Vault-13

FIRST TR EXCHANGE TRADED FD TDIV

NASD TECH DIV · ETP · CUSIP 33738R118

358 institutional holders +30 vs Q3 2024
21,162,38421.2m shares reported held*
$1.7bnreported value*
27 new 149 added 96 reduced 21 sold out net bought ≈ $38.0m (+526.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $78.32.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 234Q4 22: 233Q1 23: 246Q2 23: 247Q3 23: 253Q4 23: 266Q1 24: 281Q2 24: 309Q3 24: 328Q4 24: 358358Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022234
Q4 2022233
Q1 2023246
Q2 2023247
Q3 2023253
Q4 2023266
Q1 2024281
Q2 2024309
Q3 2024328
Q4 2024358

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 116 bought or addedQ1 23: 102 cut or sold outQ2 23: 126 bought or addedQ2 23: 85 cut or sold outQ2 23Q3 23: 125 bought or addedQ3 23: 85 cut or sold outQ4 23: 118 bought or addedQ4 23: 107 cut or sold outQ4 23Q1 24: 137 bought or addedQ1 24: 116 cut or sold outQ2 24: 145 bought or addedQ2 24: 116 cut or sold outQ2 24Q3 24: 147 bought or addedQ3 24: 140 cut or sold outQ4 24: 176 bought or addedQ4 24: 117 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023116102
Q2 202312685
Q3 202312585
Q4 2023118107
Q1 2024137116
Q2 2024145116
Q3 2024147140
Q4 2024176117

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ1 24 calls: $1.9mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $741.5kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $634.4kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$1.9m$00.00
Q2 2024$741.5k$00.00
Q3 2024$634.4k$00.00
Q4 2024$0$0—

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +190,519+190.5k
Cetera Investment Advisers Added +104,769+104.8k
ENVESTNET ASSET MANAGEMENT INC Added +70,739+70.7k
AMERIPRISE FINANCIAL INC Added +51,314+51.3k
BNP PARIBAS FINANCIAL MARKETS New +50,000+50.0k
OSAIC HOLDINGS, INC. Added +41,402+41.4k
Independent Advisor Alliance New +37,752+37.8k
UBS Group AG Added +33,528+33.5k
OneAscent Financial Services LLC New +27,430+27.4k
ASSETMARK, INC Added +24,950+24.9k

