Vault-13

FIRST TR EXCHANGE TRADED FD FTQI

NASDAQ BUYWRITE · ETP · CUSIP 33738R407

66 institutional holders +0 vs Q2 2024
5,246,3585.2m shares reported held*
$107.5mreported value*
9 new 32 added 18 reduced 9 sold out net bought ≈ $13.2m (+646.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.48. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 16Q4 22: 18Q1 23: 18Q2 23: 25Q3 23: 32Q4 23: 45Q1 24: 53Q2 24: 66Q3 24: 6666Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202216
Q4 202218
Q1 202318
Q2 202325
Q3 202332
Q4 202345
Q1 202453
Q2 202466
Q3 202466

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 12 bought or addedQ4 22: 4 cut or sold outQ1 23: 10 bought or addedQ1 23: 7 cut or sold outQ1 23Q2 23: 17 bought or addedQ2 23: 6 cut or sold outQ3 23: 23 bought or addedQ3 23: 10 cut or sold outQ3 23Q4 23: 27 bought or addedQ4 23: 13 cut or sold outQ1 24: 42 bought or addedQ1 24: 10 cut or sold outQ1 24Q2 24: 55 bought or addedQ2 24: 9 cut or sold outQ3 24: 41 bought or addedQ3 24: 27 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022124
Q1 2023107
Q2 2023176
Q3 20232310
Q4 20232713
Q1 20244210
Q2 2024559
Q3 20244127

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +354,416+354.4k
LPL Financial LLC Added +190,107+190.1k
Snowden Capital Advisors LLC Added +70,419+70.4k
Mariner, LLC Added +68,626+68.6k
Integrated Wealth Concepts LLC Added +52,767+52.8k
STIFEL FINANCIAL CORP Added +37,786+37.8k
Ameritas Advisory Services, LLC Added +36,261+36.3k
Sanctuary Advisors, LLC New +27,674+27.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +25,619+25.6k
Cetera Investment Advisers Added +20,613+20.6k

Biggest sellers

HARBOUR INVESTMENTS, INC. Reduced -167,166-167.2k
JANE STREET GROUP, LLC Reduced -84,189-84.2k
AVAII WEALTH MANAGEMENT, LLC Sold out -47,850-47.9k
GENTRY PRIVATE WEALTH, LLC Sold out -21,996-22.0k
TrueMark Investments, LLC Reduced -19,166-19.2k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -13,704-13.7k
Owen LaRue, LLC Sold out -12,701-12.7k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -11,979-12.0k
MARSHALL WACE, LLP Reduced -11,323-11.3k
RiverTree Advisors, LLC Reduced -10,652-10.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -3.0 pts · filed 2026-10-22 41.5% -3.0 pts 18.6m≈ $411.3m 2026-10-22

