfolio Phoenix, AZ 217,223217.2k $9.7m $9.7m 0.82% Added +6.2k +6,250
78 Financial Advocates Investment Management 0.68% of their portfolio OLYMPIA, WA 199,299199.3k $8.9m $8.9m 0.68% Added +8.6k +8,621
79 Pine Valley Investments Ltd Liability Co 1.25% of their portfolio MARLTON, NJ 187,289187.3k $8.2m $8.2m 1.25% First filing
80 Plotkin Financial Advisors, LLC 7.62% of their portfolio CHEVY CHASE, MD 182,599182.6k $8.2m $8.2m 7.62% Reduced -2.8k -2,830
81 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 181,628181.6k $8.1m $8.1m 0.05% Added +10.1k +10,073
82 Beck Bode, LLC 1.97% of their portfolio DEDHAM, MA 178,771178.8k $8.0m $8.0m 1.97% Reduced -20.1k -20,093
83 IFP Advisors, Inc 0.24% of their portfolio TAMPA, FL 177,849177.8k $5.6m $5.6m 0.24% Reduced -327.2k -327,196
84 TBH Global Asset Management, LLC 1.70% of their portfolio Brentwood, TN 177,847177.8k $8.0m $8.0m 1.70% Added +6.3k +6,313
85 Per Stirling Capital Management, LLC. 1.70% of their portfolio AUSTIN, TX 175,437175.4k $7.9m $7.9m 1.70% Reduced -5.9k -5,873
86 Key Client Fiduciary Advisors, LLC 4.83% of their portfolio Fairfield, NJ 172,595172.6k $7.7m $7.7m 4.83% Added +12.4k +12,396
87 Invst, LLC 1.18% of their portfolio INDIANAPOLIS, IN 169,273169.3k $7.6m $7.6m 1.18% Added +5.4k +5,438
88 PINNACLE ASSOCIATES LTD 0.15% of their portfolio NEW YORK, NY 168,620168.6k $7.6m $7.6m 0.15% Added +15.4k +15,361
89 RFG Advisory, LLC 0.37% of their portfolio BIRMINGHAM, AL 166,880166.9k $7.5m $7.5m 0.37% Reduced -328 -328
90 HOWARD FINANCIAL SERVICES, LTD. 1.77% of their portfolio DALLAS, TX 161,873161.9k $7.3m $7.3m 1.77% Added +31.4k +31,397
91 Walkner Condon Financial Advisors LLC 2.03% of their portfolio MADISON, WI 161,061161.1k $7.2m $7.2m 2.03% Added +6.6k +6,596
92 US FINANCIAL ADVISORS, LLC 3.21% of their portfolio BRAINTREE, MA 160,512160.5k $7.2m $7.2m 3.21% Added +7.7k +7,723
93 SILVER OAK SECURITIES, INCORPORATED 1.18% of their portfolio JACKSON, TN 160,314160.3k $7.2m $7.2m 1.18% Added +15.6k +15,566
94 SHELTON WEALTH MANAGEMENT, LLC 5.74% of their portfolio FORT WORTH, TX 157,674157.7k $7.1m $7.1m 5.74% Reduced -1.3k -1,302
95 StoneX Group Inc. 0.77% of their portfolio NEW YORK, NY 155,774155.8k $7.0m $7.0m 0.77% Added +29.5k +29,541
96 INDEPENDENT FINANCIAL GROUP, LLC 0.56% of their portfolio SAN DIEGO, CA 155,742155.7k $7.0m $7.0m 0.56% Reduced -8.0k -8,028
97 COTTONWOOD CAPITAL ADVISORS, LLC 6.23% of their portfolio SALT LAKE CITY, UT 150,850150.8k $6.8m $6.8m 6.23% Reduced -2.0k -2,040
98 U.S. Capital Wealth Advisors, LLC 0.31% of their portfolio AUSTIN, TX 148,608148.6k $6.7m $6.7m 0.31% Reduced -3.6k -3,589
99 ICA Group Wealth Management, LLC 1.42% of their portfolio DENVER, CO 132,616132.6k $6.0m $6.0m 1.42% Reduced -4.6k -4,558
100 American Trust 0.23% of their portfolio LEXINGTON, KY 131,008131.0k $3.3m $3.3m 0.23% New