Biggest sellers

Ethos Financial Group, LLC Reduced -109,534-109.5k
WELLS FARGO & COMPANY/MN Reduced -66,078-66.1k
GOLDMAN SACHS GROUP INC Sold out -58,103-58.1k
Mirae Asset Global Investments Co., Ltd. Reduced -54,300-54.3k
3EDGE Asset Management, LP Sold out -46,952-47.0k
WealthPlan Investment Management, LLC Reduced -36,967-37.0k
JPMORGAN CHASE & CO Reduced -34,126-34.1k
Bright Futures Wealth Management, LLC. Sold out -19,177-19.2k
Clearwater Capital Advisors, LLC Reduced -18,296-18.3k
Private Advisory Group LLC Sold out -17,227-17.2k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 2,247,4242.2m $176.3m $176.3m 0.07% Reduced -16.7k -16,686
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,091,3102.1m $164.1m $164.1m 0.01% Added +15.9k +15,931
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,685,1001.7m $132.2m $132.2m 0.03% Reduced -66.1k -66,078
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,378,3421.4m $108.1m $108.1m 0.01% Added +190.5k +190,519
5 RAYMOND JAMES FINANCIAL INC 0.04% of their portfolio ST. PETERSBURG, FL 1,228,4661.2m $96.4m $96.4m 0.04% First filing
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,057,8291.1m $83.0m $83.0m 0.02% Added +33.5k +33,528
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 585,370585.4k $45.9m $45.9m 0.01% Added +70.7k +70,739
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 460,725460.7k $36.1m $36.1m 0.01% Added +21.0k +20,989
9 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 444,864444.9k $34.9m $34.9m 0.07% Added +104.8k +104,769
10 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 436,140436.1k $34.2m $34.2m 0.01% Added +51.3k +51,314
11 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 396,219396.2k $31.1m $31.1m 0.05% Added +10.8k +10,837
12 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 340,499340.5k $23.3m $23.3m 0.05% Added +41.4k +41,402
13 PARK NATIONAL CORP /OH/ 0.90% of their portfolio NEWARK, OH 312,136312.1k $24.5m $24.5m 0.90% Reduced -2.7k -2,733
14 Flaharty Asset Management, LLC 3.38% of their portfolio CLEARWATER, FL 295,251295.3k $23.2m $23.2m 3.38% Reduced -8.4k -8,370
15 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 277,849277.8k $21.8m $21.8m 0.02% Added +16.6k +16,585
16 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 254,760254.8k $20.0m $20.0m 0.02% Added +2.7k +2,716
17 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 243,887243.9k $19.1m $19.1m 0.06% Added +14.8k +14,769
18 D.A. DAVIDSON & CO. 0.14% of their portfolio GREAT FALLS, MT 220,683220.7k $17.3m $17.3m 0.14% Reduced -3.2k -3,186
19 NewEdge Advisors, LLC 0.10% of their portfolio NEW ORLEANS, LA 208,803208.8k $16.4m $16.4m 0.10% Reduced -963 -963
20 Aprio Wealth Management, LLC 2.24% of their portfolio ATLANTA, GA 196,021196.0k $15.4m $15.4m 2.24% Added +17.2k +17,151
21 Kestra Investment Management, LLC 0.55% of their portfolio AUSTIN, TX 178,317178.3k $14.0m $14.0m 0.55% Reduced -3.4k -3,434
22 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 166,456166.5k $13.1m $13.1m 0.04% Added +11.9k +11,858
23 New England Private Wealth Advisors LLC 1.93% of their portfolio WELLESLEY, MA 155,280155.3k $12.2m $12.2m 1.93% Added +616 +616
24 Cherry Creek Investment Advisors, Inc. 5.76% of their portfolio ENGLEWOOD, CO 149,476149.5k $11.7m $11.7m 5.76% Reduced -1.8k -1,797
25 Equitable Holdings, Inc. 0.11% of their portfolio NEW YORK, NY 144,763144.8k $11.4m $11.4m 0.11% Reduced -1.0k -1,025
26 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 137,792137.8k $10.8m $10.8m 0.03% Added +24.9k +24,950
27 Orion Porfolio Solutions, LLC 0.10% of their portfolio OMAHA, NE 130,528130.5k $10.2m $10.2m 0.10% Added +4.6k +4,573
28 Orion Portfolio Solutions, LLC 0.10% of their portfolio Omaha, NE 130,528130.5k $10.2m $10.2m 0.10% Added +4.6k +4,573
29 Concorde Asset Management, LLC 5.13% of their portfolio ANN ARBOR, MI 125,496125.5k $9.8m $9.8m 5.13% Added +5.5k +5,456
30 AVAII WEALTH MANAGEMENT, LLC 4.60% of their portfolio APPLETON, WI 119,055119.1k $9.3m $9.3m 4.60% Added +4.4k +4,436