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,421,6691.4m $29.1m $29.1m 0.01% Added +190.1k +190,107
2 Integrated Wealth Concepts LLC 0.16% of their portfolio WALTHAM, MA 647,285647.3k $13.3m $13.3m 0.16% Added +52.8k +52,767
3 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 479,810479.8k $9.8m $9.8m 0.01% Added +354.4k +354,416
4 Ameritas Advisory Services, LLC 0.22% of their portfolio Lincoln, NE 254,319254.3k $5.2m $5.2m 0.22% Added +36.3k +36,261
5 Snowden Capital Advisors LLC 0.13% of their portfolio New York, NY 220,701220.7k $4.5m $4.5m 0.13% Added +70.4k +70,419
6 Fifth Third Securities, Inc. 0.40% of their portfolio Cincinnati, OH 207,069207.1k $4.2m $4.2m 0.40% Added +20.3k +20,317
7 TrueMark Investments, LLC 0.95% of their portfolio CHICAGO, IL 145,045145.0k $3.0m $3.0m 0.95% Reduced -19.2k -19,166
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 140,493140.5k $2.9m $2.9m 0.01% Added +20.6k +20,613
9 RiverTree Advisors, LLC 1.73% of their portfolio WINTER PARK, FL 124,300124.3k $2.5m $2.5m 1.73% Reduced -10.7k -10,652
10 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 105,955106.0k $2.2m $2.2m 0.01% Reduced -1.5k -1,516
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 98,96399.0k $2.0m $2.0m 0.00% Added +2.7k +2,664
12 Sowell Financial Services LLC 0.08% of their portfolio NORTH LITTLE ROCK, AR 84,22484.2k $1.7m $1.7m 0.08% Reduced -414 -414
13 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 83,84483.8k $1.7m $1.7m 0.01% Added +15.9k +15,871
14 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 81,75981.8k $1.7m $1.7m 0.01% Reduced -2.4k -2,413
15 Mariner, LLC 0.00% of their portfolio Overland Park, KS 80,15880.2k $1.6m $1.6m 0.00% Added +68.6k +68,626
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 79,96980.0k $1.6m $1.6m 0.00% Added +37.8k +37,786
17 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 53,37153.4k $1.1m $1.1m 0.03% Reduced -167.2k -167,166
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 52,45752.5k $1.1m $1.1m 0.00% Reduced -701 -701
19 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 51,75451.8k $1.1m $1.1m 0.00% Added +15.6k +15,637
20 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 48,19848.2k $987.1k $987.1k 0.00% Added +17.1k +17,090
21 Elevated Capital Advisors, LLC 0.26% of their portfolio SANDY, UT 47,90247.9k $981.0k $981.0k 0.26% Added +302 +302
22 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 47,65747.7k $976.0k $976.0k 0.03% Added +4.0k +3,993
23 Capital Investment Advisory Services, LLC 0.09% of their portfolio RALEIGH, NC 47,08147.1k $964.2k $964.2k 0.09% Added +9.9k +9,853
24 CWM, LLC 0.00% of their portfolio OMAHA, NE 46,81146.8k $959.0k $959.0k 0.00% Added +2.3k +2,341
25 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 43,08043.1k $882.0k $882.0k 0.00% Added +1.9k +1,883
26 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 35,60035.6k $729.1k $729.1k 0.00% Added +6.0k +6,000
27 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 33,15133.2k $678.9k $678.9k 0.01% Added +4.3k +4,341
28 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 31,45731.5k $644.3k $644.3k 0.02% Added +16.7k +16,698
29 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 31,04231.0k $636.0k $636.0k 0.02% Added +11.8k +11,775
30 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 29,42329.4k $602.6k $602.6k 0.01% Added +13.2k +13,181
31 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 27,67427.7k $578.1k $578.1k 0.00% New
32 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 27,66527.7k $566.6k $566.6k 0.00% Reduced -7.2k -7,210
33 World Investment Advisors 0.02% of their portfolio LINCROFT, NJ 25,78025.8k $528.0k $528.0k 0.02% Added +97 +97
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,61925.6k $524.7k $524.7k 0.00% New
35 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 25,34425.3k $519.1k $519.1k 0.01% Added +342 +342
36 CHANNEL WEALTH LLC 0.12% of their portfolio SANTA BARBARA, CA 17,88217.9k $366.2k $366.2k 0.12% Reduced -928 -928
37 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 17,67217.7k $361.9k $361.9k 0.01% Added +4.4k +4,354
38 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 17,16317.2k $350.0k $350.0k 0.03% Added +3.2k +3,235
39 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,18716.2k $331.5k $331.5k 0.00% Reduced -84.2k -84,189
40 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 14,98915.0k $307.0k $307.0k 0.00% Reduced -11.3k -11,323
41 Mach-1 Financial Group, LLC 0.19% of their portfolio Rogers, AR 14,90714.9k $305.3k $305.3k 0.19% Added +35 +35
42 Sterling Manor Financial, LLC 0.21% of their portfolio Saratoga Springs, NY 14,86114.9k $304.4k $304.4k 0.21% Added +2.6k +2,583
43 Cedrus LLC 0.11% of their portfolio Littleton, CO 14,62214.6k $299.5k $299.5k 0.11% New
44 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,00414.0k $286.8k $286.8k 0.00% Reduced -1.9k -1,890
45 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 13,90113.9k $284.7k $284.7k 0.00% New
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,18813.2k $270.1k $270.1k 0.00% Reduced -2.7k -2,662
47 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 11,39511.4k $233.4k $233.4k 0.00% New
48 SMITH, MOORE & CO. 0.02% of their portfolio CLAYTON, MO 10,90810.9k $223.4k $223.4k 0.02% Unchanged
49 BlueChip Wealth Advisors LLC 0.11% of their portfolio Milton, GA 10,03210.0k $205.5k $205.5k 0.11% New
50 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 9,97010.0k $203.4k $203.4k 0.01% New
51 NWF Advisory Services Inc. 0.03% of their portfolio Los Angeles, CA 9,9009.9k $202.8k $202.8k 0.03% Unchanged
52 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 9,8009.8k $200.7k $200.7k 0.01% Reduced -9.4k -9,353
53 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 5,2755.3k $108.0k $108.0k 0.00% Reduced -8.6k -8,564
54 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,6893.7k $75.6k $75.6k 0.00% Added +2 +2
55 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 3,4133.4k $69.9k $69.9k 0.00% Added +119 +119
56 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,2703.3k $67.0k $67.0k 0.00% Unchanged
57 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 3,0233.0k $61.9k $61.9k 0.00% Reduced -852 -852
58 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,9663.0k $60.7k $60.7k 0.00% Added +207 +207
59 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 2,6122.6k $53.5k $53.5k 0.01% Unchanged
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,4971.5k $30.7k $30.7k 0.00% Reduced -12.0k -11,979
61 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,3001.3k $26.6k $26.6k 0.00% Unchanged
62 COMERICA BANK 0.00% of their portfolio DALLAS, TX 997997 $20.4k $20.4k 0.00% New
63 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 190190 $4.0k $4.0k 0.00% Unchanged
64 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 100100 $2.0k $2.0k 0.00% New
65 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 1515 $308 $308 0.00% Unchanged
66 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $24 $24 0.00% Reduced -1 -1