31 Stratos Wealth Partners, LTD. 0.13% of their portfolio BEACHWOOD, OH 115,229115.2k $9.0m $9.0m 0.13% Reduced -2.2k -2,217
32 BENJAMIN EDWARDS INC 0.12% of their portfolio Clayton, MO 107,541107.5k $8.4m $8.4m 0.12% Added +9.1k +9,052
33 Robertson Stephens Wealth Management, LLC 0.30% of their portfolio San Francisco, CA 107,184107.2k $8.4m $8.4m 0.30% Added +4.6k +4,578
34 Pine Valley Investments Ltd Liability Co 0.55% of their portfolio MARLTON, NJ 106,845106.8k $8.4m $8.4m 0.55% Reduced -371 -371
35 Sigma Planning Corp 0.26% of their portfolio ANN ARBOR, MI 106,605106.6k $8.4m $8.4m 0.26% Added +4.4k +4,401
36 Crumly & Associates Inc. 2.23% of their portfolio SPRINGFIELD, IL 104,440104.4k $8.2m $8.2m 2.23% Added +6.5k +6,453
37 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 101,929101.9k $8.0m $8.0m 0.09% Added +9.4k +9,394
38 Private Wealth Group, LLC 3.84% of their portfolio Tampa, FL 100,123100.1k $7.9m $7.9m 3.84% Added +1.6k +1,560
39 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 88,51288.5k $6.9m $6.9m 0.02% Added +10.9k +10,851
40 PURSUE WEALTH PARTNERS LLC 3.46% of their portfolio ALAMO, CA 77,14577.1k $6.1m $6.1m 3.46% Added +1.9k +1,860
41 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 74,64174.6k $5.9m $5.9m 0.05% Added +33 +33
42 Coppell Advisory Solutions LLC 0.82% of their portfolio COPPELL, TX 74,19574.2k $5.9m $5.9m 0.82% Added +5.0k +4,981
43 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 73,04773.0k $5.7m $5.7m 0.03% Added +9.4k +9,398
44 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 70,70670.7k $5.5m $5.5m 0.03% Reduced -426 -426
45 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 70,40070.4k $5.5m $5.5m 0.02% Reduced -54.3k -54,300
46 HARBOUR INVESTMENTS, INC. 0.16% of their portfolio MADISON, WI 69,48169.5k $5.5m $5.5m 0.16% Added +5.2k +5,250
47 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 64,08464.1k $5.0m $5.0m 0.01% Added +14.3k +14,254
48 Wealth Management Associates, Inc. 2.08% of their portfolio Cherry Hill, NJ 62,06562.1k $4.9m $4.9m 2.08% Added +150 +150
49 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 60,14860.1k $4.7m $4.7m 0.00% Reduced -3.6k -3,648
50 HENGEHOLD CAPITAL MANAGEMENT LLC 0.43% of their portfolio CINCINNATI, OH 58,87758.9k $4.6m $4.6m 0.43% Reduced -400 -400
51 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 54,64654.6k $4.3m $4.3m 0.04% Reduced -1.2k -1,247
52 Great Diamond Partners, LLC 1.10% of their portfolio Portland, ME 53,97354.0k $4.2m $4.2m 1.10% Reduced -961 -961
53 Snowden Capital Advisors LLC 0.13% of their portfolio New York, NY 52,12852.1k $4.1m $4.1m 0.13% Added +7.4k +7,372
54 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 50,00050.0k $3.9m $3.9m 0.00% New
55 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 49,44449.4k $3.9m $3.9m 0.01% Added +6.7k +6,719
56 Harvest Investment Services, LLC 0.95% of their portfolio Oakbrook Terrace, IL 49,28549.3k $3.9m $3.9m 0.95% Reduced -511 -511
57 Tyler-Stone Wealth Management 0.67% of their portfolio Beachwood, OH 47,79747.8k $3.8m $3.8m 0.67% Reduced -2.6k -2,604
58 DEFINED WEALTH MANAGEMENT, LLC 2.46% of their portfolio BEAVERTON, OR 47,35247.4k $3.7m $3.7m 2.46% Added +13 +13
59 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 45,73745.7k $3.6m $3.6m 0.00% Reduced -486 -486
60 &PARTNERS 0.04% of their portfolio NASHVILLE, TN 45,64045.6k $3.6m $3.6m 0.04% Added +5.0k +5,038
61 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 45,60445.6k $3.6m $3.6m 0.04% Added +24.4k +24,355
62 CWM, LLC 0.01% of their portfolio OMAHA, NE 45,59645.6k $3.6m $3.6m 0.01% Reduced -2.9k -2,856
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 43,83043.8k $3.4m $3.4m 0.00% Reduced -34.1k -34,126
64 Prospera Financial Services Inc 0.08% of their portfolio Dallas, TX 43,30943.3k $3.4m $3.4m 0.08% Reduced -2.6k -2,583
65 Mariner, LLC 0.01% of their portfolio Overland Park, KS 42,68442.7k $3.3m $3.3m 0.01% Added +9.8k +9,806
66 COTTONWOOD CAPITAL ADVISORS, LLC 2.39% of their portfolio SALT LAKE CITY, UT 42,41942.4k $3.3m $3.3m 2.39% Reduced -1.2k -1,189
67 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 42,26442.3k $3.3m $3.3m 0.04% Added +7.5k +7,542
68 Quadcap Wealth Management, LLC 0.49% of their portfolio Frisco, TX 42,00242.0k $3.3m $3.3m 0.49% Added +5.5k +5,512
69 IFP Advisors, Inc 0.11% of their portfolio TAMPA, FL 41,74741.7k $3.3m $3.3m 0.11% Added +310 +310
70 Financial Advocates Investment Management 0.18% of their portfolio OLYMPIA, WA 41,37341.4k $3.2m $3.2m 0.18% Added +4.3k +4,256
71 IAMS WEALTH MANAGEMENT, LLC 1.48% of their portfolio OMAHA, NE 41,23041.2k $3.2m $3.2m 1.48% Added +2.0k +1,974
72 Main Street Financial Solutions, LLC 0.32% of their portfolio NEWTOWN, PA 41,17841.2k $3.2m $3.2m 0.32% Reduced -1.0k -1,028
73 BlueChip Wealth Advisors LLC 1.77% of their portfolio Milton, GA 40,57640.6k $3.2m $3.2m 1.77% Added +4.2k +4,163
74 Hobart Private Capital, LLC 0.79% of their portfolio CHARLOTTE, NC 40,53340.5k $3.2m $3.2m 0.79% Added +4.3k +4,279
75 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 39,87539.9k $3.1m $3.1m 0.01% Added +7.3k +7,288
76 Capital Advisors, Ltd. LLC 0.39% of their portfolio SHAKER HEIGHTS, OH 39,64039.6k $3.1m $3.1m 0.39% Added +1.0k +1,000
77 Ranch Capital Advisors Inc. 1.46% of their portfolio SARASOTA, FL 39,29439.3k $3.1m $3.1m 1.46% Added +2.1k +2,118
78 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 39,03839.0k $3.1m $3.1m 0.01% Added +4.1k +4,117
79 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 38,61538.6k $3.0m $3.0m 0.01% Reduced -16.1k -16,092
80 Gateway Wealth Partners, LLC 0.77% of their portfolio APPLETON, WI 37,97138.0k $3.0m $3.0m 0.77% Added +1.6k +1,622
81 Independent Advisor Alliance 0.04% of their portfolio CHARLOTTE, NC 37,75237.8k $3.0m $3.0m 0.04% New
82 World Investment Advisors 0.08% of their portfolio LINCROFT, NJ 37,31437.3k $2.9m $2.9m 0.08% Added +3.9k +3,878
83 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 36,65336.7k $2.9m $2.9m 0.04% Added +135 +135
84 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 36,20936.2k $2.8m $2.8m 0.01% Added +2.5k +2,497
85 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 35,92135.9k $2.8m $2.8m 0.02% Reduced -1.9k -1,912
86 SILVER OAK SECURITIES, INCORPORATED 0.26% of their portfolio JACKSON, TN 35,90435.9k $2.8m $2.8m 0.26% Added +19.5k +19,451
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 35,16135.2k $2.8m $2.8m 0.00% Added +8.4k +8,416
88 J.W. COLE ADVISORS, INC. 0.11% of their portfolio TAMPA, FL 33,76333.8k $2.6m $2.6m 0.11% Added +796 +796
89 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 33,15433.2k $2.6m $2.6m 0.01% Added +620 +620
90 Ballew Advisors, Inc 1.57% of their portfolio Jackson, MS 31,52931.5k $2.5m $2.5m 1.57% Reduced -269 -269
91 Morey & Quinn Wealth Partners, LLC 2.08% of their portfolio OMAHA, NE 31,28631.3k $2.5m $2.5m 2.08% First filing
92 Ayalon Insurance Comp Ltd. 0.74% of their portfolio Ramat Gan, L3 30,58930.6k $2.4m $2.4m 0.74% Unchanged
93 Prosperity Financial Group, Inc. 1.20% of their portfolio San Ramon, CA 30,54430.5k $2.4m $2.4m 1.20% Added +688 +688
94 Midwest Financial Network, LLC 2.46% of their portfolio TINLEY PARK, IL 30,10630.1k $2.4m $2.4m 2.46% First filing
95 Kaydan Wealth Management, Inc. 0.77% of their portfolio FENTON, MI 29,60929.6k $2.3m $2.3m 0.77% Reduced -489 -489
96 WealthPlan Investment Management, LLC 0.23% of their portfolio OMAHA, NE 29,32329.3k $2.3m $2.3m 0.23% Reduced -37.0k -36,967
97 Apeiron RIA LLC 0.63% of their portfolio Dallas, TX 28,81328.8k $2.3m $2.3m 0.63% Reduced -2.6k -2,641
98 StoneX Group Inc. 0.12% of their portfolio NEW YORK, NY 28,35328.4k $2.2m $2.2m 0.12% Added +6.8k +6,831
99 Regal Investment Advisors LLC 0.17% of their portfolio KENTWOOD, MI 28,30728.3k $2.2m $2.2m 0.17% Reduced -5.5k -5,474
100 KINGSWOOD WEALTH ADVISORS, LLC 0.16% of their portfolio SAN DIEGO, CA 27,77127.8k $2.2m $2.2m 0.16% Added +14.3k +14,306